Updated: 09 Jul 2025 12:01
SGX Symbol: | O5RU | Currency: | SGD |
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Last Done: | 1.310 | Volume ('000): | 292 |
Change: | -0.020 | % Change: | -1.5 |
Day's Range: | 1.310 - 1.330 | 52 Weeks' Range: | 1.160 - 1.370 |
Announce Date [Date of Effective Change] | Buyer/ Seller Name [Type*] | S/ W/ U ** | Bought/ (Sold) ('000) | Price ($) | After Trade | Note | |
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No. of Shares ('000) *** | % Held *** | ||||||
03/07/25 [30/06/25] |
Alexandrite Gem Holdings Limited [SSH] | S/U | 101,829 | - | 101,829 | 12.47 | Note
Remarks
MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025. ESR Group Limited holds an interest in the Listed Issuer. The Substantial Unitholders have an interest in MEGA EquityCo, which is the holding company of MEGA BidCo and therefore under Section 4(5) of the Securities and Futures Act 2001, are deemed to have interests in the units of the Listed Issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 101829199 (Deemed Interest) |
03/07/25 [30/06/25] |
Athena Logistics Holding Ltd [SSH] | S/U | 101,829 | - | 101,829 | 12.47 | Note
Remarks
MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025. ESR Group Limited holds an interest in the Listed Issuer. The Substantial Unitholders have an interest in MEGA EquityCo, which is the holding company of MEGA BidCo and therefore under Section 4(5) of the Securities and Futures Act 2001, are deemed to have interests in the units of the Listed Issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 101829199 (Deemed Interest) |
03/07/25 [30/06/25] |
WP Andesine Holding Ltd [SSH] | S/U | 101,829 | - | 101,829 | 12.47 | Note
Remarks
MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025. ESR Group Limited holds an interest in the Listed Issuer. The Substantial Unitholders have an interest in MEGA EquityCo, which is the holding company of MEGA BidCo and therefore under Section 4(5) of the Securities and Futures Act 2001, are deemed to have interests in the units of the Listed Issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 101829199 (Deemed Interest) |
03/07/25 [30/06/25] |
WP Ekanite Gem Ltd [SSH] | S/U | 101,829 | - | 101,829 | 12.47 | Note
Remarks
MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025. ESR Group Limited holds an interest in the Listed Issuer. The Substantial Unitholders have an interest in MEGA EquityCo, which is the holding company of MEGA BidCo and therefore under Section 4(5) of the Securities and Futures Act 2001, are deemed to have interests in the units of the Listed Issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 101829199 (Deemed Interest) |
03/07/25 [30/06/25] |
WP Global LLC [SSH] | S/U | 101,829 | - | 101,829 | 12.47 | Note
Remarks
MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025. ESR Group Limited holds an interest in the Listed Issuer. The Substantial Unitholders have an interest in MEGA EquityCo, which is the holding company of MEGA BidCo and therefore under Section 4(5) of the Securities and Futures Act 2001, are deemed to have interests in the units of the Listed Issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 101829199 (Deemed Interest) |
03/07/25 [30/06/25] |
WP Nepheline Ltd [SSH] | S/U | 101,829 | - | 101,829 | 12.47 | Note
Remarks
MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025. ESR Group Limited holds an interest in the Listed Issuer. The Substantial Unitholders have an interest in MEGA EquityCo, which is the holding company of MEGA BidCo and therefore under Section 4(5) of the Securities and Futures Act 2001, are deemed to have interests in the units of the Listed Issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 101829199 (Deemed Interest) |
03/07/25 [30/06/25] |
Warburg Pincus & Co. [SSH] | S/U | 101,829 | - | 101,829 | 12.47 | Note
Remarks
MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025. ESR Group Limited holds an interest in the Listed Issuer. The Substantial Unitholders have an interest in MEGA EquityCo, which is the holding company of MEGA BidCo and therefore under Section 4(5) of the Securities and Futures Act 2001, are deemed to have interests in the units of the Listed Issuer. Immediately after the transaction No. of ordinary voting shares/units held: (Direct Interest); 101829199 (Deemed Interest)MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025 ("Transaction"). ESR Group Limited has: (a) a direct interest in 7,871,125 units of the Listed Issuer; and (b) a deemed interest in 93,958,074 units of the Listed Issuer, comprising of (i) 57,599,655 units held by ESR HK Management Limited, a wholly-owned subsidiary of ESR Group Limited; and (ii) 36,358,419 units held by e-Shang Infinity Cayman Limited, a wholly-owned subsidiary of ESR Group Limited, amounting to a total interest in 103,378,599 units of the Listed Issuer. Alexandrite Gem Holdings Limited ("AGHL") and Athena Logistics Holding Ltd ("ALHL") are each indirectly wholly-owned by certain private equity funds which are limited partnerships ("the Funds") managed by Warburg Pincus LLC, a New York limited liability company. Warburg Pincus XII, L.P., a Delaware limited partnership ("WP XII GP") and Warburg Pincus China GP, L.P., a Delaware limited partnership ("WPC GP") are the general partners of the Funds. WP Global LLC, a Delaware limited liability company ("WP Global"), is the general partner of each of WP XII GP and WPC GP. Warburg Pincus Partners II, L.P., a Delaware limited partnership ("WPP II"), is the managing member of WP Global. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WPP GP LLC"), is the general partner of WPP II. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WPP GP LLC. WP Nepheline Ltd ("WPNL"), WP Ekanite Gem Ltd ("WPEG"), WP Andesine Holding Ltd ("WPAH") are each indirectly wholly-owned by certain private equity funds which are limited partnerships ("the Other Funds") managed by Warburg Pincus (Bermuda) Private Equity GP Ltd, a Bermuda limited liability company. Warburg Pincus Asia Real Estate GP, L.P. ("WPARE"), WP Ekanite Gem GP Ltd. ("WPEG GP") and Warburg Pincus (Cayman) China-Southeast Asia II GP, L.P ("WPCSA GP") are the general partners of the Other Funds. Warburg Pincus Asia Real Estate GP, LLC ("WPARE GP"), a Cayman Islands limited liability company, is the general partner of WPARE. Warburg Pincus Co-Investment GP (Cayman), Ltd. ("WPC GP"), a Cayman Islands limited liability company, is the managing member of WPEG GP. Warburg Pincus (Cayman) China-Southeast Asia II GP LLC ("WPCSA") is the general partner of WPCSA GP. Warburg Pincus Partners II (Cayman), L.P. ("WPPC II"), a Cayman Islands limited liability company, is the managing member of each of WPARE GP and WPCSA, as well as the sole member of WPC GP. Warburg Pincus (Bermuda) Private Equity GP Ltd ("WPBPE GP"), is the general partner of WPPC II. Following the completion of the Transaction, AGHL, ALHL, WPNL, WPEG and WPAH collectively hold more than 20% of MEGA EquityCo and more than 20% of the voting shares in ESR Group Limited. MEGA BidCo is 100% owned by MEGA FinCo, which is in turn 100% owned by MEGA Intermediate HoldCo, which is in turn 100% owned by MEGA EquityCo. Accordingly, each of AGHL, ALHL, WP Global, WPP II, WPP GP LLC and WP, as well as each of WPNL, WPEG, WPAH, WPARE GP, WPC GP, WPCSA, WPPC II and WPBPE GP, is deemed to have an interest in the 101,829,199 units of the Listed Issuer that ESR Group Limited has a deemed interest in. |
03/07/25 [30/06/25] |
Warburg Pincus (Bermuda) Private Equity GP Ltd. [SSH] | S/U | 101,829 | - | 101,829 | 12.47 | Note
Remarks
MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025. ESR Group Limited holds an interest in the Listed Issuer. The Substantial Unitholders have an interest in MEGA EquityCo, which is the holding company of MEGA BidCo and therefore under Section 4(5) of the Securities and Futures Act 2001, are deemed to have interests in the units of the Listed Issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 101829199 (Deemed Interest) |
03/07/25 [30/06/25] |
Warburg Pincus (Cayman) China-Southeast Asia II GP LLC [SSH] | S/U | 101,829 | - | 101,829 | 12.47 | Note
Remarks
MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025. ESR Group Limited holds an interest in the Listed Issuer. The Substantial Unitholders have an interest in MEGA EquityCo, which is the holding company of MEGA BidCo and therefore under Section 4(5) of the Securities and Futures Act 2001, are deemed to have interests in the units of the Listed Issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 101829199 (Deemed Interest) |
03/07/25 [30/06/25] |
Warburg Pincus Asia Real Estate GP, LLC [SSH] | S/U | 101,829 | - | 101,829 | 12.47 | Note
Remarks
MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025. ESR Group Limited holds an interest in the Listed Issuer. The Substantial Unitholders have an interest in MEGA EquityCo, which is the holding company of MEGA BidCo and therefore under Section 4(5) of the Securities and Futures Act 2001, are deemed to have interests in the units of the Listed Issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 101829199 (Deemed Interest) |
03/07/25 [30/06/25] |
Warburg Pincus Co-Investment GP (Cayman), Ltd. [SSH] | S/U | 101,829 | - | 101,829 | 12.47 | Note
Remarks
MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025. ESR Group Limited holds an interest in the Listed Issuer. The Substantial Unitholders have an interest in MEGA EquityCo, which is the holding company of MEGA BidCo and therefore under Section 4(5) of the Securities and Futures Act 2001, are deemed to have interests in the units of the Listed Issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 101829199 (Deemed Interest) |
03/07/25 [30/06/25] |
Warburg Pincus Partners GP LLC [SSH] | S/U | 101,829 | - | 101,829 | 12.47 | Note
Remarks
MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025. ESR Group Limited holds an interest in the Listed Issuer. The Substantial Unitholders have an interest in MEGA EquityCo, which is the holding company of MEGA BidCo and therefore under Section 4(5) of the Securities and Futures Act 2001, are deemed to have interests in the units of the Listed Issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 101829199 (Deemed Interest) |
03/07/25 [30/06/25] |
Warburg Pincus Partners II (Cayman), L.P. [SSH] | S/U | 101,829 | - | 101,829 | 12.47 | Note
Remarks
MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025. ESR Group Limited holds an interest in the Listed Issuer. The Substantial Unitholders have an interest in MEGA EquityCo, which is the holding company of MEGA BidCo and therefore under Section 4(5) of the Securities and Futures Act 2001, are deemed to have interests in the units of the Listed Issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 101829199 (Deemed Interest) |
03/07/25 [30/06/25] |
Warburg Pincus Partners II, L.P. [SSH] | S/U | 101,829 | - | 101,829 | 12.47 | Note
Remarks
MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025. ESR Group Limited holds an interest in the Listed Issuer. The Substantial Unitholders have an interest in MEGA EquityCo, which is the holding company of MEGA BidCo and therefore under Section 4(5) of the Securities and Futures Act 2001, are deemed to have interests in the units of the Listed Issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 101829199 (Deemed Interest) |
03/07/25 [01/07/25] |
SCGG II GP, L.L.C. [SSH] | S/U | 101,829 | - | 101,829 | 12.47 | Note
Remarks
MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025. ESR Group Limited holds an interest in the Listed Issuer. The Substantial Unitholders have an interest in MEGA EquityCo, which is the holding company of MEGA BidCo and therefore under Section 4(5) of the Securities and Futures Act 2001, are deemed to have interests in the units of the Listed Issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 101829199 (Deemed Interest) |
03/07/25 [30/06/25] |
BSS SCG GP Holdings L.L.C. [SSH] | S/U | 101,829 | - | 101,829 | 12.47 | Note
Remarks
MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025. ESR Group Limited holds an interest in the Listed Issuer. The Substantial Unitholders have an interest in MEGA EquityCo, which is the holding company of MEGA BidCo and therefore under Section 4(5) of the Securities and Futures Act 2001, are deemed to have interests in the units of the Listed Issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 101829199 (Deemed Interest) |
03/07/25 [30/06/25] |
Barry Stuart Sternlicht [SSH] | S/U | 101,829 | - | 101,829 | 12.47 | Note
Remarks
MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025. ESR Group Limited holds an interest in the Listed Issuer. The Substantial Unitholders have an interest in MEGA EquityCo, which is the holding company of MEGA BidCo and therefore under Section 4(5) of the Securities and Futures Act 2001, are deemed to have interests in the units of the Listed Issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 101829199 (Deemed Interest) |
03/07/25 [30/06/25] |
S Asia Hold Co 1 Private Limited [SSH] | S/U | 101,829 | - | 101,829 | 12.47 | Note
Remarks
MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025. ESR Group Limited holds an interest in the Listed Issuer. The Substantial Unitholders have an interest in MEGA EquityCo, which is the holding company of MEGA BidCo and therefore under Section 4(5) of the Securities and Futures Act 2001, are deemed to have interests in the units of the Listed Issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 101829199 (Deemed Interest) |
03/07/25 [30/06/25] |
SOF-12 International Management S.a.r.l. [SSH] | S/U | 101,829 | - | 101,829 | 12.47 | Note
Remarks
MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025. ESR Group Limited holds an interest in the Listed Issuer. The Substantial Unitholders have an interest in MEGA EquityCo, which is the holding company of MEGA BidCo and therefore under Section 4(5) of the Securities and Futures Act 2001, are deemed to have interests in the units of the Listed Issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 101829199 (Deemed Interest) |
03/07/25 [30/06/25] |
SOF-12 International SCSP [SSH] | S/U | 101,829 | - | 101,829 | 12.47 | Note
Remarks
MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025. ESR Group Limited holds an interest in the Listed Issuer. The Substantial Unitholders have an interest in MEGA EquityCo, which is the holding company of MEGA BidCo and therefore under Section 4(5) of the Securities and Futures Act 2001, are deemed to have interests in the units of the Listed Issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 101829199 (Deemed Interest) |
03/07/25 [30/06/25] |
SOF-12 Sequoia Investco Ltd [SSH] | S/U | 101,829 | - | 101,829 | 12.47 | Note
Remarks
MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025. ESR Group Limited holds an interest in the Listed Issuer. The Substantial Unitholders have an interest in MEGA EquityCo, which is the holding company of MEGA BidCo and therefore under Section 4(5) of the Securities and Futures Act 2001, are deemed to have interests in the units of the Listed Issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 101829199 (Deemed Interest) |
03/07/25 [30/06/25] |
Starwood Capital Group Global II, L.P [SSH] | S/U | 101,829 | - | 101,829 | 12.47 | Note
Remarks
MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025. ESR Group Limited holds an interest in the Listed Issuer. The Substantial Unitholders have an interest in MEGA EquityCo, which is the holding company of MEGA BidCo and therefore under Section 4(5) of the Securities and Futures Act 2001, are deemed to have interests in the units of the Listed Issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 101829199 (Deemed Interest) |
03/07/25 [30/06/25] |
Starwood Capital Group Holdings GP L.L.C. [SSH] | S/U | 101,829 | - | 101,829 | 12.47 | Note
Remarks
MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025. ESR Group Limited holds an interest in the Listed Issuer. The Substantial Unitholders have an interest in MEGA EquityCo, which is the holding company of MEGA BidCo and therefore under Section 4(5) of the Securities and Futures Act 2001, are deemed to have interests in the units of the Listed Issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 101829199 (Deemed Interest) |
03/07/25 [30/06/25] |
Starwood Electron Co-Invest GP, LLC [SSH] | S/U | 101,829 | - | 101,829 | 12.47 | Note
Remarks
MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025. ESR Group Limited holds an interest in the Listed Issuer. The Substantial Unitholders have an interest in MEGA EquityCo, which is the holding company of MEGA BidCo and therefore under Section 4(5) of the Securities and Futures Act 2001, are deemed to have interests in the units of the Listed Issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 101829199 (Deemed Interest) |
03/07/25 [30/06/25] |
Starwood Electron Co-Invest LP [SSH] | S/U | 101,829 | - | 101,829 | 12.47 | Note
Remarks
MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025. ESR Group Limited holds an interest in the Listed Issuer. The Substantial Unitholders have an interest in MEGA EquityCo, which is the holding company of MEGA BidCo and therefore under Section 4(5) of the Securities and Futures Act 2001, are deemed to have interests in the units of the Listed Issuer. Immediately after the transaction No. of ordinary voting shares/units held: (Direct Interest); 101829199 (Deemed Interest)MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025 ("Transaction"). ESR Group Limited has: (a) a direct interest in 7,871,125 units of the Listed Issuer; and (b) a deemed interest in 93,958,074 units of the Listed Issuer, comprising of (i) 57,599,655 units held by ESR HK Management Limited, a wholly-owned subsidiary of ESR Group Limited; and (ii) 36,358,419 units held by e-Shang Infinity Cayman Limited, a wholly-owned subsidiary of ESR Group Limited, amounting to a total interest in 101,829,199 units of the Listed Issuer. Following the completion of the Transaction, Starwood Electron Co-Invest LP ("SECL") and SOF-12 Sequoia Investco Ltd ("SSIL") collectively hold more than 20% of MEGA EquityCo and more than 20% of the voting shares in ESR Group Limited. MEGA BidCo is 100% owned by MEGA FinCo, which is in turn 100% owned by MEGA Intermediate HoldCo, which is in turn 100% owned by MEGA EquityCo. SECL and SSIL are each indirectly controlled by certain vehicles managed by Starwood Capital Group Management, L.L.C., a Delaware limited liability company. Starwood Electron Co-Invest GP, LLC, a Delaware limited liability company ("SEC GP") is the general partner of SECL. SSIL is directly controlled by S Asia Hold Co 1 Private Limited, a Singapore private limited company ("SAHC1"). SAHC1 is directly controlled by SOF-12 International SCSP, a Luxembourg special limited partnership ("S12"). SOF-12 International Management S.a.r.l., a Luxembourg limited liability company ("SIMS") is the general partner of S12. SIMS is directly controlled by Starwood XII Management L.P., a Delaware limited partnership ("SXM"). Starwood XII Management GP, L.L.C., a Delaware limited company ("SXM GP") is the general partner of SXM. SXM and SEC GP are directly controlled by Starwood Capital Group Global II, L.P. a Delaware limited partnership ("SCGG II"). SCGG II GP, L.L.C., a Delaware limited liability company ("SCGG GP II") is the general partner of SCGG II. SCGG GP II is directly controlled by Starwood Capital Group Holdings GP L.L.C., a Delaware limited liability company ("SCGH"). SCGH is directly controlled by BSS SCG GP Holdings L.L.C., a Delaware limited liability company ("BSS"). Barry Stuart Sternlicht controls a majority interest in BSS. Accordingly, following the completion of the Transaction, each of SECL, SSIL, SEC GP, SAHC 1, S12, SIMS, SXM, SXM GP, SCGG II, SCGG GP II, SCGH, BSS and Barry Stuart Sternlicht, is deemed to have an interest in the 101,829,199 units of the Listed Issuer that ESR Group Limited has a deemed interest in. |
03/07/25 [30/06/25] |
Starwood XII Management GP, L.L.C. [SSH] | S/U | 101,829 | - | 101,829 | 12.47 | Note
Remarks
MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025. ESR Group Limited holds an interest in the Listed Issuer. The Substantial Unitholders have an interest in MEGA EquityCo, which is the holding company of MEGA BidCo and therefore under Section 4(5) of the Securities and Futures Act 2001, are deemed to have interests in the units of the Listed Issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 101829199 (Deemed Interest) |
03/07/25 [30/06/25] |
Starwood XII Management L.P. [SSH] | S/U | 101,829 | - | 101,829 | 12.47 | Note
Remarks
MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025. ESR Group Limited holds an interest in the Listed Issuer. The Substantial Unitholders have an interest in MEGA EquityCo, which is the holding company of MEGA BidCo and therefore under Section 4(5) of the Securities and Futures Act 2001, are deemed to have interests in the units of the Listed Issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 101829199 (Deemed Interest) |
03/07/25 [30/06/25] |
MEGA BidCo [SSH] | S/U | 101,829 | - | 101,829 | 12.47 | Note
Remarks
MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025. ESR Group Limited holds an interest in the Listed Issuer. The Substantial Unitholders have an interest in ESR Group Limited and therefore under Section 4(5) of the Securities and Futures Act 2001, are deemed to have interests in the units of the Listed Issuer. Immediately after the transaction No. of ordinary voting shares/units held: (Direct Interest); 101829199 (Deemed Interest)MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025 ("Transaction"). ESR Group Limited has: (a) a direct interest in 7,871,125 units of the Listed Issuer; and (b) a deemed interest in 93,958,074 units of the Listed Issuer, comprising of (i) 57,599,655 units held by ESR HK Management Limited, a wholly-owned subsidiary of ESR Group Limited; and (ii) 36,358,419 units held by e-Shang Infinity Cayman Limited, a wholly-owned subsidiary of ESR Group Limited, amounting to a total interest in 101,829,199 units of the Listed Issuer. Following the completion of the Transaction, MEGA BidCo holds more than 20% of the voting shares in ESR Group Limited. MEGA BidCo is 100% owned by MEGA FinCo, which is in turn 100% owned by MEGA Intermediate HoldCo, which is in turn 100% owned by MEGA EquityCo. Accordingly, each of MEGA BidCo, MEGA FinCo, MEGA Intermediate HoldCo and MEGA EquityCo, is deemed to have an interest in the 101,829,199 units of the Listed Issuer that ESR Group Limited has a deemed interest in. |
03/07/25 [30/06/25] |
MEGA EquityCo [SSH] | S/U | 101,829 | - | 101,829 | 12.47 | Note
Remarks
MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025. ESR Group Limited holds an interest in the Listed Issuer. The Substantial Unitholders have an interest in ESR Group Limited and therefore under Section 4(5) of the Securities and Futures Act 2001, are deemed to have interests in the units of the Listed Issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 101829199 (Deemed Interest) |
03/07/25 [30/06/25] |
MEGA FinCo [SSH] | S/U | 101,829 | - | 101,829 | 12.47 | Note
Remarks
MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025. ESR Group Limited holds an interest in the Listed Issuer. The Substantial Unitholders have an interest in ESR Group Limited and therefore under Section 4(5) of the Securities and Futures Act 2001, are deemed to have interests in the units of the Listed Issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 101829199 (Deemed Interest) |
03/07/25 [30/06/25] |
MEGA Intermediate HoldCo [SSH] | S/U | 101,829 | - | 101,829 | 12.47 | Note
Remarks
MEGA BidCo has acquired the entire issued share capital in ESR Group Limited, which was listed on The Stock Exchange of Hong Kong, by way of a scheme of arrangement which was completed on 30 June 2025. ESR Group Limited holds an interest in the Listed Issuer. The Substantial Unitholders have an interest in ESR Group Limited and therefore under Section 4(5) of the Securities and Futures Act 2001, are deemed to have interests in the units of the Listed Issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 101829199 (Deemed Interest) |
06/08/24 [06/08/24] |
AIMS APAC CAPITAL HOLDINGS LIMITED [SSH] | S/U | 983 | 1.252 | 65,693 | 8.09 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 41730711 (Direct Interest); 23962535 (Deemed Interest)On 6 August 2024, a total of 982,964 units in AIMS APAC REIT ("Units") were issued to AIMS APAC REIT Management Limited, as Manager of AIMS APAC REIT ("the Manager"), details as follows: 982,964 Units issued at S$1.2521 per Unit as partial payment of the base fee component of the Manager's management fee ("Base Fee") for the period 1 April 2024 to 30 June 2024. AIMS APAC CAPITAL HOLDINGS LIMITED ("AACHL") holds an interest in the Manager and is deemed to have an interest in Units held by the Manager. |
20/05/24 [15/05/24] |
UBS Group AG [SSH] | S/U | (32,351) | - | 8,504 | 1.05 | Note
Remarks
Decrease in holdings due to unexercised Right of Use. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 8503980 (Deemed Interest)Deemed interests arising by virtue of (a) UBS Group AG having an interest, or (b) Section 7(4) or 7(4A) of the Companies Act in units over which subsidiaries/affiliates of UBS Group AG have an interest, by reason of the ability to exercise voting discretion and to acquire/dispose of shares. The percentage of shareholding is calculated based on the issued share of 810,954,811 |
30/04/24 [25/04/24] |
UBS Group AG [SSH] | S/U | 32,888 | - | 41,396 | 5.11 | Note
Remarks
Increase in holdings due to unexercised Right of Use. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 41396336 (Deemed Interest)Deemed interests arising by virtue of (a) UBS Group AG having an interest, or (b) Section 7(4) or 7(4A) of the Companies Act in units over which subsidiaries/affiliates of UBS Group AG have an interest, by reason of the ability to exercise voting discretion and to acquire/dispose of shares. The percentage of shareholding under paragraph 9 above is calculated based on the issued share capital of 810,563,819 |
09/04/24 [05/04/24] |
GREAT WORLD FINANCIAL GROUP HOLDINGS PTY LTD [SSH] | S/U | 112 | 1.310 | 89,200 | 11.00 | Note
Remarks
Acquisition of Securities via market transaction Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 89199765 (Deemed Interest) On 5 April 2024, a total of 112,000 units in AIMS APAC REIT ("Units") were purchased by the following entity, details as follows: (i) 112,000 Units at unit price of S$1.31 were purchased by AIMS Fund Management (Cayman) Limited ("AFMCL") a/c AIMS Capital Growth Income Fund. GREAT WORLD FINANCIAL GROUP HOLDINGS PTY LTD is deemed to have an interest as it owns 100% of GREAT WORLD FINANCIAL GROUP PTY LTD, which own 100% of AIMS Fund Management (Cayman) Limited. |
09/04/24 [05/04/24] |
GREAT WORLD FINANCIAL GROUP PTY LTD [SSH] | S/U | 112 | 1.310 | 89,200 | 11.00 | Note
Remarks
Acquisition of Securities via market transaction Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 89199765 (Deemed Interest)On 5 April 2024, a total of 112,000 units in AIMS APAC REIT ("Units") were purchased by the following entity, details as follows: (i) 112,000 Units at unit price of S$1.31 were purchased by AIMS Fund Management (Cayman) Limited ("AFMCL") a/c AIMS Capital Growth Income Fund. GREAT WORLD FINANCIAL GROUP PTY LTD is deemed to have an interest as it owns 100% of AIMS Fund Management (Cayman) Limited. |
06/02/24 [06/02/24] |
AIMS FINANCIAL HOLDING LIMITED [SSH] | S/U | 417 | - | 73,051 | 9.01 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 8731476 (Direct Interest); 64319290 (Deemed Interest)On 6 February 2024, a total of 417,153 units in AIMS APAC REIT ("Units") were issued to AIMS APAC REIT Management Limited as Manager of AIMS APAC REIT ("the Manager"), details as follows: 417,153 Units issued at S$1.2709 per Unit as partial payment of the base fee component of the Manager's management fee ("Base Fee") for the period 1 October 2023 to 31 December 2023. AIMS APAC REIT Management Limited is a wholly owned subsidiary of AIMS Financial Holding Limited ("AFHL") and AFHL is deemed to have an interest in the Units held by the Manager. |
30/06/23 [27/06/23] |
GREAT WORLD FINANCIAL GROUP HOLDINGS PTY LTD [SSH] | S/U | 2,000 | - | 79,926 | 10.21 | Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): $2,420,000.00 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 79925801 (Deemed Interest) On 27 June 2023, AIMS FINANCIAL HOLDING LIMITED entered into a purchase agreement to acquire 2,000,000 units of AIMS APAC REIT at the unit price of $1.21. GREAT WORLD FINANCIAL GROUP HOLDINGS PTY LTD is deemed to have an interest as it owns 100% of GREAT WORLD FINANCIAL GROUP PTY LTD, which owns 100% of AIMS FINANCIAL HOLDING LIMITED. |
30/06/23 [27/06/23] |
GREAT WORLD FINANCIAL GROUP PTY LTD [SSH] | S/U | 2,000 | - | 79,926 | 10.21 | Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): $2,420,000.00 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 79925801 (Deemed Interest) On 27 June 2023, AIMS FINANCIAL HOLDING LIMITED entered into a purchase agreement to acquire 2,000,000 units of AIMS APAC REIT at the unit price of $1.21. GREAT WORLD FINANCIAL GROUP PTY LTD is deemed to have an interest as it owns 100% of AIMS FINANCIAL HOLDING LIMITED. |
12/06/23 [12/06/23] |
GEORGE WANG [SSH] | S/U | (0.000) | - | 77,926 | 9.96 | Note
Remarks
On 12 June 2023, AIMS APAC REIT issued 57,660,000 new units pursuant to the private placement to raise gross proceeds of S$70mil. The total deemed interest of George Wang stands at 9.96% after the issuance of the new units. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 77925801 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.96000000 (Deemed Interest)refer to box 13 On 12 June 2023, AIMS APAC REIT issued 57,660,000 new units pursuant to the private placement to raise gross proceeds of S$70mil. The total deemed interest of George Wang stands at 9.96% after the issuance of the new units. |
12/06/23 [12/06/23] |
AIMS APAC CAPITAL HOLDINGS LIMITED [SSH] | S/U | (0.000) | - | 59,740 | 7.63 | Note
Remarks
On 12 June 2023, AIMS APAC REIT issued 57,660,000 new units pursuant to the private placement, bringing the total number of units in issue to 782,698,894 as at 12 June 2023. Immediately after the transaction No. of ordinary voting shares/units held: 40319528 (Direct Interest); 19420305 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 5.15000000 (Direct Interest); 2.48000000 (Deemed Interest)Please refer to Box 12 Please refer to Box 12 On 12 June 2023, AIMS APAC REIT issued 57,660,000 new units pursuant to the private placement to raise gross proceeds of S$70mil. The total direct and deemed interest of AIMS APAC CAPITAL HOLDINGS LIMITED ("AACHL") stands at 7.63% immediately after the issuance of the new units. |
12/06/23 [12/06/23] |
GREAT WORLD FINANCIAL GROUP HOLDINGS PTY LTD [SSH] | S/U | (0.000) | - | 77,926 | 9.96 | Note
Remarks
On 12 June 2023, AIMS APAC REIT issued 57,660,000 new units pursuant to the private placement, bringing the total number of units in issue to 782,698,894 as at 12 June 2023. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 77925801 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.96000000 (Deemed Interest)Please refer to box 12 Please refer to box 12 On 12 June 2023, AIMS APAC REIT issued 57,660,000 new units pursuant to the private placement to raise gross proceeds of S$70mil. The total deemed interest of GREAT WORLD FINANCIAL GROUP HOLDINGS PTY LTD stands at 9.96% immediately after the issuance of the new units. |
12/06/23 [12/06/23] |
GREAT WORLD FINANCIAL GROUP PTY LTD [SSH] | S/U | (0.000) | - | 77,926 | 9.96 | Note
Remarks
On 12 June 2023, AIMS APAC REIT issued 57,660,000 new units pursuant to the private placement, bringing the total number of units in issue to 782,698,894 as at 12 June 2023. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 77925801 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.96000000 (Deemed Interest)Please refer to box 12 Please refer to box 12 On 12 June 2023, AIMS APAC REIT issued 57,660,000 new units pursuant to the private placement to raise gross proceeds of S$70mil. The total deemed interest of GREAT WORLD FINANCIAL GROUP PTY LTD stands at 9.96% immediately after the issuance of the new units. |
09/05/23 [09/05/23] |
AIMS APAC CAPITAL HOLDINGS LIMITED [SSH] | S/U | 4,695 | - | 59,740 | 8.24 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 40319528 (Direct Interest); 19420305 (Deemed Interest) On 9 May 2023, a total of 4,694,527 units in AIMS APAC REIT ("Units") were issued to AIMS APAC REIT Management Limited, as Manager of AIMS APAC REIT ("the Manager"), details as follows: (i) 3,420,035 Units issued at S$1.3088 per Unit as payment for the performance component of the Manager's management fee ("Performance Fee") for the year ended 31 March 2023; (ii) 1,274,492 Units issued at S$1.3358 per Unit as partial payment of the base fee component of the Manager's management fee ("Base Fee") for the period 1 January 2023 to 31 March 2023. AIMS APAC CAPITAL HOLDINGS LIMITED ("AACHL") holds an interest in the Manager and is deemed to have an interest in Units held by the Manager. |
09/05/23 [09/05/23] |
GREAT WORLD FINANCIAL GROUP HOLDINGS PTY LTD [SSH] | S/U | 4,695 | - | 75,013 | 10.35 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 75013401 (Deemed Interest) On 9 May 2023, a total of 4,694,527 units in AIMS APAC REIT ("Units") were issued to AIMS APAC REIT Management Limited, as Manager of AIMS APAC REIT ("the Manager"), details as follows: (i) 3,420,035 Units issued at S$1.3088 per Unit as payment for the performance component of the Manager's management fee ("Performance Fee") for the year ended 31 March 2023; (ii) 1,274,492 Units issued at S$1.3358 per Unit as partial payment of the base fee component of the Manager's management fee ("Base Fee") for the period 1 January 2023 to 31 March 2023. Great World Financial Group Holdings Pty Ltd holds an indirect 100% of the Manager and is deemed to have an interest in Units held by the Manager. |
09/05/23 [09/05/23] |
GREAT WORLD FINANCIAL GROUP PTY LTD [SSH] | S/U | 4,695 | - | 75,013 | 10.35 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 75013401 (Deemed Interest) On 9 May 2023, a total of 4,694,527 units in AIMS APAC REIT ("Units") were issued to AIMS APAC REIT Management Limited, as Manager of AIMS APAC REIT ("the Manager"), details as follows: (i) 3,420,035 Units issued at S$1.3088 per Unit as payment for the performance component of the Manager's management fee ("Performance Fee") for the year ended 31 March 2023; (ii) 1,274,492 Units issued at S$1.3358 per Unit as partial payment of the base fee component of the Manager's management fee ("Base Fee") for the period 1 January 2023 to 31 March 2023. Great World Financial Group Pty Ltd holds an indirect 100% of the Manager and is deemed to have an interest in Units held by the Manager. |
26/01/23 [26/01/23] |
AIMS FINANCIAL HOLDING LIMITED [SSH] | S/U | 2,332 | - | 58,264 | 8.09 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 3218818 (Direct Interest); 55045306 (Deemed Interest)On 26 January 2023, a total of 2,331,534 units in AIMS APAC REIT ("Units") were issued to AIMS APAC REIT Management Limited as Manager of AIMS APAC REIT ("the Manager") as payment of the base fee component of the Manager's management fee for the period 1 October 2022 to 31 December 2022. AIMS APAC REIT Management Limited is a wholly owned subsidiary of AIMS Financial Holding Limited ("AFHL") and AFHL is deemed to have an interest in the Units held by the Manager. |
13/07/22 [07/07/22] |
Credit Suisse AG ("CSAG") [SSH] | S/U | (28,973) | - | 7,008 | 0.98 | Note
Remarks
a) affiliates' sale of 28,800 AIMS APAC REIT shares. b) affiliates' transfer out of 28,925,065 AIMS APAC REIT shares to client's Credit Suisse non-discretionary private bank account from Prime brokerage account. (No change in beneficiary owner) c) affiliates' stock borrow return of 19,000 AIMS APAC REIT shares Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD 38,934.72 (Received) / SGD 0.00/ SGD 0.00 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 7007550 (Deemed Interest)The change in interest of CSAG arises by way of: a) affiliates' sale of 28,800 AIMS APAC REIT shares. b) affiliates' transfer out of 28,925,065 AIMS APAC REIT shares to client's Credit Suisse non-discretionary private bank account from Prime brokerage account. (No change in beneficiary owner) In the provision of prime brokerage services to the beneficial owners, CSAG's affliates has the rights of use of the shares held and is deemed to have an interest in such shares. c) affiliates' stock borrow returned of 19,000 AIMS APAC REIT shares Credit Suisse AG is a wholly owned subsidiary of Credit Suisse Group AG. |
13/07/22 [07/07/22] |
Credit Suisse Group AG ("CSGAG") [SSH] | S/U | (28,973) | - | 7,008 | 0.98 | Note
Remarks
a) affiliates' sale of 28,800 AIMS APAC REIT shares. b) affiliates' transfer out of 28,925,065 AIMS APAC REIT shares to client's Credit Suisse non-discretionary private bank account from Prime brokerage account. (No change in beneficiary owner) c) affiliates' stock borrow return of 19,000 AIMS APAC REIT shares Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD 38,934.72 (Received) / SGD 0.00/ SGD 0.00 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 7007550 (Deemed Interest)The change in interest of CSGAG arises by way of: a) affiliates' sale of 28,800 AIMS APAC REIT shares. b) affiliates' transfer out of 28,925,065 AIMS APAC REIT shares to client's Credit Suisse non-discretionary private bank account from Prime brokerage account. (No change in beneficiary owner) In the provision of prime brokerage services to the beneficial owners, CSGAG's affliates has the rights of use of the shares held and is deemed to have an interest in such shares. c) affiliates' stock borrow return of 19,000 AIMS APAC REIT shares Credit Suisse AG is a wholly owned subsidiary of Credit Suisse Group AG. |
07/07/22 [04/07/22] |
Credit Suisse AG ("CSAG") [SSH] | S/U | 53 | - | 35,840 | 5.00 | Note
Remarks
a) affiliates' purchase of 53,400 AIMS APAC REIT shares Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD72,624.00 (Paid) Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 35840315 (Deemed Interest)The change in interest of CSAG arises by way of: a) affiliates' purchase of 53,400 AIMS APAC REIT shares Credit Suisse AG is a wholly owned subsidiary of Credit Suisse Group AG. |
07/07/22 [04/07/22] |
Credit Suisse Group AG ("CSGAG") [SSH] | S/U | 53 | - | 35,840 | 5.00 | Note
Remarks
a) affiliates' purchase of 53,400 AIMS APAC REIT shares Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD72,624.00 (Paid) Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 35840315 (Deemed Interest)The change in interest of CSGAG arises by way of: a) affiliates' purchase of 53,400 AIMS APAC REIT shares Credit Suisse AG is a wholly owned subsidiary of Credit Suisse Group AG. |
05/07/22 [30/06/22] |
Credit Suisse AG ("CSAG") [SSH] | S/U | (117) | - | 35,768 | 4.99 | Note
Remarks
a) affiliates' purchase of 9,700 AIMS APAC REIT shares; b) affiliates' stock borrow return of 113,000 AIMS APAC REIT shares and c) affiliates' sale of 13,500 AIMS APAC REIT shares. Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD13,192.00 (Paid)/SGD 18,360.00 (Received)/ SGD0.00 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 35767715 (Deemed Interest)The change in interest of CSAG arises by way of: a) affiliates' purchase of 9,700 AIMS APAC REIT shares; b) affiliates' stock borrow return of 113,000 AIMS APAC REIT shares and c) affiliates' sale of 13,500 AIMS APAC REIT shares. Credit Suisse AG is a wholly owned subsidiary of Credit Suisse Group AG. |
05/07/22 [30/06/22] |
Credit Suisse Group AG ("CSGAG") [SSH] | S/U | (117) | - | 35,768 | 4.99 | Note
Remarks
a) affiliates' purchase of 9,700 AIMS APAC REIT shares; b) affiliates' stock borrow return of 113,000 AIMS APAC REIT shares and c) affiliates' sale of 13,500 AIMS APAC REIT shares. Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD13,192.00 (Paid)/SGD 18,360.00 (Received)/ SGD0.00 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 35767715 (Deemed Interest)The change in interest of CSGAG arises by way of: a) affiliates' purchase of 9,700 AIMS APAC REIT shares; b) affiliates' stock borrow return of 113,000 AIMS APAC REIT shares and c) affiliates' sale of 13,500 AIMS APAC REIT shares. Credit Suisse AG is a wholly owned subsidiary of Credit Suisse Group AG. |
29/04/22 [29/04/22] |
GREAT WORLD FINANCIAL GROUP HOLDINGS PTY LTD [SSH] | S/U | 4,566 | - | 66,558 | 9.29 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 66557700 (Deemed Interest)On 29 Apr 2022, a total of 4,565,724 units in AIMS APAC REIT ("Units") were issued to AIMS APAC REIT Management Limited, as Manager of AIMS APAC REIT ("the Manager"), details as follows: (i) 3,317,930 Units issued as payment for the performance component of the Manager's management fee ("Performance Fee") for the year ended 31 March 2022; (ii) 1,247,794 Units issued as payment of the base fee component of the Manager's management fee ("Base Fee") for the period 1 January 2022 to 31 March 2022. Great World Financial Group Holdings Pty Ltd holds an indirect 100% of the Manager and is deemed to have an interest in Units held by the Manager. |
29/04/22 [29/04/22] |
GREAT WORLD FINANCIAL GROUP PTY LTD [SSH] | S/U | 4,566 | - | 66,558 | 9.29 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 66557700 (Deemed Interest)On 29 Apr 2022, a total of 4,565,724 units in AIMS APAC REIT ("Units") were issued to AIMS APAC REIT Management Limited, as Manager of AIMS APAC REIT ("the Manager"), details as follows: (i) 3,317,930 Units issued as payment for the performance component of the Manager's management fee ("Performance Fee") for the year ended 31 March 2022; (ii) 1,247,794 Units issued as payment of the base fee component of the Manager's management fee ("Base Fee") for the period 1 January 2022 to 31 March 2022. Great World Financial Group Pty Ltd holds an indirect 100% of the Manager and is deemed to have an interest in Units held by the Manager. |
12/01/22 [12/01/22] |
AIMS APAC CAPITAL HOLDINGS LIMITED [SSH] | S/U | 1,350 | - | 49,937 | 7.01 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 40319528 (Direct Interest); 9617698 (Deemed Interest)On 12 January 2022, 1,350,050 units in AIMS APAC REIT ("Units") were issued to AIMS APAC REIT MANAGEMENT LIMITED ("AARM"), as partial payment of the base fee component of the Manager's management fee for the period 1 July 2021 to 31 December 2021. AIMS APAC Capital Holdings Limited is deemed to have an interest in Units held by AARM. |
12/01/22 [12/01/22] |
AIMS FINANCIAL HOLDING LIMITED [SSH] | S/U | 1,350 | - | 49,937 | 7.01 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 49937226 (Deemed Interest)On 12 January 2022, 1,350,050 units in AIMS APAC REIT ("Units") were issued to AIMS APAC REIT MANAGEMENT LIMITED ("AARM"), as partial payment of the base fee component of the Manager's management fee for the period 1 July 2021 to 31 December 2021. AIMS APAC Capital Holdings Limited is deemed to have an interest in Units held by AARM. AIMS APAC Capital Holdings Limited is 100% owned by AIMS Financial Holding Limited. |
28/10/21 [25/10/21] |
AIMS APAC Capital Holdings Limited [SSH] | S/U | 13,238 | - | 45,355 | 6.41 | Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Immediately after the transaction No. of ordinary voting shares/units held: 40319528 (Direct Interest); 5035452 (Deemed Interest)On 25 October 2021, AIMS Financial Holding Limited transferred 13,238,100 AIMS APAC REIT units to AIMS APAC Capital Holdings Limited. AIMS APAC Capital Holdings Limited is 100% owned by AIMS Financial Holding Limited. |
12/10/21 [08/10/21] |
Dragon Pacific Assets Limited [SSH] | S/U | (1,100) | 1.440 | 35,297 | 4.99 | Note
Remarks
Disposal of Securities via market transaction Immediately after the transaction No. of ordinary voting shares/units held: 35296801 (Direct Interest); 0 (Deemed Interest)The computation is based off of 707,435,223 shares outstanding |
04/10/21 [29/09/21] |
AIMS Financial Holding Limited [SSH] | S/U | 7,000 | - | 45,355 | 6.41 | Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): $10,850,000 Immediately after the transaction No. of ordinary voting shares/units held: 13238100 (Direct Interest); 32116880 (Deemed Interest)AIMS Financial Holding Limited transferred 20,081,428 AA REIT units to AIMS APAC Capital Holdings Limited on 29 September 2021. AIMS Fund Management (Cayman) Limited transferred 7 million AA REIT units to AIMS APAC Capital Holdings Limited on 29 September 2021. AIMS APAC Capital Holdings Limited is 100% owned by AIMS Financial Holding Limited. AIMS Fund Management (Cayman) Limited is 100% owned by Great World Financial Group Pty Ltd. AIMS APAC Capital Holdings Limited is 100% owned by AIMS Financial Holding Limited which is 100% owned by Great World Financial Group Pty Ltd. |
20/09/21 [17/09/21] |
Dragon Pacific Assets Limited [SSH] | S/U | (3,394) | 1.434 | 40,201 | 5.68 | Note
Remarks
Disposal of Securities via market transaction Immediately after the transaction No. of ordinary voting shares/units held: 40200701 (Direct Interest); 0 (Deemed Interest)The computation is based off of 707,435,223 shares outstanding |
10/09/21 [09/09/21] |
Dragon Pacific Assets Limited [SSH] | S/U | (8,736) | 1.464 | 49,168 | 6.95 | Note
Remarks
Disposal of Securities via market transaction Immediately after the transaction No. of ordinary voting shares/units held: 49167601 (Direct Interest); 0 (Deemed Interest)The computation is based off of 707,435,223 shares outstanding. |
06/08/20 [05/08/20] |
ESR Cayman Limited [SSH] | S/U | 400 | - | 91,896 | 13.00 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$485,440 Immediately after the transaction No. of ordinary voting shares/units held: 9101957 (Direct Interest); 82793776 (Deemed Interest)e-Shang Infinity Cayman Limited ("ES Infinity"), a company established in the Cayman Islands, is a wholly-owned subsidiary of e-Shang Jupiter Cayman Limited ("ES Jupiter"), a company established in the Cayman Islands. ES Jupiter, a company established in the Cayman Islands, is a 100% owned subsidiary of ESR Cayman Limited ("ESR"). ES Infinity holds 28,008,135 units in AA REIT directly. As ESR has control of ES Jupiter and ES Infinity, ESR is deemed to have interests in the 28,008,135 units held by ES Infinity. ESR HK Management Limited ("EHKML"), a company established in the Cayman Islands, is a wholly-owned subsidiary of ESR. EHKML acquired 400,000 units in AA REIT via market transactions, and has interests in 54,785,641 units in AA REIT directly. As ESR has control of EHKML, ESR is deemed to have interests in the 54,785,641 units held by EHKML. Accordingly ESR is deemed to have interests in the aggregate 82,793,776 units held by ES Infinity and EHKML. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT, being 706,662,583, as published by the manager of AA REIT. |
15/05/20 [13/05/20] |
BlackRock, Inc. [SSH] | S/U | (132) | - | 35,254 | 4.98 | Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): 155,996.00 SGD Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 35254084 (Deemed Interest)BlackRock, Inc. holds a deemed interest because it has indirect control of the entity that holds the direct interest. The PNC Financial Services Group, Inc. as deemed shareholder through its over 20% ownership of BlackRock, Inc. (which is in turn a deemed shareholder through various BlackRock, Inc. subsidiaries as set out below). 1.BlackRock Investment Management, LLC 2.BlackRock Investment Management (Australia) Limited 3.BlackRock (Luxembourg) S.A. 4.BlackRock (Netherlands) B.V. 5.BlackRock Advisors (UK) Limited 6.BlackRock Fund Advisors 7.BlackRock Institutional Trust Company, N.A. 8.BlackRock Japan Co Ltd |
15/05/20 [13/05/20] |
The PNC Financial Services Group, Inc. [SSH] | S/U | (132) | - | 35,254 | 4.98 | Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): 155,996.00 SGD Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 35254084 (Deemed Interest)BlackRock, Inc. holds a deemed interest because it has indirect control of the entity that holds the direct interest. The PNC Financial Services Group, Inc. as deemed shareholder through its over 20% ownership of BlackRock, Inc. (which is in turn a deemed shareholder through various BlackRock, Inc. subsidiaries as set out below). 1.BlackRock Investment Management, LLC 2.BlackRock Investment Management (Australia) Limited 3.BlackRock (Luxembourg) S.A. 4.BlackRock (Netherlands) B.V. 5.BlackRock Advisors (UK) Limited 6.BlackRock Fund Advisors 7.BlackRock Institutional Trust Company, N.A. 8.BlackRock Japan Co Ltd |
05/05/20 [28/04/20] |
Credit Suisse AG ("CSAG") [SSH] | S/U | 235 | - | 35,499 | 5.02 | Note
Remarks
a) affiliates' purchase of 250,000 AIMS APAC REIT shares; b) affiliates' stock borrow of 130,000 AIMS APAC REIT shares and c) affiliates' return of borrow of 145,146 AIMS APAC REIT shares. Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD 287,975.00 (Paid)/ SGD0,00/SGD0.00 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 35499288 (Deemed Interest)The change in interest of CSAG arises by way of: a) affiliates' purchase of 250,000 AIMS APAC REIT shares; b) affiliates' stock borrow of 130,000 AIMS APAC REIT shares and c) affiliates' return of borrow of 145,146 AIMS APAC REIT shares. Credit Suisse AG is a wholly owned subsidiary of Credit Suisse Group AG. |
05/05/20 [28/04/20] |
Credit Suisse Group AG ("CSGAG") [SSH] | S/U | 235 | - | 35,499 | 5.02 | Note
Remarks
a) affiliates' purchase of 250,000 AIMS APAC REIT shares; b) affiliates' stock borrow of 130,000 AIMS APAC REIT shares and c) affiliates' return of borrow of 145,146 AIMS APAC REIT shares. Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD 287,975.00 (Paid)/ SGD0,00/SGD0.00 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 35499288 (Deemed Interest)The change in interest of CSGAG arises by way of: a) affiliates' purchase of 250,000 AIMS APAC REIT shares; b) affiliates' stock borrow of 130,000 AIMS APAC REIT shares and c) affiliates' return of borrow of 145,146 AIMS APAC REIT shares. Credit Suisse AG is a wholly owned subsidiary of Credit Suisse Group AG. |
29/04/20 [27/04/20] |
BlackRock, Inc. [SSH] | S/U | (320) | - | 42,377 | 5.99 | Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): 366,400 SGD Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 42376784 (Deemed Interest)BlackRock, Inc. holds a deemed interest because it has indirect control of the entity that holds the direct interest. The PNC Financial Services Group, Inc. as deemed shareholder through its over 20% ownership of BlackRock, Inc. (which is in turn a deemed shareholder through various BlackRock, Inc. subsidiaries as set out below). 1.BlackRock Investment Management, LLC 2.BlackRock Investment Management (Australia) Limited 3.BlackRock (Luxembourg) S.A. 4.BlackRock (Netherlands) B.V. 5.BlackRock Advisors (UK) Limited 6.BlackRock Fund Advisors 7.BlackRock Institutional Trust Company, N.A. 8.BlackRock Japan Co Ltd |
29/04/20 [27/04/20] |
The PNC Financial Services Group, Inc. [SSH] | S/U | (320) | - | 42,377 | 5.99 | Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): 366,400 SGD Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 42376784 (Deemed Interest)BlackRock, Inc. holds a deemed interest because it has indirect control of the entity that holds the direct interest. The PNC Financial Services Group, Inc. as deemed shareholder through its over 20% ownership of BlackRock, Inc. (which is in turn a deemed shareholder through various BlackRock, Inc. subsidiaries as set out below). 1.BlackRock Investment Management, LLC 2.BlackRock Investment Management (Australia) Limited 3.BlackRock (Luxembourg) S.A. 4.BlackRock (Netherlands) B.V. 5.BlackRock Advisors (UK) Limited 6.BlackRock Fund Advisors 7.BlackRock Institutional Trust Company, N.A. 8.BlackRock Japan Co Ltd |
17/03/20 [12/03/20] |
ESR HK Management Limited [SSH] | S/U | 1,583 | - | 49,941 | 7.10 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$2,089,692.00 Immediately after the transaction No. of ordinary voting shares/units held: 49941141 (Direct Interest); 0 (Deemed Interest)The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 March 2020, being 703,435,751, as confirmed with the manager of AA REIT. |
17/03/20 [12/03/20] |
ESR HK Management Limited [SSH] | S/U | 1,583 | - | 49,941 | 7.10 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$2,089,692.00 Immediately after the transaction No. of ordinary voting shares/units held: 49941141 (Direct Interest); 0 (Deemed Interest)The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 March 2020, being 703,435,751, as confirmed with the manager of AA REIT. |
17/03/20 [12/03/20] |
ESR HK Management Limited [SSH] | S/U | 1,583 | - | 49,941 | 7.10 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$2,089,692.00 Immediately after the transaction No. of ordinary voting shares/units held: 49941141 (Direct Interest); 0 (Deemed Interest)The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 March 2020, being 703,435,751, as confirmed with the manager of AA REIT. |
12/03/20 [09/03/20] |
ESR Cayman Limited [SSH] | S/U | 6,787 | - | 85,255 | 12.12 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$9,455,248.32 Immediately after the transaction No. of ordinary voting shares/units held: 9101957 (Direct Interest); 76153376 (Deemed Interest)e-Shang Infinity Cayman Limited ("ES Infinity"), a company established in the Cayman Islands, is a wholly-owned subsidiary of e-Shang Jupiter Cayman Limited ("ES Jupiter"), a company established in the Cayman Islands. ES Jupiter, a company established in the Cayman Islands, is a 100% owned subsidiary of ESR Cayman Limited ("ESR"). ES Infinity holds 28,008,135 units in AA REIT directly. As ESR has control of ES Jupiter and ES Infinity, ESR is deemed to have interests in the 28,008,135 units held by ES Infinity. ESR HK Management Limited ("EHKML"), a company established in the Cayman Islands, is a wholly-owned subsidiary of ESR. EHKML acquired 6,787,200 units in AA REIT via market transactions, and has interests in 48,145,241 units in AA REIT directly. As ESR has control of EHKML, ESR is deemed to have interests in the 48,145,241 units held by EHKML. Accordingly ESR is deemed to have interests in the aggregate 76,153,376 held by ES Infinity and EHKML. ESR HK Management Limited is a wholly-owned subsidiary of ESR Cayman Limited. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 9 March 2020, being 703,435,751, as confirmed with the manager of AA REIT. |
12/03/20 [09/03/20] |
ESR HK Management Limited [SSH] | S/U | 6,787 | - | 48,145 | 6.84 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$9,455,248.32 Immediately after the transaction No. of ordinary voting shares/units held: 48145241 (Direct Interest); 0 (Deemed Interest)ESR HK Management Limited is a wholly-owned subsidiary of ESR Cayman Limited. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 9 March 2020, being 703,435,751, as confirmed with the manager of AA REIT. |
05/03/20 [02/03/20] |
ESR Cayman Limited [SSH] | S/U | 3,000 | - | 77,968 | 11.08 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$4,189,200 Immediately after the transaction No. of ordinary voting shares/units held: 9101957 (Direct Interest); 68866176 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 1.29000000 (Direct Interest); 9.79000000 (Deemed Interest)e-Shang Infinity Cayman Limited ("ES Infinity"), a company established in the Cayman Islands, is a wholly-owned subsidiary of e-Shang Jupiter Cayman Limited ("ES Jupiter"), a company established in the Cayman Islands. ES Jupiter, a company established in the Cayman Islands, is a 100% owned subsidiary of ESR Cayman Limited ("ESR"). ES Infinity holds 28,008,135 units in AA REIT directly. As ESR has control of ES Jupiter and ES Infinity, ESR is deemed to have interests in the 28,008,135 units held by ES Infinity. ESR HK Management Limited ("EHKML"), a company established in the Cayman Islands, is a wholly-owned subsidiary of ESR. EHKML acquired 3,000,000 units in AA REIT via market transactions, and has interests in 40,858,041 units in AA REIT directly. As ESR has control of EHKML, ESR is deemed to have interests in the 40,858,041 units held by EHKML. Accordingly ESR is deemed to have interests in the aggregate 68,866,176 units held by ES Infinity and EHKML. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 2 March 2020, being 703,435,751, as confirmed with the manager of AA REIT. |
04/03/20 [28/02/20] |
ESR HK Management Limited [SSH] | S/U | 4,000 | - | 37,858 | 5.38 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$5,600,000 Immediately after the transaction No. of ordinary voting shares/units held: 37858041 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 5.38000000 (Direct Interest); 0.00000000 (Deemed Interest)The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 28 February 2020, being 703,435,751, as confirmed with the manager of AA REIT. |
14/02/20 [12/02/20] |
BlackRock, Inc. [SSH] | S/U | 31,970 | - | 48,158 | 6.85 | Note
Remarks
Increase in position due to in-specie transfer Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 48158084 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 6.85000000 (Deemed Interest)BlackRock, Inc. holds a deemed interest because it has indirect control of the entity that holds the direct interest. The PNC Financial Services Group, Inc. as deemed shareholder through its over 20% ownership of BlackRock, Inc. (which is in turn a deemed shareholder through various BlackRock, Inc. subsidiaries as set out below). 1.BlackRock Investment Management, LLC 2.BlackRock Investment Management (Australia) Limited 3.BlackRock (Luxembourg) S.A. 4.BlackRock (Netherlands) B.V. 5.BlackRock Advisors (UK) Limited 6.BlackRock Fund Advisors 7.BlackRock Institutional Trust Company, N.A. 8.BlackRock Japan Co Ltd |
14/02/20 [12/02/20] |
The PNC Financial Services Group, Inc. [SSH] | S/U | 31,970 | - | 48,158 | 6.85 | Note
Remarks
Increase in position due to in-specie transfer Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 48158084 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 6.85000000 (Deemed Interest)BlackRock, Inc. holds a deemed interest because it has indirect control of the entity that holds the direct interest. The PNC Financial Services Group, Inc. as deemed shareholder through its over 20% ownership of BlackRock, Inc. (which is in turn a deemed shareholder through various BlackRock, Inc. subsidiaries as set out below). 1.BlackRock Investment Management, LLC 2.BlackRock Investment Management (Australia) Limited 3.BlackRock (Luxembourg) S.A. 4.BlackRock (Netherlands) B.V. 5.BlackRock Advisors (UK) Limited 6.BlackRock Fund Advisors 7.BlackRock Institutional Trust Company, N.A. 8.BlackRock Japan Co Ltd |
07/02/20 [05/02/20] |
Dragon Pacific Assets Limited [SSH] | S/U | (1,100) | 1.461 | 62,993 | 8.96 | Note
Remarks
Disposal of Securities via market transaction Immediately after the transaction No. of ordinary voting shares/units held: 62992801 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 8.96000000 (Direct Interest); 0.00000000 (Deemed Interest)The computation is based off of 703,435,751 shares outstanding. |
17/01/20 [27/11/19] |
Charles R. Kaye [SSH] | S/U | (69,832) | - | NA | NA | Note
Remarks
Due to the listing of ESR on the Hong Kong Stock Exchange on 27 November 2019, WP OCIM One LLC's shareholding percentage in ESR decreased from 21.1% to 18.66%, and it is no longer deemed to have an interest in the ESR Units. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)WP is the managing member having control of WP Partners GP, and prior to 27 November 2019, it was deemed to have interests in the ESR Units. As Charles R. Kaye is the Managing General Partner having control of WP and Managing Member and Co-Chief Executive Officer having control of WP LLC, he was also deemed to have interests in the ESR Units prior to 27 November 2019. The relationships as at the date of this notification are as follows: 1. WP OCIM, a Delaware limited liability company, holds a primary stake of approximately 18.66% of the issued share capital of ESR. 2. WP X IVI, a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X IVI. 4. WPXGP, a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. WP LLC, a New York limited liability company, is the manager of WPX. 6. WP X GP LP, a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP, a Delaware limited liability company, is the general partner of WP X GP LP. 8. WP Partners, a Delaware limited partnership, is the managing member of WPP GP. 9. WP Partners GP, a Delaware limited liability company, is the general partner of WP Partners. 10. WP, a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
17/01/20 [27/11/19] |
Joseph P. Landy [SSH] | S/U | (69,832) | - | NA | NA | Note
Remarks
Due to the listing of ESR on the Hong Kong Stock Exchange on 27 November 2019, WP OCIM One LLC's shareholding percentage in ESR decreased from 21.1% to 18.66%, and it is no longer deemed to have an interest in the ESR Units. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)WP is the managing member of WP Partners GP, and prior to 27 November 2019, it was deemed to have interests in the ESR Units. As Joseph P. Landy is the Managing General Partner having control of WP and Managing Member and Co-Chief Executive Officer having control of WP LLC, he was also deemed to have interests in the ESR Units prior to 27 November 2019. The relationships as at the date of this notification are as follows: 1. WP OCIM, a Delaware limited liability company, holds a primary stake of approximately 18.66% of the issued share capital of ESR. 2. WP X IVI, a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X IVI. 4. WPXGP, a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. WP LLC, a New York limited liability company, is the manager of WPX. 6. WP X GP LP, a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP, a Delaware limited liability company, is the general partner of WP X GP LP. 8. WP Partners, a Delaware limited partnership, is the managing member of WPP GP. 9. WP Partners GP, a Delaware limited liability company, is the general partner of WP Partners. 10. WP, a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
17/01/20 [27/11/19] |
WP OCIM One LLC [SSH] | S/U | (69,832) | - | NA | NA | Note
Remarks
Due to the listing of ESR on the Hong Kong Stock Exchange on 27 November 2019, WP OCIM One LLC's shareholding percentage in ESR decreased from 21.1% to 18.66%, and it is no longer deemed to have an interest in the ESR Units. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)ESR has control of e-Shang Infinity Cayman Limited and is deemed to have interests in the 27,551,000 Units held by e-Shang Infinity Cayman Limited (prior to 27 November 2019) (the "Infinity Units"). ESR HK Management Limited ("EHKML"), a company established in the Cayman Islands, is a wholly-owned subsidiary of ESR. EHKML held 33,327,400 units in AA REIT directly (prior to 27 November 2019) ("EHKML Units"). As ESR has control of EHKML, ESR is deemed to have interests in the EHKML Units. Prior to 27 November 2019, WP OCIM One LLC had an interest in more than 20% in the issued share capital of ESR, and therefore it was also deemed to have interests in the Infinity Units, the EHKML Units and the 8,953,400 Units held directly by ESR (prior to 27 November 2019). The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 18.66% of the issued share capital of ESR. 2. WP X Investment VI Ltd. ("WP X IVI"), a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X IVI. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
17/01/20 [27/11/19] |
WP X Investment VI Ltd. ("WP X IVI") [SSH] | S/U | (69,832) | - | NA | NA | Note
Remarks
Due to the listing of ESR on the Hong Kong Stock Exchange on 27 November 2019, WP OCIM One LLC's shareholding percentage in ESR decreased from 21.1% to 18.66%, and it is no longer deemed to have an interest in the ESR Units. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)As at the date of this notification, WP X IVI is the sole member of WP OCIM. As WP X IVI has a controlling interest in WP OCIM, it is deemed to have interests in the ESR Units which WP OCIM has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM, a Delaware limited liability company, holds a primary stake of approximately 18.66% of the issued share capital of ESR. 2. WP X IVI, a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X IVI. 4. WPXGP, a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. WP LLC, a New York limited liability company, is the manager of WPX. 6. WP X GP LP, a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP, a Delaware limited liability company, is the general partner of WP X GP LP. 8. WP Partners, a Delaware limited partnership, is the managing member of WPP GP. 9. WP Partners GP, a Delaware limited liability company, is the general partner of WP Partners. 10. WP, a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
17/01/20 [27/11/19] |
WPP GP LLC ("WPP GP") [SSH] | S/U | (69,832) | - | NA | NA | Note
Remarks
Due to the listing of ESR on the Hong Kong Stock Exchange on 27 November 2019, WP OCIM One LLC's shareholding percentage in ESR decreased from 21.1% to 18.66%, and it is no longer deemed to have an interest in the ESR Units. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)WP X GP LP is the general partner having control of WPXGP, and prior to 27 November 2019, it was deemed to have interests in the ESR Units. As WPP GP is the general partner having control of WP X GP LP, it was also deemed to have interests in the ESR Units prior to 27 November 2019. The relationships as at the date of this notification are as follows: 1. WP OCIM, a Delaware limited liability company, holds a primary stake of approximately 18.66% of the issued share capital of ESR. 2. WP X IVI, a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X IVI. 4. WPXGP, a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. WP LLC, a New York limited liability company, is the manager of WPX. 6. WP X GP LP, a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP, a Delaware limited liability company, is the general partner of WP X GP LP. 8. WP Partners, a Delaware limited partnership, is the managing member of WPP GP. 9. WP Partners GP, a Delaware limited liability company, is the general partner of WP Partners. 10. WP, a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
17/01/20 [27/11/19] |
Warburg Pincus & Co. ("WP") [SSH] | S/U | (69,832) | - | NA | NA | Note
Remarks
Due to the listing of ESR on the Hong Kong Stock Exchange on 27 November 2019, WP OCIM One LLC's shareholding percentage in ESR decreased from 21.1% to 18.66%, and it is no longer deemed to have an interest in the ESR Units. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)WP Partners GP is the general partner having control of WP Partners, and prior to 27 November 2019, it was deemed to have interests in the ESR Units. As WP is the managing member having control of WP Partners GP, it was also deemed to have interests in the ESR Units prior to 27 November 2019. The relationships as at the date of this notification are as follows: 1. WP OCIM, a Delaware limited liability company, holds a primary stake of approximately 18.66% of the issued share capital of ESR. 2. WP X IVI, a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X IVI. 4. WPXGP, a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. WP LLC, a New York limited liability company, is the manager of WPX. 6. WP X GP LP, a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP, a Delaware limited liability company, is the general partner of WP X GP LP. 8. WP Partners, a Delaware limited partnership, is the managing member of WPP GP. 9. WP Partners GP, a Delaware limited liability company, is the general partner of WP Partners. 10. WP, a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
17/01/20 [27/11/19] |
Warburg Pincus LLC ("WP LLC") [SSH] | S/U | (69,832) | - | NA | NA | Note
Remarks
Due to the listing of ESR on the Hong Kong Stock Exchange on 27 November 2019, WP OCIM One LLC's shareholding percentage in ESR decreased from 21.1% to 18.66%, and it is no longer deemed to have an interest in the ESR Units. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)WPXGP is the general partner of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership WPX, and prior to 27 November 2019 was deemed to have interests in the ESR Units. As WP LLC is the manager having control of WPX , it was also deemed to have interests in the ESR Units prior to 27 November 2019. The relationships as at the date of this notification are as follows: 1. WP OCIM, a Delaware limited liability company, holds a primary stake of approximately 18.66% of the issued share capital of ESR. 2. WP X IVI, a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X IVI. 4. WPXGP, a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. WP LLC, a New York limited liability company, is the manager of WPX. 6. WP X GP LP, a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP, a Delaware limited liability company, is the general partner of WP X GP LP. 8. WP Partners, a Delaware limited partnership, is the managing member of WPP GP. 9. WP Partners GP, a Delaware limited liability company, is the general partner of WP Partners. 10. WP, a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
17/01/20 [27/11/19] |
Warburg Pincus Partners GP LLC ("WP Partners GP") [SSH] | S/U | (69,832) | - | NA | NA | Note
Remarks
Due to the listing of ESR on the Hong Kong Stock Exchange on 27 November 2019, WP OCIM One LLC's shareholding percentage in ESR decreased from 21.1% to 18.66%, and it is no longer deemed to have an interest in the ESR Units. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)WP Partners is the managing member having control of WPP GP, and prior to 27 November 2019, it was deemed to have interests in the ESR Units. As WP Partners GP is the general partner having control of WP Partners, it was also deemed to have interests in the ESR Units prior to 27 November 2019. The relationships as at the date of this notification are as follows: 1. WP OCIM, a Delaware limited liability company, holds a primary stake of approximately 18.66% of the issued share capital of ESR. 2. WP X IVI, a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X IVI. 4. WPXGP, a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. WP LLC, a New York limited liability company, is the manager of WPX. 6. WP X GP LP, a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP, a Delaware limited liability company, is the general partner of WP X GP LP. 8. WP Partners, a Delaware limited partnership, is the managing member of WPP GP. 9. WP Partners GP, a Delaware limited liability company, is the general partner of WP Partners. 10. WP, a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
17/01/20 [27/11/19] |
Warburg Pincus Partners, L.P. ("WP Partners") [SSH] | S/U | (69,832) | - | NA | NA | Note
Remarks
Due to the listing of ESR on the Hong Kong Stock Exchange on 27 November 2019, WP OCIM One LLC's shareholding percentage in ESR decreased from 21.1% to 18.66%, and it is no longer deemed to have an interest in the ESR Units. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)WPP GP is the general partner having control of WP X GP LP, and prior to 27 November 2019, it was deemed to have interests in the ESR Units. As WP Partners is the managing member having control of WPP GP, it was also deemed to have interests in the ESR Units prior to 27 November 2019. The relationships as at the date of this notification are as follows: 1. WP OCIM, a Delaware limited liability company, holds a primary stake of approximately 18.66% of the issued share capital of ESR. 2. WP X IVI, a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X IVI. 4. WPXGP, a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. WP LLC, a New York limited liability company, is the manager of WPX. 6. WP X GP LP, a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP, a Delaware limited liability company, is the general partner of WP X GP LP. 8. WP Partners, a Delaware limited partnership, is the managing member of WPP GP. 9. WP Partners GP, a Delaware limited liability company, is the general partner of WP Partners. 10. WP, a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
17/01/20 [27/11/19] |
Warburg Pincus Private Equity X, L.P. [SSH] | S/U | (69,832) | - | NA | NA | Note
Remarks
Due to the listing of ESR on the Hong Kong Stock Exchange on 27 November 2019, WP OCIM One LLC's shareholding percentage in ESR decreased from 21.1% to 18.66%, and it is no longer deemed to have an interest in the ESR Units. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)As at the date of this notification, Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% of WP X IVI. As Warburg Pincus Private Equity X, L.P. has a controlling interest in WP X IVI, it is deemed to have interests in the ESR Units which WP X IVI has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM, a Delaware limited liability company, holds a primary stake of approximately 18.66% of the issued share capital of ESR. 2. WP X IVI, a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X IVI. 4. WPXGP, a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. WP LLC, a New York limited liability company, is the manager of WPX. 6. WP X GP LP, a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP, a Delaware limited liability company, is the general partner of WP X GP LP. 8. WP Partners, a Delaware limited partnership, is the managing member of WPP GP. 9. WP Partners GP, a Delaware limited liability company, is the general partner of WP Partners. 10. WP, a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
17/01/20 [27/11/19] |
Warburg Pincus X GP L.P. ("WP X GP LP") [SSH] | S/U | (69,832) | - | NA | NA | Note
Remarks
Due to the listing of ESR on the Hong Kong Stock Exchange on 27 November 2019, WP OCIM One LLC's shareholding percentage in ESR decreased from 21.1% to 18.66%, and it is no longer deemed to have an interest in the ESR Units. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)WPXGP is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership WPX, and prior to 27 November 2019, it was deemed to have interests in the ESR Units. As WP X GP LP is the general partner having control of WPXGP, it was also deemed to have interests in the ESR Units prior to 27 November 2019. The relationships as at the date of this notification are as follows: 1. WP OCIM, a Delaware limited liability company, holds a primary stake of approximately 18.66% of the issued share capital of ESR. 2. WP X IVI, a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X IVI. 4. WPXGP, a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. WP LLC, a New York limited liability company, is the manager of WPX. 6. WP X GP LP, a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP, a Delaware limited liability company, is the general partner of WP X GP LP. 8. WP Partners, a Delaware limited partnership, is the managing member of WPP GP. 9. WP Partners GP, a Delaware limited liability company, is the general partner of WP Partners. 10. WP, a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
17/01/20 [27/11/19] |
Warburg Pincus X, L.P. ("WPXGP") [SSH] | S/U | (69,832) | - | NA | NA | Note
Remarks
Due to the listing of ESR on the Hong Kong Stock Exchange on 27 November 2019, WP OCIM One LLC's shareholding percentage in ESR decreased from 21.1% to 18.66%, and it is no longer deemed to have an interest in the ESR Units. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)Warburg Pincus Private Equity X, L.P. has a controlling interest in WP X IVI and prior to 27 November 2019 was deemed to have interests in the ESR Units. As WPXGP is the general partner having control of Warburg Pincus Private Equity X, L.P. , together with its affiliated partnership, it was also deemed to have interests in the ESR Units prior to 27 November 2019. The relationships as at the date of this notification are as follows: 1. WP OCIM, a Delaware limited liability company, holds a primary stake of approximately 18.66% of the issued share capital of ESR. 2. WP X IVI, a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X IVI. 4. WPXGP, a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. WP LLC, a New York limited liability company, is the manager of WPX. 6. WP X GP LP, a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP, a Delaware limited liability company, is the general partner of WP X GP LP. 8. WP Partners, a Delaware limited partnership, is the managing member of WPP GP. 9. WP Partners GP, a Delaware limited liability company, is the general partner of WP Partners. 10. WP, a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
16/01/20 [16/01/20] |
GREAT WORLD FINANCIAL GROUP HOLDINGS PTY LTD [SSH] | S/U | 1,358 | 1.428 | 56,636 | 8.05 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 56635804 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 8.05000000 (Deemed Interest)On 16 January 2020, 1,357,787 units in AIMS APAC REIT ("Units") were issued to AIMS APAC REIT Management Limited("AARM") at an average issue price of S$1.4277 per Unit ("Issue Price"), as partial payment of the base fee component of the Manager's management fee ("Base Fee") for the period 1 July 2019 to 31 December 2019 . In accordance with the AIMS APAC REIT's Trust Deed, the Issue Price was determined based on the volume weighted average traded price for a Unit for all trades completed on the Singapore Exchange Securities Trading Limited, in the ordinary course of trading, for the last 10 business days of the relevant period in which the Base Fee accrues. Following the above-mentioned issue of Units, the total number of Units in issue is 703,435,751 and the Manager now holds 4,262,812 Units. As Great World Financial Group Holdings Pty Ltd ("GWFGH") is the 100% ultimate owner of Great World Financial Group Pty Ltd ("GWFG"), AARM and AIMS Financial Holding Limited ("AFHL"), GWFGH is deemed to have an interest in the Units held by GWFG, AARM and AFHL. |
16/01/20 [16/01/20] |
GREAT WORLD FINANCIAL GROUP PTY LTD [SSH] | S/U | 1,358 | 1.428 | 56,636 | 8.05 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 56635804 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 8.05000000 (Deemed Interest)On 16 January 2020, 1,357,787 units in AIMS APAC REIT ("Units") were issued to AIMS APAC REIT Management Limited("AARM") at an average issue price of S$1.4277 per Unit ("Issue Price"), as partial payment of the base fee component of the Manager's management fee ("Base Fee") for the period 1 July 2019 to 31 December 2019 . In accordance with the AIMS APAC REIT's Trust Deed, the Issue Price was determined based on the volume weighted average traded price for a Unit for all trades completed on the Singapore Exchange Securities Trading Limited, in the ordinary course of trading, for the last 10 business days of the relevant period in which the Base Fee accrues. Following the above-mentioned issue of Units, the total number of Units in issue is 703,435,751 and the Manager now holds 4,262,812 Units. As Great World Financial Group Pty Ltd ("GWFG") is the 100% owner of AARM and AIMS Financial Holding Limited ("AFHL"), GWFG is deemed to have an interest in the Units held by AARM and AFHL. |
15/01/20 [14/01/20] |
Dragon Pacific Assets Limited [SSH] | S/U | (1,701) | 1.461 | 68,684 | 9.78 | Note
Remarks
Disposal of Securities via market transaction Immediately after the transaction No. of ordinary voting shares/units held: 68684001 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 9.78000000 (Direct Interest); 0.00000000 (Deemed Interest)The computation is based off of 702,077,964 shares outstanding. |
15/11/19 [12/11/19] |
Charles R. Kaye [SSH] | S/U | 1,346 | - | 69,832 | 10.02 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$1,878,357.76 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 69831800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 10.02100000 (Deemed Interest)As at the date of this notification, Charles R. Kaye is the Managing General Partner having control of Warburg Pincus & Co. and Managing Member and Co-Chief Executive Officer having control of Warburg Pincus LLC. Accordingly, he is deemed to have interests in the 69,831,800 ESR Units which Warburg Pincus & Co. and Warburg Pincus LLC have interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
15/11/19 [12/11/19] |
ESR Cayman Limited [SSH] | S/U | 1,346 | - | 69,832 | 10.02 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$1,878,357.76 Immediately after the transaction No. of ordinary voting shares/units held: 8953400 (Direct Interest); 60878400 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 1.28500000 (Direct Interest); 8.73600000 (Deemed Interest)e-Shang Infinity Cayman Limited ("ES Infinity"), a company established in the Cayman Islands, is a wholly-owned subsidiary of e-Shang Jupiter Cayman Limited ("ES Jupiter"), a company established in the Cayman Islands. ES Jupiter, a company established in the Cayman Islands, is a 100% owned subsidiary of ESR Cayman Limited ("ESR"). ES Infinity holds 27,551,000 units in AA REIT directly. As ESR has control of ES Jupiter and ES Infinity, ESR is deemed to have interests in the 27,551,000 units held by ES Infinity. ESR HK Management Limited ("EHKML"), a company established in the Cayman Islands, is a wholly-owned subsidiary of ESR. EHKML holds 33,327,400 units in AA REIT directly. As ESR has control of EHKML, ESR is deemed to have interests in the 33,327,400 units held by EHKML. Accordingly ESR is deemed to have interests in the aggregate 60,878,400 units held by ES Infinity and EHKML. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
15/11/19 [12/11/19] |
Joseph P. Landy [SSH] | S/U | 1,346 | - | 69,832 | 10.02 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$1,878,357.76 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 69831800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 10.02100000 (Deemed Interest)As at the date of this notification, Joseph P. Landy is the Managing General Partner having control of Warburg Pincus & Co. and Managing Member and Co-Chief Executive Officer having control of Warburg Pincus LLC. Accordingly, he is deemed to have interests in the 69,831,800 ESR Units which Warburg Pincus & Co. and Warburg Pincus LLC have interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
15/11/19 [12/11/19] |
WP OCIM One LLC [SSH] | S/U | 1,346 | - | 69,832 | 10.02 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$1,878,357.76 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 69831800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 10.02100000 (Deemed Interest)As at the date of this notification, WP OCIM One LLC holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. As WP OCIM One LLC has an interest in more than 20% of the issued share capital of ESR Cayman Limited, it is deemed to have interests in the 69,831,800 units in AA REIT (the "ESR Units") which ESR Cayman Limited has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
15/11/19 [12/11/19] |
WP X Investment VI Ltd. [SSH] | S/U | 1,346 | - | 69,832 | 10.02 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$1,878,357.76 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 69831800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 10.02100000 (Deemed Interest)As at the date of this notification, WP X Investment VI Ltd. is the sole member of WP OCIM One LLC. As WP X Investment VI Ltd. has a controlling interest in WP OCIM One LLC, it is deemed to have interests in the 69,831,800 ESR Units which WP OCIM One LLC has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
15/11/19 [12/11/19] |
WPP GP LLC [SSH] | S/U | 1,346 | - | 69,832 | 10.02 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$1,878,357.76 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 69831800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 10.02100000 (Deemed Interest)As at the date of this notification, WPP GP LLC is the general partner having control of Warburg Pincus X GP L.P.. Accordingly, it is deemed to have interests in the 69,831,800 ESR Units which Warburg Pincus X GP L.P. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
15/11/19 [12/11/19] |
Warburg Pincus & Co. [SSH] | S/U | 1,346 | - | 69,832 | 10.02 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$1,878,357.76 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 69831800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 10.02100000 (Deemed Interest)As at the date of this notification, Warburg Pincus & Co. is the managing member having control of Warburg Pincus Partners GP LLC. Accordingly, it is deemed to have interests in the 69,831,800 ESR Units which Warburg Pincus Partners GP LLC has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
15/11/19 [12/11/19] |
Warburg Pincus LLC [SSH] | S/U | 1,346 | - | 69,832 | 10.02 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$1,878,357.76 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 69831800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 10.02100000 (Deemed Interest)As at the date of this notification, Warburg Pincus LLC is the manager having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership. Accordingly, it is deemed to have interests in the 69,831,800 ESR Units which Warburg Pincus Private Equity X, L.P. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
15/11/19 [12/11/19] |
Warburg Pincus Partners GP LLC [SSH] | S/U | 1,346 | - | 69,832 | 10.02 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$1,878,357.76 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 69831800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 10.02100000 (Deemed Interest)As at the date of this notification, Warburg Pincus Partners GP LLC is the general partner having control of Warburg Pincus Partners, L.P.. Accordingly, it is deemed to have interests in the 69,831,800 ESR Units which Warburg Pincus Partners, L.P. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
15/11/19 [12/11/19] |
Warburg Pincus Partners, L.P. [SSH] | S/U | 1,346 | - | 69,832 | 10.02 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$1,878,357.76 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 69831800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 10.02100000 (Deemed Interest)As at the date of this notification, Warburg Pincus Partners, L.P. is the managing member having control of WPP GP LLC. Accordingly, it is deemed to have interests in the 69,831,800 ESR Units which WPP GP LLC has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
15/11/19 [12/11/19] |
Warburg Pincus Private Equity X, L.P. [SSH] | S/U | 1,346 | - | 69,832 | 10.02 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$1,878,357.76 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 69831800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 10.02100000 (Deemed Interest)As at the date of this notification, Warburg Pincus Private Equity X, L.P. owns approximately 96.9% of WP X Investment VI Ltd.. As Warburg Pincus Private Equity X, L.P. has a controlling interest in WP X Investment VI Ltd., it is deemed to have interests in the 69,831,800 ESR Units which WP X Investment VI Ltd. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
15/11/19 [12/11/19] |
Warburg Pincus X GP L.P. [SSH] | S/U | 1,346 | - | 69,832 | 10.02 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$1,878,357.76 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 69831800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 10.02100000 (Deemed Interest)As at the date of this notification, Warburg Pincus X GP L.P. is the general partner having control of Warburg Pincus X, L.P.. Accordingly, it is deemed to have interests in the 69,831,800 ESR Units which Warburg Pincus X, L.P. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
15/11/19 [12/11/19] |
Warburg Pincus X, L.P. [SSH] | S/U | 1,346 | - | 69,832 | 10.02 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$1,878,357.76 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 69831800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 10.02100000 (Deemed Interest)As at the date of this notification, Warburg Pincus X, L.P. is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership. Accordingly, it is deemed to have interests in the 69,831,800 ESR Units which Warburg Pincus Private Equity X, L.P. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
06/11/19 [04/11/19] |
Charles R. Kaye [SSH] | S/U | 26,827 | - | 63,332 | 9.09 | Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 63331800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.08800000 (Deemed Interest)As at the date of this notification, Charles R. Kaye is the Managing General Partner having control of Warburg Pincus & Co. and Managing Member and Co-Chief Executive Officer having control of Warburg Pincus LLC. Accordingly, he is deemed to have interests in the 63,331,800 ESR Units which Warburg Pincus & Co. and Warburg Pincus LLC have interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
06/11/19 [04/11/19] |
ESR Cayman Limited [SSH] | S/U | 26,827 | - | 63,332 | 9.09 | Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction No. of ordinary voting shares/units held: 8953400 (Direct Interest); 54378400 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 1.28500000 (Direct Interest); 7.80300000 (Deemed Interest)e-Shang Infinity Cayman Limited ("ES Infinity"), a company established in the Cayman Islands, is a wholly-owned subsidiary of e-Shang Jupiter Cayman Limited ("ES Jupiter"), a company established in the Cayman Islands. ES Jupiter, a company established in the Cayman Islands, is a 100% owned subsidiary of ESR Cayman Limited ("ESR"). ES Infinity holds 27,551,000 units in AA REIT directly. As ESR has control of ES Jupiter and ES Infinity, ESR is deemed to have interests in the 27,551,000 units held by ES Infinity. ESR HK Management Limited ("EHKML"), a company established in the Cayman Islands, is a wholly-owned subsidiary of ESR. EHKML holds 26,827,400 units in AA REIT directly. As ESR has control of EHKML, ESR is deemed to have interests in the 26,827,400 units held by EHKML. Accordingly ESR is deemed to have interests in the aggregate 54,378,400 units held by ES Infinity and EHKML. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
06/11/19 [04/11/19] |
Joseph P. Landy [SSH] | S/U | 26,827 | - | 63,332 | 9.09 | Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 63331800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.08800000 (Deemed Interest)As at the date of this notification, Joseph P. Landy is the Managing General Partner having control of Warburg Pincus & Co. and Managing Member and Co-Chief Executive Officer having control of Warburg Pincus LLC. Accordingly, he is deemed to have interests in the 63,331,800 ESR Units which Warburg Pincus & Co. and Warburg Pincus LLC have interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
06/11/19 [04/11/19] |
WP OCIM One LLC [SSH] | S/U | 26,827 | - | 63,332 | 9.09 | Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 63331800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.08800000 (Deemed Interest)As at the date of this notification, WP OCIM One LLC holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. As WP OCIM One LLC has an interest in more than 20% of the issued share capital of ESR Cayman Limited, it is deemed to have interests in the 63,331,800 units in AA REIT (the "ESR Units") which ESR Cayman Limited has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
06/11/19 [04/11/19] |
WP X Investment VI Ltd. [SSH] | S/U | 26,827 | - | 63,332 | 9.09 | Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 63331800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.08800000 (Deemed Interest)As at the date of this notification, WP X Investment VI Ltd. is the sole member of WP OCIM One LLC. As WP X Investment VI Ltd. has a controlling interest in WP OCIM One LLC, it is deemed to have interests in the 63,331,800 ESR Units which WP OCIM One LLC has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
06/11/19 [04/11/19] |
WPP GP LLC [SSH] | S/U | 26,827 | - | 63,332 | 9.09 | Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 63331800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.08800000 (Deemed Interest)As at the date of this notification, WPP GP LLC is the general partner having control of Warburg Pincus X GP L.P.. Accordingly, it is deemed to have interests in the 63,331,800 ESR Units which Warburg Pincus X GP L.P. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
06/11/19 [04/11/19] |
Warburg Pincus & Co. [SSH] | S/U | 26,827 | - | 63,332 | 9.09 | Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 63331800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.08800000 (Deemed Interest)As at the date of this notification, Warburg Pincus & Co. is the managing member having control of Warburg Pincus Partners GP LLC. Accordingly, it is deemed to have interests in the 63,331,800 ESR Units which Warburg Pincus Partners GP LLC has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
06/11/19 [04/11/19] |
Warburg Pincus LLC [SSH] | S/U | 26,827 | - | 63,332 | 9.09 | Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 63331800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.08800000 (Deemed Interest)As at the date of this notification, Warburg Pincus LLC is the manager having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership. Accordingly, it is deemed to have interests in the 63,331,800 ESR Units which Warburg Pincus Private Equity X, L.P. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
06/11/19 [04/11/19] |
Warburg Pincus Partners GP LLC [SSH] | S/U | 26,827 | - | 63,332 | 9.09 | Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 63331800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.08800000 (Deemed Interest)As at the date of this notification, Warburg Pincus Partners GP LLC is the general partner having control of Warburg Pincus Partners, L.P.. Accordingly, it is deemed to have interests in the 63,331,800 ESR Units which Warburg Pincus Partners, L.P. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
06/11/19 [04/11/19] |
Warburg Pincus Partners, L.P. [SSH] | S/U | 26,827 | - | 63,332 | 9.09 | Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 63331800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.08800000 (Deemed Interest)As at the date of this notification, Warburg Pincus Partners, L.P. is the managing member having control of WPP GP LLC. Accordingly, it is deemed to have interests in the 63,331,800 ESR Units which WPP GP LLC has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
06/11/19 [04/11/19] |
Warburg Pincus Private Equity X, L.P. [SSH] | S/U | 26,827 | - | 63,332 | 9.09 | Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 63331800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.08800000 (Deemed Interest)As at the date of this notification, Warburg Pincus Private Equity X, L.P. owns approximately 96.9% of WP X Investment VI Ltd.. As Warburg Pincus Private Equity X, L.P. has a controlling interest in WP X Investment VI Ltd., it is deemed to have interests in the 63,331,800 ESR Units which WP X Investment VI Ltd. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
06/11/19 [04/11/19] |
Warburg Pincus X GP L.P. [SSH] | S/U | 26,827 | - | 63,332 | 9.09 | Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 63331800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.08800000 (Deemed Interest)As at the date of this notification, Warburg Pincus X GP L.P. is the general partner having control of Warburg Pincus X, L.P.. Accordingly, it is deemed to have interests in the 63,331,800 ESR Units which Warburg Pincus X, L.P. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
06/11/19 [04/11/19] |
Warburg Pincus X, L.P. [SSH] | S/U | 26,827 | - | 63,332 | 9.09 | Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 63331800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.08800000 (Deemed Interest)As at the date of this notification, Warburg Pincus X, L.P. is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership. Accordingly, it is deemed to have interests in the 63,331,800 ESR Units which Warburg Pincus Private Equity X, L.P. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT. |
31/10/19 [25/10/19] |
UBS AG [SSH] | S/U | (2,503) | - | 32,807 | 4.71 | Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD 3,404,130.06 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 32806920 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 4.71000000 (Deemed Interest)Deemed interests arising by virtue of (a) UBS AG having an interest, or (b) Section 7(4) or 7(4A) of the Companies Act in units over which subsidiaries/affiliates of UBS AG have an interest, by reason of the ability to exercise voting discretion and to acquire/dispose of shares. UBS AG is a subsidiary of UBS Group AG. The percentage of shareholding above is calculated based on the issued share capital of 696,851,623. |
31/10/19 [25/10/19] |
UBS Group AG [SSH] | S/U | (2,503) | - | 32,807 | 4.71 | Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD 3,404,130.06 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 32806920 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 4.71000000 (Deemed Interest)Deemed interests arising by virtue of (a) UBS Group AG having an interest, or (b) Section 7(4) or 7(4A) of the Companies Act in units over which subsidiaries/affiliates of UBS Group AG have an interest, by reason of the ability to exercise voting discretion and to acquire/dispose of shares. UBS Group AG is the parent entity. The percentage of shareholding above is calculated based on the issued share capital of 696,851,623. |
23/10/19 [18/10/19] |
UBS AG [SSH] | S/U | (3,510) | - | 39,209 | 5.63 | Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD 4,844,525.11 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 39208820 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.63000000 (Deemed Interest)Deemed interests arising by virtue of (a) UBS AG having an interest, or (b) Section 7(4) or 7(4A) of the Companies Act in units over which subsidiaries/affiliates of UBS AG have an interest, by reason of the ability to exercise voting discretion and to acquire/dispose of shares. UBS AG is a subsidiary of UBS Group AG. The percentage of shareholding above is calculated based on the issued share capital of 696,851,623. |
23/10/19 [18/10/19] |
UBS Group AG [SSH] | S/U | (3,510) | - | 39,209 | 5.63 | Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD 4,844,525.11 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 39208820 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.63000000 (Deemed Interest)Deemed interests arising by virtue of (a) UBS Group AG having an interest, or (b) Section 7(4) or 7(4A) of the Companies Act in units over which subsidiaries/affiliates of UBS Group AG have an interest, by reason of the ability to exercise voting discretion and to acquire/dispose of shares. UBS Group AG is the parent entity. The percentage of shareholding above is calculated based on the issued share capital of 696,851,623. |
23/10/19 [18/10/19] |
The Segantii Asia-Pacific Equity Multi Strategy Fund [SSH] | S/U | (16) | - | 34,841 | 5.00 | Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD22,770 Immediately after the transaction No. of ordinary voting shares/units held: 34840800 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 4.99970000 (Direct Interest); 0.00000000 (Deemed Interest) |
23/10/19 [18/10/19] |
Kurt Ersoy [SSH] | S/U | (16) | - | 34,841 | 5.00 | Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD22,770 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 34840800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 4.99970000 (Deemed Interest)Kurt Ersoy is a shareholder in SCM Cayman, the entity disclosed above, and is entitled to exercise or control the exercise of not less than 20% of the votes attached to the voting shares in SCM Cayman, which has deemed interests in the units in AA REIT. |
23/10/19 [18/10/19] |
Segantii Capital Management (Cayman) Limited [SSH] | S/U | (16) | - | 34,841 | 5.00 | Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD22,770 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 34840800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 4.99970000 (Deemed Interest)Segantii Capital Management (Cayman) Limited ("SCM Cayman") is the investment manager of the Segantii Asia-Pacific Equity Multi-Strategy Fund, notified as Substantial Unitholder A (the "Fund"). As investment manager, SCM Cayman has discretion and authority over the sale and purchase of the units in AA REIT held by the Fund. SCM Cayman is the investment manager of the Fund. SCM Cayman is the direct parent entity of Segantii Capital Management Limited ("SCML") and the indirect parent entity of Segantii Capital Management (UK) Limited ("SCM UK"), which are the substantial unitholders notified. |
23/10/19 [18/10/19] |
Segantii Capital Management (UK) Limited [SSH] | S/U | (16) | - | 34,841 | 5.00 | Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD22,770 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 34840800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 4.99970000 (Deemed Interest)SCM UK is the sub-investment advisor to the Fund and the wholly owned subsidiary of SCML, the investment advisor of the Fund. As sub-investment advisor, SCM UK has discretion and authority over the sale and purchase of the units in AA REIT held by the Fund. |
23/10/19 [18/10/19] |
Segantii Capital Management Limited [SSH] | S/U | (16) | - | 34,841 | 5.00 | Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD22,770 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 34840800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 4.99970000 (Deemed Interest)SCML is the investment advisor of the Fund. As investment advisor, SCML has discretion and authority over the sale and purchase of the units in AA REIT held by the Fund. SCM Cayman is the direct parent entity of SCML, which in turn is the direct parent entity of SCM UK, the sub-investment advisor of the Fund. |
23/10/19 [18/10/19] |
Simon Sadler [SSH] | S/U | (16) | - | 34,841 | 5.00 | Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD22,770 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 34840800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 4.99970000 (Deemed Interest)Simon Sadler is a shareholder in SCM Cayman, the entity disclosed above, and is entitled to exercise or control the exercise of not less than 20% of the votes attached to the voting shares in SCM Cayman, which has deemed interests in the units in AA REIT. |
22/10/19 [17/10/19] |
UBS AG [SSH] | S/U | 18,000 | - | 43,048 | 6.18 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD 24,390,000.00 Immediately after the transaction No. of ordinary voting shares/units held: 1895134 (Direct Interest); 41152386 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.27000000 (Direct Interest); 5.91000000 (Deemed Interest)Deemed interests arising by virtue of (a) UBS AG having an interest, or (b) Section 7(4) or 7(4A) of the Companies Act in units over which subsidiaries/affiliates of UBS AG have an interest, by reason of the ability to exercise voting discretion and to acquire/dispose of shares. UBS AG is a subsidiary of UBS Group AG. The percentage of shareholding above is calculated based on the issued share capital of 696,851,623. |
22/10/19 [17/10/19] |
UBS Group AG [SSH] | S/U | 18,000 | - | 43,048 | 6.18 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD 24,390,000.00 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 43047520 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 6.18000000 (Deemed Interest)Deemed interests arising by virtue of (a) UBS Group AG having an interest, or (b) Section 7(4) or 7(4A) of the Companies Act in units over which subsidiaries/affiliates of UBS Group AG have an interest, by reason of the ability to exercise voting discretion and to acquire/dispose of shares. UBS Group AG is the parent entity. The percentage of shareholding above is calculated based on the issued share capital of 696,851,623. |
22/10/19 [17/10/19] |
The Segantii Asia-Pacific Equity Multi Strategy Fund [SSH] | S/U | 18,000 | - | 36,501 | 5.24 | Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD24,390,000 Immediately after the transaction No. of ordinary voting shares/units held: 36501400 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 5.23800000 (Direct Interest); 0.00000000 (Deemed Interest) |
22/10/19 [17/10/19] |
Kurt Ersoy [SSH] | S/U | 18,000 | - | 36,501 | 5.24 | Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD24,390,000 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 36501400 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.23800000 (Deemed Interest)Kurt Ersoy is a shareholder in SCM Cayman, and is entitled to exercise or control the exercise of not less than 20% of the votes attached to the voting shares in SCM Cayman, which has deemed interests in the units in AA REIT. |
22/10/19 [17/10/19] |
Segantii Capital Management (Cayman) Limited [SSH] | S/U | 18,000 | - | 36,501 | 5.24 | Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD24,390,000 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 36501400 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.23800000 (Deemed Interest)Segantii Capital Management (Cayman) Limited ("SCM Cayman") is the investment manager of the Segantii Asia-Pacific Equity Multi-Strategy Fund. As investment manager, SCM Cayman has discretion and authority over the sale and purchase of the units in AA REIT held by the Fund. SCM Cayman is the investment manager of the Fund. SCM Cayman is the direct parent entity of Segantii Capital Management Limited ("SCML") and the indirect parent entity of Segantii Capital Management (UK) Limited ("SCM UK"). |
22/10/19 [17/10/19] |
Segantii Capital Management (UK) Limited [SSH] | S/U | 18,000 | - | 36,501 | 5.24 | Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD24,390,000 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 36501400 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.23800000 (Deemed Interest)SCM UK is the sub-investment advisor to the Fund and the wholly owned subsidiary of SCML, the investment advisor of the Fund. As sub-investment advisor, SCM UK has discretion and authority over the sale and purchase of the units in AA REIT held by the Fund. |
22/10/19 [17/10/19] |
Segantii Capital Management Limited [SSH] | S/U | 18,000 | - | 36,501 | 5.24 | Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD24,390,000 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 36501400 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.23800000 (Deemed Interest)SCML is the investment advisor of the Fund. As investment advisor, SCML has discretion and authority over the sale and purchase of the units in AA REIT held by the Fund. SCM Cayman is the direct parent entity of SCML, which in turn is the direct parent entity of SCM UK, the sub-investment advisor of the Fund. |
22/10/19 [17/10/19] |
Simon Sadler [SSH] | S/U | 18,000 | - | 36,501 | 5.24 | Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD24,390,000 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 36501400 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.23800000 (Deemed Interest)Simon Sadler is a shareholder in SCM Cayman, and is entitled to exercise or control the exercise of not less than 20% of the votes attached to the voting shares in SCM Cayman, which has deemed interests in the units in AA REIT. |
18/10/19 [18/10/19] |
AMP Capital Finance Limited ("AMPCF") [SSH] | S/U | (70,316) | 1.400 | 9,529 | 1.37 | Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 9528571 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 1.37000000 (Deemed Interest)AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMPCF, AIMS Financial Holding Limited ("AIMS Financial") and AIMS APAC Capital Holdings Limited (formerly known as Great World Capital Holdings Limited) ("AIMS APAC") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") in relation to the sale of, inter alia, 500,000 ordinary shares in the capital of the REIT Manager by AMP Capital Investors International Holdings Limited to AIMS Financial (or an affiliate nominated by AIMS Financial), representing 50% of the issued and paid-up share capital of the REIT Manager. To secure the obligations of AIMS Financial and AIMS APAC under the Implementation Agreement and other transaction documents in connection with the Implementation Agreement, AMPCF and AIMS Financial entered into a charge over units deed ("Charge over Units") on 15 March 2019 pursuant to which AIMS Financial granted security interests over, inter alia, 21,428,571 units of AA REIT (the "Charged Units") in favour of AMPCF. As previously disclosed, AMPCF had entered into a deed of partial discharge with AIMS Financial and partially discharged from the Charged Units 10,000,000 units of AA REIT following receipt by AMPCF of the Deferred Consideration (as defined under the Implementation Agreement), as contemplated under the Charge over Units. AMPCF had entered into another deed of partial discharge with AIMS Financial and partially discharged from the Charged Units 1,900,000 units of AA REIT following receipt by AMPCF of the Aggregate Adjustment Amount (as defined under the Implementation Agreement), as contemplated under the Charge over Units. Pursuant to section 4(7) of the Securities and Futures Act (Chapter 289) of Singapore, AMPCF is accordingly deemed to be interested in the remaining Charged Units (amounting to 9,528,571 units of AA REIT). Each of AMP Limited, AMP Group Holdings Limited, AMP Holdings Limited and AMP Capital Holdings Limited is deemed to be interested in the units of AA REIT that AMPCF is interested in. The above unitholding percentages are computed based on the current total number of issued units of AA REIT of 696,851,623 units. Any discrepancies in the percentages listed and totals thereof are due to rounding. |
18/10/19 [18/10/19] |
AMP Capital Holdings Limited [SSH] | S/U | (70,316) | 1.400 | 9,529 | 1.37 | Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 9528571 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 1.37000000 (Deemed Interest)AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMPCF, AIMS Financial Holding Limited ("AIMS Financial") and AIMS APAC Capital Holdings Limited (formerly known as Great World Capital Holdings Limited) ("AIMS APAC") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") in relation to the sale of, inter alia, 500,000 ordinary shares in the capital of the REIT Manager by AMP Capital Investors International Holdings Limited to AIMS Financial (or an affiliate nominated by AIMS Financial), representing 50% of the issued and paid-up share capital of the REIT Manager. To secure the obligations of AIMS Financial and AIMS APAC under the Implementation Agreement and other transaction documents in connection with the Implementation Agreement, AMPCF and AIMS Financial entered into a charge over units deed ("Charge over Units") on 15 March 2019 pursuant to which AIMS Financial granted security interests over, inter alia, 21,428,571 units of AA REIT (the "Charged Units") in favour of AMPCF. As previously disclosed, AMPCF had entered into a deed of partial discharge with AIMS Financial and partially discharged from the Charged Units 10,000,000 units of AA REIT following receipt by AMPCF of the Deferred Consideration (as defined under the Implementation Agreement), as contemplated under the Charge over Units. AMPCF had entered into another deed of partial discharge with AIMS Financial and partially discharged from the Charged Units 1,900,000 units of AA REIT following receipt by AMPCF of the Aggregate Adjustment Amount (as defined under the Implementation Agreement), as contemplated under the Charge over Units. Pursuant to section 4(7) of the Securities and Futures Act (Chapter 289) of Singapore, AMPCF is accordingly deemed to be interested in the remaining Charged Units (amounting to 9,528,571 units of AA REIT). Each of AMP Limited, AMP Group Holdings Limited, AMP Holdings Limited and AMP Capital Holdings Limited is deemed to be interested in the units of AA REIT that AMPCF is interested in. The above unitholding percentages are computed based on the current total number of issued units of AA REIT of 696,851,623 units. Any discrepancies in the percentages listed and totals thereof are due to rounding. |
18/10/19 [18/10/19] |
AMP Group Holdings Limited [SSH] | S/U | (70,316) | 1.400 | 9,529 | 1.37 | Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 9528571 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 1.37000000 (Deemed Interest)AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMPCF, AIMS Financial Holding Limited ("AIMS Financial") and AIMS APAC Capital Holdings Limited (formerly known as Great World Capital Holdings Limited) ("AIMS APAC") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") in relation to the sale of, inter alia, 500,000 ordinary shares in the capital of the REIT Manager by AMP Capital Investors International Holdings Limited to AIMS Financial (or an affiliate nominated by AIMS Financial), representing 50% of the issued and paid-up share capital of the REIT Manager. To secure the obligations of AIMS Financial and AIMS APAC under the Implementation Agreement and other transaction documents in connection with the Implementation Agreement, AMPCF and AIMS Financial entered into a charge over units deed ("Charge over Units") on 15 March 2019 pursuant to which AIMS Financial granted security interests over, inter alia, 21,428,571 units of AA REIT (the "Charged Units") in favour of AMPCF. As previously disclosed, AMPCF had entered into a deed of partial discharge with AIMS Financial and partially discharged from the Charged Units 10,000,000 units of AA REIT following receipt by AMPCF of the Deferred Consideration (as defined under the Implementation Agreement), as contemplated under the Charge over Units. AMPCF had entered into another deed of partial discharge with AIMS Financial and partially discharged from the Charged Units 1,900,000 units of AA REIT following receipt by AMPCF of the Aggregate Adjustment Amount (as defined under the Implementation Agreement), as contemplated under the Charge over Units. Pursuant to section 4(7) of the Securities and Futures Act (Chapter 289) of Singapore, AMPCF is accordingly deemed to be interested in the remaining Charged Units (amounting to 9,528,571 units of AA REIT). Each of AMP Limited, AMP Group Holdings Limited, AMP Holdings Limited and AMP Capital Holdings Limited is deemed to be interested in the units of AA REIT that AMPCF is interested in. The above unitholding percentages are computed based on the current total number of issued units of AA REIT of 696,851,623 units. Any discrepancies in the percentages listed and totals thereof are due to rounding. |
18/10/19 [18/10/19] |
AMP Holdings Limited [SSH] | S/U | (70,316) | 1.400 | 9,529 | 1.37 | Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 9528571 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 1.37000000 (Deemed Interest)AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMPCF, AIMS Financial Holding Limited ("AIMS Financial") and AIMS APAC Capital Holdings Limited (formerly known as Great World Capital Holdings Limited) ("AIMS APAC") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") in relation to the sale of, inter alia, 500,000 ordinary shares in the capital of the REIT Manager by AMP Capital Investors International Holdings Limited to AIMS Financial (or an affiliate nominated by AIMS Financial), representing 50% of the issued and paid-up share capital of the REIT Manager. To secure the obligations of AIMS Financial and AIMS APAC under the Implementation Agreement and other transaction documents in connection with the Implementation Agreement, AMPCF and AIMS Financial entered into a charge over units deed ("Charge over Units") on 15 March 2019 pursuant to which AIMS Financial granted security interests over, inter alia, 21,428,571 units of AA REIT (the "Charged Units") in favour of AMPCF. As previously disclosed, AMPCF had entered into a deed of partial discharge with AIMS Financial and partially discharged from the Charged Units 10,000,000 units of AA REIT following receipt by AMPCF of the Deferred Consideration (as defined under the Implementation Agreement), as contemplated under the Charge over Units. AMPCF had entered into another deed of partial discharge with AIMS Financial and partially discharged from the Charged Units 1,900,000 units of AA REIT following receipt by AMPCF of the Aggregate Adjustment Amount (as defined under the Implementation Agreement), as contemplated under the Charge over Units. Pursuant to section 4(7) of the Securities and Futures Act (Chapter 289) of Singapore, AMPCF is accordingly deemed to be interested in the remaining Charged Units (amounting to 9,528,571 units of AA REIT). Each of AMP Limited, AMP Group Holdings Limited, AMP Holdings Limited and AMP Capital Holdings Limited is deemed to be interested in the units of AA REIT that AMPCF is interested in. The above unitholding percentages are computed based on the current total number of issued units of AA REIT of 696,851,623 units. Any discrepancies in the percentages listed and totals thereof are due to rounding. |
18/10/19 [18/10/19] |
AMP Limited [SSH] | S/U | (70,316) | 1.400 | 9,529 | 1.37 | Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 9528571 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 1.37000000 (Deemed Interest)AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMPCF, AIMS Financial Holding Limited ("AIMS Financial") and AIMS APAC Capital Holdings Limited (formerly known as Great World Capital Holdings Limited) ("AIMS APAC") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") in relation to the sale of, inter alia, 500,000 ordinary shares in the capital of the REIT Manager by AMP Capital Investors International Holdings Limited to AIMS Financial (or an affiliate nominated by AIMS Financial), representing 50% of the issued and paid-up share capital of the REIT Manager. To secure the obligations of AIMS Financial and AIMS APAC under the Implementation Agreement and other transaction documents in connection with the Implementation Agreement, AMPCF and AIMS Financial entered into a charge over units deed ("Charge over Units") on 15 March 2019 pursuant to which AIMS Financial granted security interests over, inter alia, 21,428,571 units of AA REIT (the "Charged Units") in favour of AMPCF. As previously disclosed, AMPCF had entered into a deed of partial discharge with AIMS Financial and partially discharged from the Charged Units 10,000,000 units of AA REIT following receipt by AMPCF of the Deferred Consideration (as defined under the Implementation Agreement), as contemplated under the Charge over Units. AMPCF had entered into another deed of partial discharge with AIMS Financial and partially discharged from the Charged Units 1,900,000 units of AA REIT following receipt by AMPCF of the Aggregate Adjustment Amount (as defined under the Implementation Agreement), as contemplated under the Charge over Units. Pursuant to section 4(7) of the Securities and Futures Act (Chapter 289) of Singapore, AMPCF is accordingly deemed to be interested in the remaining Charged Units (amounting to 9,528,571 units of AA REIT). Each of AMP Limited, AMP Group Holdings Limited, AMP Holdings Limited and AMP Capital Holdings Limited is deemed to be interested in the units of AA REIT that AMPCF is interested in. The above unitholding percentages are computed based on the current total number of issued units of AA REIT of 696,851,623 units. Any discrepancies in the percentages listed and totals thereof are due to rounding. |
18/10/19 [18/10/19] |
AIMS Financial Holding Limited [SSH] | S/U | (70,316) | 1.350 | 36,225 | 5.20 | Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Immediately after the transaction No. of ordinary voting shares/units held: 33319528 (Direct Interest); 2905025 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 4.78000000 (Direct Interest); 0.42000000 (Deemed Interest)AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMP Capital Finance Limited ("AMPCF"), AIMS Financial Holding Limited ("AIMS Financial") and AIMS APAC Capital Holdings Limited ("AIMS APAC") (formerly known as Great World Capital Holdings Limited) entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") under which AIMS APAC agreed to purchase 70,316,037 units of AA REIT ("Option Units"), from AMPCF, and AMPCF agreed to sell the Option Units to AIMS APAC subject to the terms of the Implementation Agreement. Pursuant to the Implementation Agreement, AIMS APAC had granted a call option to require AMPCF to sell to AIMS APAC (and AMPCF had granted a put option to require AIMS APAC to purchase from AMPCF) the Option Units pursuant to a put and call option agreement entered into by AIMS APAC and AMPCF on 28 November 2018 ("Put and Call Option Agreement"). On 15 October 2019, AIMS APAC notified AMPCF to sell, in accordance with the terms and conditions of the Call Option, the Option Units, such sale and purchase to be completed on the date specified in the Option Agreement. On 16 October 2019, the Option Units, representing 10.09% of the total issued units of AA REIT, were placed out to predominantly new investors, at price of S$1.35 per Unit. The settlement of Option Units occurred on 18 October 2019. As AIMS APAC is fully owned by AIMS Financial, AIMS Financial is deemed to be no longer interested in the Option Units and accordingly, Great World Financial Group Pty Ltd and Great World Financial Group Holdings Pty Ltd are both deemed to be no longer interested in the Option Units. |
18/10/19 [18/10/19] |
Great World Financial Group Holdings Pty Ltd [SSH] | S/U | (70,316) | 1.350 | 55,218 | 7.92 | Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 55218017 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 7.92000000 (Deemed Interest)AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMPCF, AIMS Financial Holding Limited ("AIMS Financial") and AIMS APAC Capital Holdings Limited (formerly known as Great World Capital Holdings Limited) ("AIMS APAC") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") in relation to the sale of, inter alia, 500,000 ordinary shares in the capital of the REIT Manager by AMP Capital Investors International Holdings Limited to AIMS Financial (or an affiliate nominated by AIMS Financial), representing 50% of the issued and paid-up share capital of the REIT Manager. To secure the obligations of AIMS Financial and AIMS APAC under the Implementation Agreement and other transaction documents in connection with the Implementation Agreement, AMPCF and AIMS Financial entered into a charge over units deed ("Charge over Units") on 15 March 2019 pursuant to which AIMS Financial granted security interests over, inter alia, 21,428,571 units of AA REIT (the "Charged Units") in favour of AMPCF. As previously disclosed, AMPCF had entered into a deed of partial discharge with AIMS Financial and partially discharged from the Charged Units 10,000,000 units of AA REIT following receipt by AMPCF of the Deferred Consideration (as defined under the Implementation Agreement), as contemplated under the Charge over Units. AMPCF had entered into another deed of partial discharge with AIMS Financial and partially discharged from the Charged Units 1,900,000 units of AA REIT following receipt by AMPCF of the Aggregate Adjustment Amount (as defined under the Implementation Agreement), as contemplated under the Charge over Units. Pursuant to section 4(7) of the Securities and Futures Act (Chapter 289) of Singapore, AMPCF is accordingly deemed to be interested in the remaining Charged Units (amounting to 9,528,571 units of AA REIT). Each of AMP Limited, AMP Group Holdings Limited, AMP Holdings Limited and AMP Capital Holdings Limited is deemed to be interested in the units of AA REIT that AMPCF is interested in. The above unitholding percentages are computed based on the current total number of issued units of AA REIT of 696,851,623 units. Any discrepancies in the percentages listed and totals thereof are due to rounding. |
18/10/19 [18/10/19] |
Great World Financial Group Pty Ltd [SSH] | S/U | (70,316) | 1.350 | 55,218 | 7.92 | Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 55218017 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 7.92000000 (Deemed Interest)AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMPCF, AIMS Financial Holding Limited ("AIMS Financial") and AIMS APAC Capital Holdings Limited (formerly known as Great World Capital Holdings Limited) ("AIMS APAC") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") in relation to the sale of, inter alia, 500,000 ordinary shares in the capital of the REIT Manager by AMP Capital Investors International Holdings Limited to AIMS Financial (or an affiliate nominated by AIMS Financial), representing 50% of the issued and paid-up share capital of the REIT Manager. To secure the obligations of AIMS Financial and AIMS APAC under the Implementation Agreement and other transaction documents in connection with the Implementation Agreement, AMPCF and AIMS Financial entered into a charge over units deed ("Charge over Units") on 15 March 2019 pursuant to which AIMS Financial granted security interests over, inter alia, 21,428,571 units of AA REIT (the "Charged Units") in favour of AMPCF. As previously disclosed, AMPCF had entered into a deed of partial discharge with AIMS Financial and partially discharged from the Charged Units 10,000,000 units of AA REIT following receipt by AMPCF of the Deferred Consideration (as defined under the Implementation Agreement), as contemplated under the Charge over Units. AMPCF had entered into another deed of partial discharge with AIMS Financial and partially discharged from the Charged Units 1,900,000 units of AA REIT following receipt by AMPCF of the Aggregate Adjustment Amount (as defined under the Implementation Agreement), as contemplated under the Charge over Units. Pursuant to section 4(7) of the Securities and Futures Act (Chapter 289) of Singapore, AMPCF is accordingly deemed to be interested in the remaining Charged Units (amounting to 9,528,571 units of AA REIT). Each of AMP Limited, AMP Group Holdings Limited, AMP Holdings Limited and AMP Capital Holdings Limited is deemed to be interested in the units of AA REIT that AMPCF is interested in. The above unitholding percentages are computed based on the current total number of issued units of AA REIT of 696,851,623 units. Any discrepancies in the percentages listed and totals thereof are due to rounding. |
18/10/19 [18/10/19] |
AIMS APAC Capital Holdings Limited [SSH] | S/U | (70,316) | 1.350 | 2,905 | 0.42 | Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 2905025 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.42000000 (Deemed Interest)AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMP Capital Finance Limited ("AMPCF"), AIMS Financial Holding Limited ("AIMS Financial") and AIMS APAC Capital Holdings Limited ("AIMS APAC") (formerly known as Great World Capital Holdings Limited) entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") under which AIMS APAC agreed to purchase 70,316,037 units of AA REIT ("Option Units"), from AMPCF, and AMPCF agreed to sell the Option Units to AIMS APAC subject to the terms of the Implementation Agreement. Pursuant to the Implementation Agreement, AIMS APAC had granted a call option to require AMPCF to sell to AIMS APAC (and AMPCF had granted a put option to require AIMS APAC to purchase from AMPCF) the Option Units pursuant to a put and call option agreement entered into by AIMS APAC and AMPCF on 28 November 2018 ("Put and Call Option Agreement"). On 15 October 2019, AIMS APAC notified AMPCF to sell, in accordance with the terms and conditions of the Call Option, the Option Units, such sale and purchase to be completed on the date specified in the Option Agreement. On 16 October 2019, the Option Units, representing 10.09% of the total issued units of AA REIT, were placed out to predominantly new investors, at price of S$1.35 per Unit. The settlement of Option Units occurred on 18 October 2019. AIMS APAC is deemed to be no longer interested in the Option Units and ceased to be a Substantial Unitholder. |
18/10/19 [16/10/19] |
APG Asset Management N.V. [SSH] | S/U | (32,894) | - | 22,720 | 3.26 | Note
Remarks
Disposal of securities 30,205,200 shares off-market cross and 2,688,800 shares via market transactions. Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): 44,490,209.32 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 22719842 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 3.26040000 (Deemed Interest)The shares are held by Stichting Depositary APG Strategic Real Estate Pool, acting as the depositary of APG Strategic Real Estate Pool ('Pool'). The shares are controlled by APG Asset Management N.V. ('APG AM'), as the manager of the Pool. |
14/10/19 [11/10/19] |
AIMS Financial Holding Limited(BVI) [SSH] | S/U | (10,000) | 1.470 | 111,302 | 15.97 | Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Immediately after the transaction No. of ordinary voting shares/units held: 38081428 (Direct Interest); 73221062 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 5.46000000 (Direct Interest); 10.51000000 (Deemed Interest)AIMS Financial Holding Limited(BVI) transferred 10million units to AIMS Fund Management(Cayman) Limited on 11th October 2019. AIMS Financial Holding Limited(BVI) and AIMS Fund Management(Cayman) Limited are both 100% owned by Great World Financial Group Pty Ltd (Australia) . George Wang is deemed to be interested in units in AIMS APAC REIT held by AIMS Financial Holding Limited (BVI) and AIMS Fund Management (Cayman) Limited. |
01/10/19 [27/09/19] |
AMP Capital Finance Limited ("AMPCF") [SSH] | S/U | (10,000) | - | 81,745 | 11.73 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 70316037 (Direct Interest); 11428571 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 10.09000000 (Direct Interest); 1.64000000 (Deemed Interest)AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMPCF, AIMS Financial Holding Limited ("AIMS Financial") and Great World Capital Holdings Limited ("Great World") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") in relation to the sale of, inter alia, 500,000 ordinary shares in the capital of the REIT Manager by AMP Capital Investors International Holdings Limited to AIMS Financial (or an affiliate nominated by AIMS Financial), representing 50% of the issued and paid-up share capital of the REIT Manager. Under the Implementation Agreement, Great World also agreed to buy 70,316,037 units of AA REIT ("Option Units"), representing 10.21% of the current total issued units of AA REIT, from AMPCF, and AMPCF agreed to sell the Option Units to Great World, pursuant to a put and call option arrangement. AMPCF and Great World entered into an agreement in relation to the put and call option arrangement on 28 November 2018 ("Put and Call Option Agreement"). To secure the obligations of AIMS Financial and Great World under the Implementation Agreement and the Put and Call Option Agreement, AMPCF and AIMS Financial entered into a charge over units deed ("Charge over Units") on 15 March 2019 pursuant to which AIMS Financial granted security interests over, inter alia, 21,428,571 units of AA REIT (the "Charged Units"), representing 3.08% of the current total issued units of AA REIT, in favour of AMPCF. As contemplated under the Charge over Units, following receipt by AMPCF of the Deferred Consideration (as defined under the Implementation Agreement), AMPCF has agreed to enter into a deed of partial discharge with AIMS Financial and partially discharge from the Charged Units 10,000,000 units of AA REIT. Pursuant to section 4(7) of the Securities and Futures Act (Chapter 289) of Singapore, AMPCF is deemed to be interested in the remaining Charged Units (amounting to 11,428,571 units of AA REIT). Please refer to the attached shareholding chart. Each of AMP Limited, AMP Group Holdings Limited, AMP Holdings Limited and AMP Capital Holdings Limited is deemed to be interested in the units of AA REIT that AMPCF is interested in. Please refer to the attached shareholding chart. The above unitholding percentages are computed based on the current total number of issued units of AA REIT of 696,851,623 units. Any discrepancies in the percentages listed and totals thereof are due to rounding. The changes in percentages of the interests initially announced are due to (i) the allotment and issuance of 6,846,136 units of AA REIT on 29 March 2019, 20 June 2019 and 19 September 2019 pursuant to AA REIT's distribution reinvestment plan, and (ii) the issuance of 1,285,485 units of AA REIT on 10 July 2019 to the REIT Manager as partial payment of the base fee component of the REIT Manager's management fee for the period of 1 January 2019 to 30 June 2019. |
01/10/19 [27/09/19] |
AMP Capital Holdings Limited [SSH] | S/U | (10,000) | - | 81,745 | 11.73 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 81744608 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 11.73000000 (Deemed Interest)AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMPCF, AIMS Financial Holding Limited ("AIMS Financial") and Great World Capital Holdings Limited ("Great World") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") in relation to the sale of, inter alia, 500,000 ordinary shares in the capital of the REIT Manager by AMP Capital Investors International Holdings Limited to AIMS Financial (or an affiliate nominated by AIMS Financial), representing 50% of the issued and paid-up share capital of the REIT Manager. Under the Implementation Agreement, Great World also agreed to buy 70,316,037 units of AA REIT ("Option Units"), representing 10.21% of the current total issued units of AA REIT, from AMPCF, and AMPCF agreed to sell the Option Units to Great World, pursuant to a put and call option arrangement. AMPCF and Great World entered into an agreement in relation to the put and call option arrangement on 28 November 2018 ("Put and Call Option Agreement"). To secure the obligations of AIMS Financial and Great World under the Implementation Agreement and the Put and Call Option Agreement, AMPCF and AIMS Financial entered into a charge over units deed ("Charge over Units") on 15 March 2019 pursuant to which AIMS Financial granted security interests over, inter alia, 21,428,571 units of AA REIT (the "Charged Units"), representing 3.08% of the current total issued units of AA REIT, in favour of AMPCF. As contemplated under the Charge over Units, following receipt by AMPCF of the Deferred Consideration (as defined under the Implementation Agreement), AMPCF has agreed to enter into a deed of partial discharge with AIMS Financial and partially discharge from the Charged Units 10,000,000 units of AA REIT. Pursuant to section 4(7) of the Securities and Futures Act (Chapter 289) of Singapore, AMPCF is deemed to be interested in the remaining Charged Units (amounting to 11,428,571 units of AA REIT). Please refer to the attached shareholding chart. Each of AMP Limited, AMP Group Holdings Limited, AMP Holdings Limited and AMP Capital Holdings Limited is deemed to be interested in the units of AA REIT that AMPCF is interested in. The above unitholding percentages are computed based on the current total number of issued units of AA REIT of 696,851,623 units. Any discrepancies in the percentages listed and totals thereof are due to rounding. The changes in percentages of the interests initially announced are due to (i) the allotment and issuance of 6,846,136 units of AA REIT on 29 March 2019, 20 June 2019 and 19 September 2019 pursuant to AA REIT's distribution reinvestment plan, and (ii) the issuance of 1,285,485 units of AA REIT on 10 July 2019 to the REIT Manager as partial payment of the base fee component of the REIT Manager's management fee for the period of 1 January 2019 to 30 June 2019. |
01/10/19 [27/09/19] |
AMP Group Holdings Limited [SSH] | S/U | (10,000) | - | 81,745 | 11.73 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 81744608 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 11.73000000 (Deemed Interest)AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMPCF, AIMS Financial Holding Limited ("AIMS Financial") and Great World Capital Holdings Limited ("Great World") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") in relation to the sale of, inter alia, 500,000 ordinary shares in the capital of the REIT Manager by AMP Capital Investors International Holdings Limited to AIMS Financial (or an affiliate nominated by AIMS Financial), representing 50% of the issued and paid-up share capital of the REIT Manager. Under the Implementation Agreement, Great World also agreed to buy 70,316,037 units of AA REIT ("Option Units"), representing 10.21% of the current total issued units of AA REIT, from AMPCF, and AMPCF agreed to sell the Option Units to Great World, pursuant to a put and call option arrangement. AMPCF and Great World entered into an agreement in relation to the put and call option arrangement on 28 November 2018 ("Put and Call Option Agreement"). To secure the obligations of AIMS Financial and Great World under the Implementation Agreement and the Put and Call Option Agreement, AMPCF and AIMS Financial entered into a charge over units deed ("Charge over Units") on 15 March 2019 pursuant to which AIMS Financial granted security interests over, inter alia, 21,428,571 units of AA REIT (the "Charged Units"), representing 3.08% of the current total issued units of AA REIT, in favour of AMPCF. As contemplated under the Charge over Units, following receipt by AMPCF of the Deferred Consideration (as defined under the Implementation Agreement), AMPCF has agreed to enter into a deed of partial discharge with AIMS Financial and partially discharge from the Charged Units 10,000,000 units of AA REIT. Pursuant to section 4(7) of the Securities and Futures Act (Chapter 289) of Singapore, AMPCF is deemed to be interested in the remaining Charged Units (amounting to 11,428,571 units of AA REIT). Please refer to the attached shareholding chart. Each of AMP Limited, AMP Group Holdings Limited, AMP Holdings Limited and AMP Capital Holdings Limited is deemed to be interested in the units of AA REIT that AMPCF is interested in. The above unitholding percentages are computed based on the current total number of issued units of AA REIT of 696,851,623 units. Any discrepancies in the percentages listed and totals thereof are due to rounding. The changes in percentages of the interests initially announced are due to (i) the allotment and issuance of 6,846,136 units of AA REIT on 29 March 2019, 20 June 2019 and 19 September 2019 pursuant to AA REIT's distribution reinvestment plan, and (ii) the issuance of 1,285,485 units of AA REIT on 10 July 2019 to the REIT Manager as partial payment of the base fee component of the REIT Manager's management fee for the period of 1 January 2019 to 30 June 2019. |
01/10/19 [27/09/19] |
AMP Holdings Limited [SSH] | S/U | (10,000) | - | 81,745 | 11.73 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 81744608 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 11.73000000 (Deemed Interest)AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMPCF, AIMS Financial Holding Limited ("AIMS Financial") and Great World Capital Holdings Limited ("Great World") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") in relation to the sale of, inter alia, 500,000 ordinary shares in the capital of the REIT Manager by AMP Capital Investors International Holdings Limited to AIMS Financial (or an affiliate nominated by AIMS Financial), representing 50% of the issued and paid-up share capital of the REIT Manager. Under the Implementation Agreement, Great World also agreed to buy 70,316,037 units of AA REIT ("Option Units"), representing 10.21% of the current total issued units of AA REIT, from AMPCF, and AMPCF agreed to sell the Option Units to Great World, pursuant to a put and call option arrangement. AMPCF and Great World entered into an agreement in relation to the put and call option arrangement on 28 November 2018 ("Put and Call Option Agreement"). To secure the obligations of AIMS Financial and Great World under the Implementation Agreement and the Put and Call Option Agreement, AMPCF and AIMS Financial entered into a charge over units deed ("Charge over Units") on 15 March 2019 pursuant to which AIMS Financial granted security interests over, inter alia, 21,428,571 units of AA REIT (the "Charged Units"), representing 3.08% of the current total issued units of AA REIT, in favour of AMPCF. As contemplated under the Charge over Units, following receipt by AMPCF of the Deferred Consideration (as defined under the Implementation Agreement), AMPCF has agreed to enter into a deed of partial discharge with AIMS Financial and partially discharge from the Charged Units 10,000,000 units of AA REIT. Pursuant to section 4(7) of the Securities and Futures Act (Chapter 289) of Singapore, AMPCF is deemed to be interested in the remaining Charged Units (amounting to 11,428,571 units of AA REIT). Please refer to the attached shareholding chart. Each of AMP Limited, AMP Group Holdings Limited, AMP Holdings Limited and AMP Capital Holdings Limited is deemed to be interested in the units of AA REIT that AMPCF is interested in. The above unitholding percentages are computed based on the current total number of issued units of AA REIT of 696,851,623 units. Any discrepancies in the percentages listed and totals thereof are due to rounding. The changes in percentages of the interests initially announced are due to (i) the allotment and issuance of 6,846,136 units of AA REIT on 29 March 2019, 20 June 2019 and 19 September 2019 pursuant to AA REIT's distribution reinvestment plan, and (ii) the issuance of 1,285,485 units of AA REIT on 10 July 2019 to the REIT Manager as partial payment of the base fee component of the REIT Manager's management fee for the period of 1 January 2019 to 30 June 2019. |
01/10/19 [27/09/19] |
AMP Limited [SSH] | S/U | (10,000) | - | 81,745 | 11.73 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 81744608 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 11.73000000 (Deemed Interest)AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMPCF, AIMS Financial Holding Limited ("AIMS Financial") and Great World Capital Holdings Limited ("Great World") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") in relation to the sale of, inter alia, 500,000 ordinary shares in the capital of the REIT Manager by AMP Capital Investors International Holdings Limited to AIMS Financial (or an affiliate nominated by AIMS Financial), representing 50% of the issued and paid-up share capital of the REIT Manager. Under the Implementation Agreement, Great World also agreed to buy 70,316,037 units of AA REIT ("Option Units"), representing 10.21% of the current total issued units of AA REIT, from AMPCF, and AMPCF agreed to sell the Option Units to Great World, pursuant to a put and call option arrangement. AMPCF and Great World entered into an agreement in relation to the put and call option arrangement on 28 November 2018 ("Put and Call Option Agreement"). To secure the obligations of AIMS Financial and Great World under the Implementation Agreement and the Put and Call Option Agreement, AMPCF and AIMS Financial entered into a charge over units deed ("Charge over Units") on 15 March 2019 pursuant to which AIMS Financial granted security interests over, inter alia, 21,428,571 units of AA REIT (the "Charged Units"), representing 3.08% of the current total issued units of AA REIT, in favour of AMPCF. As contemplated under the Charge over Units, following receipt by AMPCF of the Deferred Consideration (as defined under the Implementation Agreement), AMPCF has agreed to enter into a deed of partial discharge with AIMS Financial and partially discharge from the Charged Units 10,000,000 units of AA REIT. Pursuant to section 4(7) of the Securities and Futures Act (Chapter 289) of Singapore, AMPCF is deemed to be interested in the remaining Charged Units (amounting to 11,428,571 units of AA REIT). Please refer to the attached shareholding chart. Each of AMP Limited, AMP Group Holdings Limited, AMP Holdings Limited and AMP Capital Holdings Limited is deemed to be interested in the units of AA REIT that AMPCF is interested in. The above unitholding percentages are computed based on the current total number of issued units of AA REIT of 696,851,623 units. Any discrepancies in the percentages listed and totals thereof are due to rounding. The changes in percentages of the interests initially announced are due to (i) the allotment and issuance of 6,846,136 units of AA REIT on 29 March 2019, 20 June 2019 and 19 September 2019 pursuant to AA REIT's distribution reinvestment plan, and (ii) the issuance of 1,285,485 units of AA REIT on 10 July 2019 to the REIT Manager as partial payment of the base fee component of the REIT Manager's management fee for the period of 1 January 2019 to 30 June 2019. |
11/07/19 [10/07/19] |
GREAT WORLD FINANCIAL GROUP HOLDINGS PTY LTD [SSH] | S/U | 1,285 | 1.407 | 125,451 | 18.05 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 125450554 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 18.05000000 (Deemed Interest) |
11/07/19 [10/07/19] |
GREAT WORLD FINANCIAL GROUP PTY LTD [SSH] | S/U | 1,285 | 1.407 | 125,451 | 18.05 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 125450554 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 18.05000000 (Deemed Interest) |
15/03/19 [15/03/19] |
AMP Capital Finance Limited ("AMPCF") [SSH] | S/U | (26,653) | - | 91,745 | 13.32 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 70316037 (Direct Interest); 21428571 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 10.21000000 (Direct Interest); 3.11000000 (Deemed Interest)AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMPCF, AIMS Financial Holding Limited ("AIMS Financial") and Great World Capital Holdings Limited ("Great World") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") in relation to the sale of, inter alia, 500,000 ordinary shares in the capital of the REIT Manager by AMP Capital Investors International Holdings Limited to AIMS Financial (or an affiliate nominated by AIMS Financial), representing 50% of the issued and paid-up share capital of the REIT Manager ("Sale"). Under the Implementation Agreement, Great World also agreed to buy 70,316,037 units of AA REIT ("Option Units"), representing 10.21% of the current total issued units of AA REIT, from AMPCF, and AMPCF agreed to sell the Option Units to Great World, pursuant to a put and call option arrangement. AMPCF and Great World entered into an agreement in relation to the put and call option arrangement on 28 November 2018 ("Put and Call Option Agreement"). To secure the obligations of AIMS Financial and Great World under the Implementation Agreement and the Put and Call Option Agreement, AMPCF and AIMS Financial entered into a charge over units deed ("Unit Security Deed") on 28 November 2018 pursuant to which AIMS Financial granted security interests over, inter alia, 48,081,428 units of AA REIT ("Initial Charged Units"), representing 6.98% of the current total issued units of AA REIT, in favour of AMPCF. Following discussions between the AIMS and AMP groups, AIMS Financial, AMPCF and Great World entered into an amendment deed ("Amendment Deed") on 15 March 2019. Pursuant to the Amendment Deed, (a) the Unit Security Deed was terminated and AMPCF has accordingly ceased to have security interests over the Initial Charged Units, and (b) AIMS Financial granted security interests over, inter alia, (i) 7,142,857 units of AA REIT ("Subsequent Tranche 1 Charged Units"), representing 1.04% of the current total current issued units of AA REIT and (ii) on the completion date of the Sale, 14,285,714 units of AA REIT ("Subsequent Tranche 2 Charged Units"), representing 2.07% of the current total issued units of AA REIT, in favour of AMPCF. Pursuant to section 4(7) of the Securities and Futures Act (Chapter 289) of Singapore, AMPCF is deemed to be interested in the Subsequent Tranche 1 Charged Units and Subsequent Tranche 2 Charged Units. Each of AMP Limited, AMP Group Holdings Limited, AMP Holdings Limited and AMP Capital Holdings Limited is deemed to be interested in the units of AA REIT that AMPCF is interested in. The above unitholding percentages are computed based on the current total number of issued units of AA REIT of 688,720,002 units. Any discrepancies in the percentages listed and totals thereof are due to rounding. The changes in percentages of the Option Units and the Initial Charged Units of 10.26% and 7.01% initially announced to 10.21% and 6.98% respectively, are due to (i) the allotment and issuance of 1,534,829 units of AA REIT on 21 December 2018 pursuant to AA REIT's distribution reinvestment plan and (ii) the issuance of 1,619,540 units of AA REIT on 17 January 2019 to the REIT Manager as partial payment of the base fee component of the REIT Manager's management fee for the period of 1 July 2018 to 31 December 2018. |
15/03/19 [15/03/19] |
AMP Capital Holdings Limited [SSH] | S/U | (26,653) | - | 93,364 | 13.56 | Note
Remarks
AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMPCF, AIMS Financial Holding Limited ("AIMS Financial") and Great World Capital Holdings Limited ("Great World") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") in relation to the sale of, inter alia, 500,000 ordinary shares in the capital of the REIT Manager by AMP Capital Investors International Holdings Limited to AIMS Financial (or an affiliate nominated by AIMS Financial), representing 50% of the issued and paid-up share capital of the REIT Manager ("Sale"). Under the Implementation Agreement, Great World also agreed to buy 70,316,037 units of AA REIT ("Option Units"), representing 10.21% of the current total issued units of AA REIT, from AMPCF, and AMPCF agreed to sell the Option Units to Great World, pursuant to a put and call option arrangement. AMPCF and Great World entered into an agreement in relation to the put and call option arrangement on 28 November 2018 ("Put and Call Option Agreement"). To secure the obligations of AIMS Financial and Great World under the Implementation Agreement and the Put and Call Option Agreement, AMPCF and AIMS Financial entered into a charge over units deed ("Unit Security Deed") on 28 November 2018 pursuant to which AIMS Financial granted security interests over, inter alia, 48,081,428 units of AA REIT ("Initial Charged Units"), representing 6.98% of the current total issued units of AA REIT, in favour of AMPCF. Following discussions between the AIMS and AMP groups, AIMS Financial, AMPCF and Great World entered into an amendment deed ("Amendment Deed") on 15 March 2019. Pursuant to the Amendment Deed, (a) the Unit Security Deed was terminated and AMPCF has accordingly ceased to have security interests over the Initial Charged Units, and (b) AIMS Financial granted security interests over, inter alia, (i) 7,142,857 units of AA REIT ("Subsequent Tranche 1 Charged Units"), representing 1.04% of the current total current issued units of AA REIT and (ii) on the completion date of the Sale, 14,285,714 units of AA REIT ("Subsequent Tranche 2 Charged Units"), representing 2.07% of the current total issued units of AA REIT, in favour of AMPCF. Pursuant to section 4(7) of the Securities and Futures Act (Chapter 289) of Singapore, AMPCF is deemed to be interested in the Subsequent Tranche 1 Charged Units and Subsequent Tranche 2 Charged Units. Each of AMP Limited, AMP Group Holdings Limited, AMP Holdings Limited and AMP Capital Holdings Limited is deemed to be interested in the units of AA REIT that AMPCF is interested in. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 93364148 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 13.56000000 (Deemed Interest)In addition, AMP Capital Holdings Limited is deemed to be interested in the 1,619,540 units of AA REIT held by the REIT Manager pursuant to section 4(5) of the Securities and Futures Act (Chapter 289) of Singapore. The above unitholding percentages are computed based on the current total number of issued units of AA REIT of 688,720,002 units. Any discrepancies in the percentages listed and totals thereof are due to rounding. The changes in percentages of the Option Units and the Initial Charged Units of 10.26% and 7.01% initially announced to 10.21% and 6.98% respectively, are due to (i) the allotment and issuance of 1,534,829 units of AA REIT on 21 December 2018 pursuant to AA REIT's distribution reinvestment plan and (ii) the issuance of 1,619,540 units of AA REIT on 17 January 2019 to the REIT Manager as partial payment of the base fee component of the REIT Manager's management fee for the period of 1 July 2018 to 31 December 2018. |
15/03/19 [15/03/19] |
AMP Group Holdings Limited [SSH] | S/U | (26,653) | - | 93,364 | 13.56 | Note
Remarks
AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMPCF, AIMS Financial Holding Limited ("AIMS Financial") and Great World Capital Holdings Limited ("Great World") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") in relation to the sale of, inter alia, 500,000 ordinary shares in the capital of the REIT Manager by AMP Capital Investors International Holdings Limited to AIMS Financial (or an affiliate nominated by AIMS Financial), representing 50% of the issued and paid-up share capital of the REIT Manager ("Sale"). Under the Implementation Agreement, Great World also agreed to buy 70,316,037 units of AA REIT ("Option Units"), representing 10.21% of the current total issued units of AA REIT, from AMPCF, and AMPCF agreed to sell the Option Units to Great World, pursuant to a put and call option arrangement. AMPCF and Great World entered into an agreement in relation to the put and call option arrangement on 28 November 2018 ("Put and Call Option Agreement"). To secure the obligations of AIMS Financial and Great World under the Implementation Agreement and the Put and Call Option Agreement, AMPCF and AIMS Financial entered into a charge over units deed ("Unit Security Deed") on 28 November 2018 pursuant to which AIMS Financial granted security interests over, inter alia, 48,081,428 units of AA REIT ("Initial Charged Units"), representing 6.98% of the current total issued units of AA REIT, in favour of AMPCF. Following discussions between the AIMS and AMP groups, AIMS Financial, AMPCF and Great World entered into an amendment deed ("Amendment Deed") on 15 March 2019. Pursuant to the Amendment Deed, (a) the Unit Security Deed was terminated and AMPCF has accordingly ceased to have security interests over the Initial Charged Units, and (b) AIMS Financial granted security interests over, inter alia, (i) 7,142,857 units of AA REIT ("Subsequent Tranche 1 Charged Units"), representing 1.04% of the current total current issued units of AA REIT and (ii) on the completion date of the Sale, 14,285,714 units of AA REIT ("Subsequent Tranche 2 Charged Units"), representing 2.07% of the current total issued units of AA REIT, in favour of AMPCF. Pursuant to section 4(7) of the Securities and Futures Act (Chapter 289) of Singapore, AMPCF is deemed to be interested in the Subsequent Tranche 1 Charged Units and Subsequent Tranche 2 Charged Units. Each of AMP Limited, AMP Group Holdings Limited, AMP Holdings Limited and AMP Capital Holdings Limited is deemed to be interested in the units of AA REIT that AMPCF is interested in. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 93364148 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 13.56000000 (Deemed Interest)In addition, AMP Group Holdings Limited is deemed to be interested in the 1,619,540 units of AA REIT held by the REIT Manager pursuant to section 4(5) of the Securities and Futures Act (Chapter 289) of Singapore. The above unitholding percentages are computed based on the current total number of issued units of AA REIT of 688,720,002 units. Any discrepancies in the percentages listed and totals thereof are due to rounding. The changes in percentages of the Option Units and the Initial Charged Units of 10.26% and 7.01% initially announced to 10.21% and 6.98% respectively, are due to (i) the allotment and issuance of 1,534,829 units of AA REIT on 21 December 2018 pursuant to AA REIT's distribution reinvestment plan and (ii) the issuance of 1,619,540 units of AA REIT on 17 January 2019 to the REIT Manager as partial payment of the base fee component of the REIT Manager's management fee for the period of 1 July 2018 to 31 December 2018. |
15/03/19 [15/03/19] |
AMP Holdings Limited [SSH] | S/U | (26,653) | - | 93,364 | 13.56 | Note
Remarks
AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMPCF, AIMS Financial Holding Limited ("AIMS Financial") and Great World Capital Holdings Limited ("Great World") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") in relation to the sale of, inter alia, 500,000 ordinary shares in the capital of the REIT Manager by AMP Capital Investors International Holdings Limited to AIMS Financial (or an affiliate nominated by AIMS Financial), representing 50% of the issued and paid-up share capital of the REIT Manager ("Sale"). Under the Implementation Agreement, Great World also agreed to buy 70,316,037 units of AA REIT ("Option Units"), representing 10.21% of the current total issued units of AA REIT, from AMPCF, and AMPCF agreed to sell the Option Units to Great World, pursuant to a put and call option arrangement. AMPCF and Great World entered into an agreement in relation to the put and call option arrangement on 28 November 2018 ("Put and Call Option Agreement"). To secure the obligations of AIMS Financial and Great World under the Implementation Agreement and the Put and Call Option Agreement, AMPCF and AIMS Financial entered into a charge over units deed ("Unit Security Deed") on 28 November 2018 pursuant to which AIMS Financial granted security interests over, inter alia, 48,081,428 units of AA REIT ("Initial Charged Units"), representing 6.98% of the current total issued units of AA REIT, in favour of AMPCF. Following discussions between the AIMS and AMP groups, AIMS Financial, AMPCF and Great World entered into an amendment deed ("Amendment Deed") on 15 March 2019. Pursuant to the Amendment Deed, (a) the Unit Security Deed was terminated and AMPCF has accordingly ceased to have security interests over the Initial Charged Units, and (b) AIMS Financial granted security interests over, inter alia, (i) 7,142,857 units of AA REIT ("Subsequent Tranche 1 Charged Units"), representing 1.04% of the current total current issued units of AA REIT and (ii) on the completion date of the Sale, 14,285,714 units of AA REIT ("Subsequent Tranche 2 Charged Units"), representing 2.07% of the current total issued units of AA REIT, in favour of AMPCF. Pursuant to section 4(7) of the Securities and Futures Act (Chapter 289) of Singapore, AMPCF is deemed to be interested in the Subsequent Tranche 1 Charged Units and Subsequent Tranche 2 Charged Units. Each of AMP Limited, AMP Group Holdings Limited, AMP Holdings Limited and AMP Capital Holdings Limited is deemed to be interested in the units of AA REIT that AMPCF is interested in. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 93364148 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 13.56000000 (Deemed Interest)In addition, AMP Holdings Limited is deemed to be interested in the 1,619,540 units of AA REIT held by the REIT Manager pursuant to section 4(5) of the Securities and Futures Act (Chapter 289) of Singapore. The above unitholding percentages are computed based on the current total number of issued units of AA REIT of 688,720,002 units. Any discrepancies in the percentages listed and totals thereof are due to rounding. The changes in percentages of the Option Units and the Initial Charged Units of 10.26% and 7.01% initially announced to 10.21% and 6.98% respectively, are due to (i) the allotment and issuance of 1,534,829 units of AA REIT on 21 December 2018 pursuant to AA REIT's distribution reinvestment plan and (ii) the issuance of 1,619,540 units of AA REIT on 17 January 2019 to the REIT Manager as partial payment of the base fee component of the REIT Manager's management fee for the period of 1 July 2018 to 31 December 2018. |
15/03/19 [15/03/19] |
AMP Limited [SSH] | S/U | (26,653) | - | 93,364 | 13.56 | Note
Remarks
AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMPCF, AIMS Financial Holding Limited ("AIMS Financial") and Great World Capital Holdings Limited ("Great World") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") in relation to the sale of, inter alia, 500,000 ordinary shares in the capital of the REIT Manager by AMP Capital Investors International Holdings Limited to AIMS Financial (or an affiliate nominated by AIMS Financial), representing 50% of the issued and paid-up share capital of the REIT Manager ("Sale"). Under the Implementation Agreement, Great World also agreed to buy 70,316,037 units of AA REIT ("Option Units"), representing 10.21% of the current total issued units of AA REIT, from AMPCF, and AMPCF agreed to sell the Option Units to Great World, pursuant to a put and call option arrangement. AMPCF and Great World entered into an agreement in relation to the put and call option arrangement on 28 November 2018 ("Put and Call Option Agreement"). To secure the obligations of AIMS Financial and Great World under the Implementation Agreement and the Put and Call Option Agreement, AMPCF and AIMS Financial entered into a charge over units deed ("Unit Security Deed") on 28 November 2018 pursuant to which AIMS Financial granted security interests over, inter alia, 48,081,428 units of AA REIT ("Initial Charged Units"), representing 6.98% of the current total issued units of AA REIT, in favour of AMPCF. Following discussions between the AIMS and AMP groups, AIMS Financial, AMPCF and Great World entered into an amendment deed ("Amendment Deed") on 15 March 2019. Pursuant to the Amendment Deed, (a) the Unit Security Deed was terminated and AMPCF has accordingly ceased to have security interests over the Initial Charged Units, and (b) AIMS Financial granted security interests over, inter alia, (i) 7,142,857 units of AA REIT ("Subsequent Tranche 1 Charged Units"), representing 1.04% of the current total current issued units of AA REIT and (ii) on the completion date of the Sale, 14,285,714 units of AA REIT ("Subsequent Tranche 2 Charged Units"), representing 2.07% of the current total issued units of AA REIT, in favour of AMPCF. Pursuant to section 4(7) of the Securities and Futures Act (Chapter 289) of Singapore, AMPCF is deemed to be interested in the Subsequent Tranche 1 Charged Units and Subsequent Tranche 2 Charged Units. Each of AMP Limited, AMP Group Holdings Limited, AMP Holdings Limited and AMP Capital Holdings Limited is deemed to be interested in the units of AA REIT that AMPCF is interested in. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 93364148 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 13.56000000 (Deemed Interest)In addition, AMP Limited is deemed to be interested in the 1,619,540 units of AA REIT held by the REIT Manager pursuant to section 4(5) of the Securities and Futures Act (Chapter 289) of Singapore. The above unitholding percentages are computed based on the current total number of issued units of AA REIT of 688,720,002 units. Any discrepancies in the percentages listed and totals thereof are due to rounding. The changes in percentages of the Option Units and the Initial Charged Units of 10.26% and 7.01% initially announced to 10.21% and 6.98% respectively, are due to (i) the allotment and issuance of 1,534,829 units of AA REIT on 21 December 2018 pursuant to AA REIT's distribution reinvestment plan and (ii) the issuance of 1,619,540 units of AA REIT on 17 January 2019 to the REIT Manager as partial payment of the base fee component of the REIT Manager's management fee for the period of 1 July 2018 to 31 December 2018. |
17/01/19 [17/01/19] |
GREAT WORLD FINANCIAL GROUP HOLDINGS PTY LTD [SSH] | S/U | 1,620 | 1.376 | 124,165 | 18.03 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 124165069 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 18.03000000 (Deemed Interest)On 17 January 2019, 1,619,540 units in AIMS AMP Capital Industrial REIT ("Units") were issued to AIMS AMP Capital Industrial REIT Management Limited ("AACIM" or "Manager")at an average issue price of S$1.3757 per Unit ("Issue Price"), as partial payment of the base fee component of the Manager's management fee ("Base Fee") for the period 1 July 2018 to 31 December 2018. In accordance with the AIMS AMP Capital Industrial REIT's Trust Deed, the Issue Price was determined based on the volume weighted average traded price for a Unit for all trades completed on the Singapore Exchange Securities Trading Limited, in the ordinary course of trading, for the last 10 business days of the relevant period in which the Base Fee accrues. Following the above-mentioned issue of Units, the total number of Units in issue is 688,720,002 and the Manager now holds 1,619,540 Units. As Great World Financial Group Holdings Pty Ltd ("GWFGH") is the 50% indirect owner of AACIM and 100% owner of Great World Financial Group Pty Ltd ("GWFG") and AIMS Financial Holding Limited ("AFHL"), GWFGH is deemed to have an interest in the in the Units held by AACIM. |
17/01/19 [17/01/19] |
GREAT WORLD FINANCIAL GROUP PTY LTD [SSH] | S/U | 1,620 | 1.376 | 124,165 | 18.03 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 124165069 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 18.03000000 (Deemed Interest)On 17 January 2019, 1,619,540 units in AIMS AMP Capital Industrial REIT ("Units") were issued to AIMS AMP Capital Industrial REIT Management Limited ("AACIM" or "Manager") at an average issue price of S$1.3757 per Unit ("Issue Price"), as partial payment of the base fee component of the Manager's management fee ("Base Fee") for the period 1 July 2018 to 31 December 2018. In accordance with the AIMS AMP Capital Industrial REIT's Trust Deed, the Issue Price was determined based on the volume weighted average traded price for a Unit for all trades completed on the Singapore Exchange Securities Trading Limited, in the ordinary course of trading, for the last 10 business days of the relevant period in which the Base Fee accrues. Following the above-mentioned issue of Units, the total number of Units in issue is 688,720,002 and the Manager now holds 1,619,540 Units. As Great World Financial Group Pty Ltd ("GWFG") is the 50% indirect owner of AACIM and 100% owner of AIMS Financial Holding Limited ("AFHL"), GWFG is deemed to have an interest in the in the Units held by AACIM. |
30/11/18 [28/11/18] |
AMP Capital Finance Limited ("AMPCF") [SSH] | S/U | 48,081 | - | 118,397 | 17.27 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 70316037 (Direct Interest); 48081428 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 10.26000000 (Direct Interest); 7.01000000 (Deemed Interest)AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMPCF, AIMS Financial Holding Limited ("AIMS Financial") and Great World Capital Holdings Limited ("Great World") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") in relation to the sale of, inter alia, 500,000 ordinary shares in the capital of the REIT Manager by AMP Capital Investors International Holdings Limited to AIMS Financial, representing 50% of the issued and paid-up share capital of the REIT Manager. Under the Implementation Agreement, Great World also agreed to buy 70,316,037 units of AA REIT ("Option Units"), representing 10.26% of the total issued units of AA REIT, from AMPCF, and AMPCF agreed to sell the Option Units to Great World, pursuant to a put and call option arrangement. AMPCF and Great World entered into an agreement in relation to the put and call option arrangement on 28 November 2018 ("Put and Call Option Agreement"). To secure the obligations of, inter alia, AIMS Financial and Great World under the Implementation Agreement and the Put and Call Option Agreement, AMPCF and AIMS Financial have entered into a charge over units deed ("Unit Security Deed") on 28 November 2018 pursuant to which AIMS Financial granted security interests over, inter alia, 48,081,428 units of AA REIT ("Charged Units"), representing 7.01% of the total issued units of AA REIT, in favour of AMPCF. Pursuant to section 4(7) of the Securities and Futures Act (Chapter 289) of Singapore, AMPCF is deemed to be interested in the Charged Units. Please refer to the attached shareholding chart. Each of AMP Limited, AMP Group Holdings Limited, AMP Holdings Limited and AMP Capital Holdings Limited is deemed to be interested in the units of AA REIT that AMPCF is interested in. The above unitholding percentages are computed based on the total number of issued units of AA REIT of 685,565,633 units. Any discrepancies in the percentages listed and totals thereof are due to rounding. |
30/11/18 [28/11/18] |
AMP Capital Holdings Limited [SSH] | S/U | 48,081 | - | 118,397 | 17.27 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 118397465 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 17.27000000 (Deemed Interest)AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMPCF, AIMS Financial Holding Limited ("AIMS Financial") and Great World Capital Holdings Limited ("Great World") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") in relation to the sale of, inter alia, 500,000 ordinary shares in the capital of the REIT Manager by AMP Capital Investors International Holdings Limited to AIMS Financial, representing 50% of the issued and paid-up share capital of the REIT Manager. Under the Implementation Agreement, Great World also agreed to buy 70,316,037 units of AA REIT ("Option Units"), representing 10.26% of the total issued units of AA REIT, from AMPCF, and AMPCF agreed to sell the Option Units to Great World, pursuant to a put and call option arrangement. AMPCF and Great World entered into an agreement in relation to the put and call option arrangement on 28 November 2018 ("Put and Call Option Agreement"). To secure the obligations of, inter alia, AIMS Financial and Great World under the Implementation Agreement and the Put and Call Option Agreement, AMPCF and AIMS Financial have entered into a charge over units deed ("Unit Security Deed") on 28 November 2018 pursuant to which AIMS Financial granted security interests over, inter alia, 48,081,428 units of AA REIT ("Charged Units"), representing 7.01% of the total issued units of AA REIT, in favour of AMPCF. Pursuant to section 4(7) of the Securities and Futures Act (Chapter 289) of Singapore, AMPCF is deemed to be interested in the Charged Units. Please refer to the attached shareholding chart. Each of AMP Limited, AMP Group Holdings Limited, AMP Holdings Limited and AMP Capital Holdings Limited is deemed to be interested in the units of AA REIT that AMPCF is interested in. The above unitholding percentages are computed based on the total number of issued units of AA REIT of 685,565,633 units. Any discrepancies in the percentages listed and totals thereof are due to rounding. |
30/11/18 [28/11/18] |
AMP Group Holdings Limited [SSH] | S/U | 48,081 | - | 118,397 | 17.27 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 118397465 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 17.27000000 (Deemed Interest)AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMPCF, AIMS Financial Holding Limited ("AIMS Financial") and Great World Capital Holdings Limited ("Great World") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") in relation to the sale of, inter alia, 500,000 ordinary shares in the capital of the REIT Manager by AMP Capital Investors International Holdings Limited to AIMS Financial, representing 50% of the issued and paid-up share capital of the REIT Manager. Under the Implementation Agreement, Great World also agreed to buy 70,316,037 units of AA REIT ("Option Units"), representing 10.26% of the total issued units of AA REIT, from AMPCF, and AMPCF agreed to sell the Option Units to Great World, pursuant to a put and call option arrangement. AMPCF and Great World entered into an agreement in relation to the put and call option arrangement on 28 November 2018 ("Put and Call Option Agreement"). To secure the obligations of, inter alia, AIMS Financial and Great World under the Implementation Agreement and the Put and Call Option Agreement, AMPCF and AIMS Financial have entered into a charge over units deed ("Unit Security Deed") on 28 November 2018 pursuant to which AIMS Financial granted security interests over, inter alia, 48,081,428 units of AA REIT ("Charged Units"), representing 7.01% of the total issued units of AA REIT, in favour of AMPCF. Pursuant to section 4(7) of the Securities and Futures Act (Chapter 289) of Singapore, AMPCF is deemed to be interested in the Charged Units. Please refer to the attached shareholding chart. Each of AMP Limited, AMP Group Holdings Limited, AMP Holdings Limited and AMP Capital Holdings Limited is deemed to be interested in the units of AA REIT that AMPCF is interested in. The above unitholding percentages are computed based on the total number of issued units of AA REIT of 685,565,633 units. Any discrepancies in the percentages listed and totals thereof are due to rounding. |
30/11/18 [28/11/18] |
AMP Holdings Limited [SSH] | S/U | 48,081 | - | 118,397 | 17.27 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 118397465 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 17.27000000 (Deemed Interest)AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMPCF, AIMS Financial Holding Limited ("AIMS Financial") and Great World Capital Holdings Limited ("Great World") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") in relation to the sale of, inter alia, 500,000 ordinary shares in the capital of the REIT Manager by AMP Capital Investors International Holdings Limited to AIMS Financial, representing 50% of the issued and paid-up share capital of the REIT Manager. Under the Implementation Agreement, Great World also agreed to buy 70,316,037 units of AA REIT ("Option Units"), representing 10.26% of the total issued units of AA REIT, from AMPCF, and AMPCF agreed to sell the Option Units to Great World, pursuant to a put and call option arrangement. AMPCF and Great World entered into an agreement in relation to the put and call option arrangement on 28 November 2018 ("Put and Call Option Agreement"). To secure the obligations of, inter alia, AIMS Financial and Great World under the Implementation Agreement and the Put and Call Option Agreement, AMPCF and AIMS Financial have entered into a charge over units deed ("Unit Security Deed") on 28 November 2018 pursuant to which AIMS Financial granted security interests over, inter alia, 48,081,428 units of AA REIT ("Charged Units"), representing 7.01% of the total issued units of AA REIT, in favour of AMPCF. Pursuant to section 4(7) of the Securities and Futures Act (Chapter 289) of Singapore, AMPCF is deemed to be interested in the Charged Units. Please refer to the attached shareholding chart. Each of AMP Limited, AMP Group Holdings Limited, AMP Holdings Limited and AMP Capital Holdings Limited is deemed to be interested in the units of AA REIT that AMPCF is interested in. The above unitholding percentages are computed based on the total number of issued units of AA REIT of 685,565,633 units. Any discrepancies in the percentages listed and totals thereof are due to rounding. |
30/11/18 [28/11/18] |
AMP Limited [SSH] | S/U | 48,081 | - | 118,397 | 17.27 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 118397465 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 17.27000000 (Deemed Interest)AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMPCF, AIMS Financial Holding Limited ("AIMS Financial") and Great World Capital Holdings Limited ("Great World") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") in relation to the sale of, inter alia, 500,000 ordinary shares in the capital of the REIT Manager by AMP Capital Investors International Holdings Limited to AIMS Financial, representing 50% of the issued and paid-up share capital of the REIT Manager. Under the Implementation Agreement, Great World also agreed to buy 70,316,037 units of AA REIT ("Option Units"), representing 10.26% of the total issued units of AA REIT, from AMPCF, and AMPCF agreed to sell the Option Units to Great World, pursuant to a put and call option arrangement. AMPCF and Great World entered into an agreement in relation to the put and call option arrangement on 28 November 2018 ("Put and Call Option Agreement"). To secure the obligations of, inter alia, AIMS Financial and Great World under the Implementation Agreement and the Put and Call Option Agreement, AMPCF and AIMS Financial have entered into a charge over units deed ("Unit Security Deed") on 28 November 2018 pursuant to which AIMS Financial granted security interests over, inter alia, 48,081,428 units of AA REIT ("Charged Units"), representing 7.01% of the total issued units of AA REIT, in favour of AMPCF. Pursuant to section 4(7) of the Securities and Futures Act (Chapter 289) of Singapore, AMPCF is deemed to be interested in the Charged Units. Please refer to the attached shareholding chart. Each of AMP Limited, AMP Group Holdings Limited, AMP Holdings Limited and AMP Capital Holdings Limited is deemed to be interested in the units of AA REIT that AMPCF is interested in. The above unitholding percentages are computed based on the total number of issued units of AA REIT of 685,565,633 units. Any discrepancies in the percentages listed and totals thereof are due to rounding. |
28/11/18 [23/11/18] |
Charles R. Kaye [SSH] | S/U | 696 | - | 34,970 | 5.10 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$945,400.64 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 34970100 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.10000000 (Deemed Interest)As at the date of this notification, Charles R. Kaye is the Managing General Partner having control of Warburg Pincus & Co. and Managing Member and Co-Chief Executive Officer having control of Warburg Pincus LLC. Accordingly, he is deemed to have interests in the 34,970,100 ESR Units which Warburg Pincus & Co. and Warburg Pincus LLC have interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 38.35% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd. ("WP X IVI"), a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd ("WP X IVI"). 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 23 November 2018, being 685,565,633 as informed by the manager of AA REIT. |
28/11/18 [23/11/18] |
ESR Cayman Limited [SSH] | S/U | 696 | - | 34,970 | 5.10 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$945,400.64 Immediately after the transaction No. of ordinary voting shares/units held: 8953400 (Direct Interest); 26016700 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 1.30600000 (Direct Interest); 3.79500000 (Deemed Interest)e-Shang Infinity Cayman Limited ("ES Infinity"), a company established in the Cayman Islands, is a wholly-owned subsidiary of e-Shang Jupiter Cayman Limited ("ES Jupiter"), a company established in the Cayman Islands. ES Jupiter, a company established in the Cayman Islands, is a 100% owned subsidiary of ESR Cayman Limited ("ESR"). ES Infinity holds 26,016,700 units in AA REIT directly. As ESR has control of ES Jupiter and ES Infinity, ESR is deemed to have interests in the 26,016,700 units held by ES Infinity. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 38.35% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd. ("WP X IVI"), a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd ("WP X IVI"). 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 23 November 2018, being 685,565,633 as informed by the manager of AA REIT. |
28/11/18 [23/11/18] |
Joseph P. Landy [SSH] | S/U | 696 | - | 34,970 | 5.10 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$945,400.64 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 34970100 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.10000000 (Deemed Interest)As at the date of this notification, Joseph P. Landy is the Managing General Partner having control of Warburg Pincus & Co. and Managing Member and Co-Chief Executive Officer having control of Warburg Pincus LLC. Accordingly, he is deemed to have interests in the 34,970,100 ESR Units which Warburg Pincus & Co. and Warburg Pincus LLC have interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 38.35% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd. ("WP X IVI"), a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd ("WP X IVI"). 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 23 November 2018, being 685,565,633 as informed by the manager of AA REIT. |
28/11/18 [23/11/18] |
WP OCIM One LLC [SSH] | S/U | 696 | - | 34,970 | 5.10 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$945,400.64 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 34970100 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.10000000 (Deemed Interest)As at the date of this notification, WP OCIM One LLC holds a primary stake of approximately 38.35% of the issued share capital of ESR Cayman Limited. As WP OCIM One LLC has an interest in more than 20% of the issued share capital of ESR Cayman Limited, it is deemed to have interests in the 34,970,100 units in AA REIT (the "ESR Units") which ESR Cayman Limited has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 38.35% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd. ("WP X IVI"), a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd ("WP X IVI"). 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 23 November 2018, being 685,565,633 as informed by the manager of AA REIT. |
28/11/18 [23/11/18] |
WP X Investment VI Ltd. [SSH] | S/U | 696 | - | 34,970 | 5.10 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$945,400.64 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 34970100 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.10000000 (Deemed Interest)As at the date of this notification, WP X Investment VI Ltd. is the sole member of WP OCIM One LLC. As WP X Investment VI Ltd. has a controlling interest in WP OCIM One LLC, it is deemed to have interests in the 34,970,100 ESR Units which WP OCIM One LLC has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 38.35% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd. ("WP X IVI"), a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd ("WP X IVI"). 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 23 November 2018, being 685,565,633 as informed by the manager of AA REIT. |
28/11/18 [23/11/18] |
WPP GP LLC [SSH] | S/U | 696 | - | 34,970 | 5.10 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$945,400.64 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 34970100 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.10000000 (Deemed Interest)As at the date of this notification, WPP GP LLC is the general partner having control of Warburg Pincus X GP L.P.. Accordingly, it is deemed to have interests in the 34,970,100 ESR Units which Warburg Pincus X GP L.P. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 38.35% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd. ("WP X IVI"), a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd ("WP X IVI"). 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 23 November 2018, being 685,565,633 as informed by the manager of AA REIT. |
28/11/18 [23/11/18] |
Warburg Pincus & Co. [SSH] | S/U | 696 | - | 34,970 | 5.10 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$945,400.64 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 34970100 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.10000000 (Deemed Interest)As at the date of this notification, Warburg Pincus & Co. is the managing member having control of Warburg Pincus Partners GP LLC. Accordingly, it is deemed to have interests in the 34,970,100 ESR Units which Warburg Pincus Partners GP LLC has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 38.35% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd. ("WP X IVI"), a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd ("WP X IVI"). 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 23 November 2018, being 685,565,633 as informed by the manager of AA REIT. |
28/11/18 [23/11/18] |
Warburg Pincus LLC [SSH] | S/U | 696 | - | 34,970 | 5.10 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$945,400.64 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 34970100 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.10000000 (Deemed Interest)As at the date of this notification, Warburg Pincus LLC is the manager having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership. Accordingly, it is deemed to have interests in the 34,970,100 ESR Units which Warburg Pincus Private Equity X, L.P. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 38.35% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd. ("WP X IVI"), a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd ("WP X IVI"). 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 23 November 2018, being 685,565,633 as informed by the manager of AA REIT. |
28/11/18 [23/11/18] |
Warburg Pincus Partners GP LLC [SSH] | S/U | 696 | - | 34,970 | 5.10 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$945,400.64 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 34970100 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.10000000 (Deemed Interest)As at the date of this notification, Warburg Pincus Partners GP LLC is the general partner having control of Warburg Pincus Partners, L.P.. Accordingly, it is deemed to have interests in the 34,970,100 ESR Units which Warburg Pincus Partners, L.P. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 38.35% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd. ("WP X IVI"), a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd ("WP X IVI"). 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 23 November 2018, being 685,565,633 as informed by the manager of AA REIT. |
28/11/18 [23/11/18] |
Warburg Pincus Partners, L.P. [SSH] | S/U | 696 | - | 34,970 | 5.10 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$945,400.64 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 34970100 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.10000000 (Deemed Interest)As at the date of this notification, Warburg Pincus Partners, L.P. is the managing member having control of WPP GP LLC. Accordingly, it is deemed to have interests in the 34,970,100 ESR Units which WPP GP LLC has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 38.35% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd. ("WP X IVI"), a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd ("WP X IVI"). 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 23 November 2018, being 685,565,633 as informed by the manager of AA REIT. |
28/11/18 [23/11/18] |
Warburg Pincus Private Equity X, L.P. [SSH] | S/U | 696 | - | 34,970 | 5.10 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$945,400.64 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 34970100 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.10000000 (Deemed Interest)As at the date of this notification, Warburg Pincus Private Equity X, L.P. owns approximately 96.9% of WP X Investment VI Ltd.. As Warburg Pincus Private Equity X, L.P. has a controlling interest in WP X Investment VI Ltd., it is deemed to have interests in the 34,970,100 ESR Units which WP X Investment VI Ltd. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 38.35% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd. ("WP X IVI"), a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd ("WP X IVI"). 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 23 November 2018, being 685,565,633 as informed by the manager of AA REIT. |
28/11/18 [23/11/18] |
Warburg Pincus X GP L.P. [SSH] | S/U | 696 | - | 34,970 | 5.10 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$945,400.64 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 34970100 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.10000000 (Deemed Interest)As at the date of this notification, Warburg Pincus X GP L.P. is the general partner having control of Warburg Pincus X, L.P.. Accordingly, it is deemed to have interests in the 34,970,100 ESR Units which Warburg Pincus X, L.P. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 38.35% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd. ("WP X IVI"), a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd ("WP X IVI"). 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 23 November 2018, being 685,565,633 as informed by the manager of AA REIT. |
28/11/18 [23/11/18] |
Warburg Pincus X, L.P. [SSH] | S/U | 696 | - | 34,970 | 5.10 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$945,400.64 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 34970100 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.10000000 (Deemed Interest)As at the date of this notification, Warburg Pincus X, L.P. is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership. Accordingly, it is deemed to have interests in the 34,970,100 ESR Units which Warburg Pincus Private Equity X, L.P. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 38.35% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd. ("WP X IVI"), a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd ("WP X IVI"). 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 23 November 2018, being 685,565,633 as informed by the manager of AA REIT. |
23/11/18 [21/11/18] |
AIMS Financial Holding Limited [SSH] | S/U | 70,316 | - | 118,397 | 17.27 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 48081428 (Direct Interest); 70316037 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 7.01000000 (Direct Interest); 10.26000000 (Deemed Interest)AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMP Capital Finance Limited ("AMPCF"), AIMS Financial Holding Limited ("AIMS Financial") and Great World Capital Holdings Limited ("Great World") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement"), under which Great World agreed to purchase 70,316,037 units of AA REIT ("Option Units"), representing 10.26% of the total issued units of AA REIT, from AMPCF, and AMPCF agreed to sell the Option Units to Great World subject to the terms of the Implementation Agreement. Pursuant to the Implementation Agreement, Great World will grant a call option to require AMPCF to sell to Great World (and AMPCF will grant a put option to require Great World to purchase from AMPCF) the Option Units pursuant to a put and call option agreement to be entered into by Great World and AMPCF within 5 business days of the date of the Implementation Agreement ("Put and Call Option Agreement"). Pending completion of the Implementation Agreement and Put and Call Option Agreement which has not yet taken place, Great World is, pursuant to Section 4(7)(c) of the Securities and Futures Act (Chapter 289) of Singapore, deemed to have an interest in the Option Units. As Great World is a wholly-owned subsidiary of AIMS Financial, AIMS Financial is deemed to be interested in the Option Units. |
23/11/18 [21/11/18] |
GREAT WORLD FINANCIAL GROUP HOLDINGS PTY LTD [SSH] | S/U | 70,316 | - | 122,546 | 17.88 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 122545529 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 17.88000000 (Deemed Interest)AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMP Capital Finance Limited ("AMPCF"), AIMS Financial Holding Limited ("AIMS Financial") and Great World Capital Holdings Limited ("Great World") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement"), under which Great World agreed to purchase 70,316,037 units of AA REIT ("Option Units"), representing 10.26% of the total issued units of AA REIT, from AMPCF, and AMPCF agreed to sell the Option Units to Great World subject to the terms of the Implementation Agreement. Pursuant to the Implementation Agreement, Great World will grant a call option to require AMPCF to sell to Great World (and AMPCF will grant a put option to require Great World to purchase from AMPCF) the Option Units pursuant to a put and call option agreement to be entered into by Great World and AMPCF within 5 business days of the date of the Implementation Agreement ("Put and Call Option Agreement"). Pending completion of the Implementation Agreement and Put and Call Option Agreement which has not yet taken place, Great World is, pursuant to Section 4(7)(c) of the Securities and Futures Act (Chapter 289) of Singapore, deemed to have an interest in the Option Units. As Great World Financial Group Pty Ltd is a wholly-owned subsidiary of Great World Financial Group Holdings Pty Ltd, Great World Financial Group Holdings Pty Ltd is deemed to be interested in the Option Units. |
23/11/18 [21/11/18] |
GREAT WORLD FINANCIAL GROUP PTY LTD [SSH] | S/U | 70,316 | - | 122,546 | 17.88 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 122545529 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 17.88000000 (Deemed Interest)AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMP Capital Finance Limited ("AMPCF"), AIMS Financial Holding Limited ("AIMS Financial") and Great World Capital Holdings Limited ("Great World") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement"), under which Great World agreed to purchase 70,316,037 units of AA REIT ("Option Units"), representing 10.26% of the total issued units of AA REIT, from AMPCF, and AMPCF agreed to sell the Option Units to Great World subject to the terms of the Implementation Agreement. Pursuant to the Implementation Agreement, Great World will grant a call option to require AMPCF to sell to Great World (and AMPCF will grant a put option to require Great World to purchase from AMPCF) the Option Units pursuant to a put and call option agreement to be entered into by Great World and AMPCF within 5 business days of the date of the Implementation Agreement ("Put and Call Option Agreement"). Pending completion of the Implementation Agreement and Put and Call Option Agreement which has not yet taken place, Great World is, pursuant to Section 4(7)(c) of the Securities and Futures Act (Chapter 289) of Singapore, deemed to have an interest in the Option Units. As AIMS Financial is a wholly-owned subsidiary of Great World Financial Group Pty Ltd, Great World Financial Group Pty Ltd is deemed to be interested in the Option Units. In addition, Great World Financial Group Pty Ltd is also deemed to be interested in 4,184,064 units of AA REIT, representing 0.61% of the total issued units of AA REIT, held by a fund managed by AIMS Fund Management Limited. |
23/11/18 [21/11/18] |
Great World Capital Holdings Limited ("Great World") [SSH] | S/U | 70,316 | - | 70,316 | 10.26 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 70316037 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 10.26000000 (Deemed Interest)AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMP Capital Finance Limited ("AMPCF"), AIMS Financial Holding Limited ("AIMS Financial") and Great World Capital Holdings Limited ("Great World") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement"), under which Great World agreed to purchase 70,316,037 units of AA REIT ("Option Units"), representing 10.26% of the total issued units of AA REIT, from AMPCF, and AMPCF agreed to sell the Option Units to Great World subject to the terms of the Implementation Agreement. Pursuant to the Implementation Agreement, Great World will grant a call option to require AMPCF to sell to Great World (and AMPCF will grant a put option to require Great World to purchase from AMPCF) the Option Units pursuant to a put and call option agreement to be entered into by Great World and AMPCF within 5 business days of the date of the Implementation Agreement ("Put and Call Option Agreement"). Pending completion of the Implementation Agreement and Put and Call Option Agreement which has not yet taken place, Great World is, pursuant to Section 4(7)(c) of the Securities and Futures Act (Chapter 289) of Singapore, deemed to have an interest in the Option Units. The above unitholding percentages are computed based on the total number of issued units of AA REIT of 685,565,633 units as at 22 November 2018. Any discrepancies in the percentages listed and totals thereof are due to rounding. |
11/07/18 [11/07/18] |
AIMS FINANCIAL HOLDING LIMITED [SSH] | S/U | 2,114 | - | 49,802 | 7.26 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 46360873 (Direct Interest); 3441109 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 6.76200000 (Direct Interest); 0.50200000 (Deemed Interest) |
28/06/18 [27/06/18] |
AIMS Capital Management Pty Ltd [SSH] | S/U | (47,688) | - | NA | NA | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)AIMS Financial Holding Limited is a substantial unitholder of AIMS AMP Capital Industrial REIT. Due to internal restructuring, AIMS Capital Management Pty Ltd no longer holds shares in AIMS Financial Holding Limited and has hence ceased to have a deemed interest in the units of AIMS AMP Capital Industrial REIT. |
04/05/18 [03/05/18] |
AMP Capital Finance Limited [SSH] | S/U | 2,500 | 1.438 | 68,595 | 10.04 | Note
Remarks
Acquisition of Securities via market transaction Immediately after the transaction No. of ordinary voting shares/units held: 68595483 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 10.04000000 (Direct Interest); 0.00000000 (Deemed Interest) |
04/05/18 [03/05/18] |
AMP Capital Holdings Limited [SSH] | S/U | 2,500 | 1.438 | 69,923 | 10.23 | Note
Remarks
Acquisition of Securities via market transaction Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 69922824 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 10.23000000 (Deemed Interest)AMP Capital Holdings Limited has a deemed interest in the 68,595,483 units in the Issuer held directly by AMP Capital Finance Limited and it has a deemed interest in 1,327,341 units in the Issuer held directly by AIMS AMP Capital Industrial REIT Management Limited. |
04/05/18 [03/05/18] |
AMP Group Holdings Limited [SSH] | S/U | 2,500 | 1.438 | 69,923 | 10.23 | Note
Remarks
Acquisition of Securities via market transaction Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 69922824 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 10.23000000 (Deemed Interest)AMP Group Holdings Limited has a deemed interest in the 68,595,483 units in the Issuer held directly by AMP Capital Finance Limited and it has a deemed interest in 1,327,341 units in the Issuer held directly by AIMS AMP Capital Industrial REIT Management Limited. |
04/05/18 [03/05/18] |
AMP Holdings Limited [SSH] | S/U | 2,500 | 1.438 | 69,923 | 10.23 | Note
Remarks
Acquisition of Securities via market transaction Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 69922824 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 10.23000000 (Deemed Interest)AMP Holdings Limited has a deemed interest in the 68,595,483 units in the Issuer held directly by AMP Capital Finance Limited and it has a deemed interest in 1,327,341 units in the Issuer held directly by AIMS AMP Capital Industrial REIT Management Limited. |
04/05/18 [03/05/18] |
AMP Limited [SSH] | S/U | 2,500 | 1.438 | 69,923 | 10.23 | Note
Remarks
Acquisition of Securities via market transaction Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 69922824 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 10.23000000 (Deemed Interest)AMP Limited has a deemed interest in the 68,595,483 units in the Issuer held directly by AMP Capital Finance Limited and it has a deemed interest in 1,327,341 units in the Issuer held directly by AIMS AMP Capital Industrial REIT Management Limited. |
16/03/18 [16/03/18] |
AMP Capital Finance Limited [SSH] | S/U | 26,734 | - | 62,487 | 9.14 | Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Immediately after the transaction No. of ordinary voting shares/units held: 62487383 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 9.14000000 (Direct Interest); 0.00000000 (Deemed Interest)Please see the attached public release by AMP Capital Investors Limited relating to, amongst other things, the circumstances giving rise to the change of the interest referred to in this notice. An extract of the acquisition agreement in relation to AMP Capital Finance Limited obtaining an increased direct interest is attached. |
26/09/17 [26/09/17] |
GREAT WORLD FINANCIAL GROUP HOLDINGS PTY LTD [SSH] | S/U | (1,345) | 1.393 | 50,509 | 7.89 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 50508937 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 7.89000000 (Deemed Interest) |
26/09/17 [26/09/17] |
GREAT WORLD FINANCIAL GROUP PTY LTD [SSH] | S/U | (1,345) | 1.393 | 50,509 | 7.89 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 50508937 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 7.89000000 (Deemed Interest) |
28/07/17 [28/07/17] |
GREAT WORLD FINANCIAL GROUP HOLDINGS PTY LTD [SSH] | S/U | 1,321 | - | 51,854 | 8.10 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 51853675 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 8.10000000 (Deemed Interest) |
28/07/17 [28/07/17] |
GREAT WORLD FINANCIAL GROUP PTY LTD [SSH] | S/U | 1,321 | - | 51,854 | 8.10 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 51853675 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 8.10000000 (Deemed Interest) |
25/05/16 [25/05/16] |
AIMS CAPITAL MANAGEMENT PTY LTD [SSH] | S/U | 1,089 | - | 45,506 | 7.15 | Note
Remarks
On 25 May 2016, AIMS AMP Capital Industrial REIT issued 1,089,469 new Units ("Units") at an issue price of S$1.3396 per Unit to AIMS AMP Capital Industrial REIT Management Limited ("AACIM" or the "Manager") as payment for the performance component of the Manager's management fee for the year ended 31 March 2016. AIMS Capital Management Pty Ltd and AIMS Financial Holding Limited (the "Companies") have a 50% indirect interest in AACIM and this transaction resulted in a net increase in the deemed interest of the Companies. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 45505762 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 7.15000000 (Deemed Interest) |
25/05/16 [25/05/16] |
AIMS FINANCIAL HOLDING LIMITED [SSH] | S/U | 1,089 | - | 45,506 | 7.15 | Note
Remarks
On 25 May 2016, AIMS AMP Capital Industrial REIT issued 1,089,469 new Units ("Units") at an issue price of S$1.3396 per Unit to AIMS AMP Capital Industrial REIT Management Limited ("AACIM" or the "Manager") as payment for the performance component of the Manager's management fee for the year ended 31 March 2016. AIMS Capital Management Pty Ltd and AIMS Financial Holding Limited (the "Companies") have a 50% indirect interest in AACIM and this transaction resulted in a net increase in the deemed interest of the Companies. Immediately after the transaction No. of ordinary voting shares/units held: 43692134 (Direct Interest); 1813628 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 6.86500000 (Direct Interest); 0.28500000 (Deemed Interest) |
25/09/15 [23/09/15] |
AMP Capital Finance Limited [SSH] | S/U | 1,622 | - | 33,084 | 5.21 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 33084487 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 5.21000000 (Direct Interest); 0.00000000 (Deemed Interest) |
25/09/15 [23/09/15] |
AIMS CAPITAL MANAGEMENT PTY LTD [SSH] | S/U | (1,622) | - | 43,692 | 6.88 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 43692134 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 6.88000000 (Deemed Interest) |
25/09/15 [23/09/15] |
AIMS FINANCIAL HOLDING LIMITED [SSH] | S/U | (1,622) | - | 43,692 | 6.88 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 43692134 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 6.88000000 (Direct Interest); 0.00000000 (Deemed Interest) |
28/05/15 [25/05/15] |
AIMS CAPITAL MANAGEMENT LTD [SSH] | S/U | 2,816 | 1.465-1.495 | 44,886 | 7.11 | Note
Remarks
Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): 1,991,579 Units at S$1.4645 per Unit and 824,373 Units at S$1.4949 per Unit Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 44886277 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 7.11000000 (Deemed Interest) |
28/05/15 [25/05/15] |
AIMS FINANCIAL HOLDING LIMITED [SSH] | S/U | 2,816 | 1.465-1.495 | 44,886 | 7.11 | Note
Remarks
Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): 1,991,579 Units at S$1.4645 per Unit and 824,373 Units at S$1.4949 per Unit Immediately after the transaction No. of ordinary voting shares/units held: 42070325 (Direct Interest); 2815952 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 6.66000000 (Direct Interest); 0.45000000 (Deemed Interest) |
14/05/15 [11/05/15] |
Credit Suisse AG ("CSAG") [SSH] | S/U | (37,795) | - | 27,885 | 4.43 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 27885084 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 4.43370000 (Deemed Interest)The change in interest of CSAG arises by way of: 1) a subsidiary's return of borrow of 37,795,400 AART units Credit Suisse AG is a wholly owned subsidiary of Credit Suisse Group AG. |
14/05/15 [11/05/15] |
Credit Suisse Group AG ("CSGAG") [SSH] | S/U | (37,795) | - | 27,885 | 4.43 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 27885084 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 4.43370000 (Deemed Interest)The change in interest of CSGAG arises by way of: 1) a subsidiary's return of borrow of 37,795,400 AART units Credit Suisse AG is a wholly owned subsidiary of Credit Suisse Group AG. |
14/05/15 [11/05/15] |
Credit Suisse Investment Holdings (UK) ("CSIHUK") [SSH] | S/U | (31,340) | - | 24,435 | 3.89 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 24435461 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 3.88520000 (Deemed Interest)The change in interest of CSIHUK arises by way of: 1) a subsidiary's return of borrow of 31,340,000 AART units Credit Suisse Investment Holdings (UK) is a subsidiary of Credit Suisse Investments (UK). Credit Suisse Securities (Europe) Limited is a subsidiary of Credit Suisse Investment Holdings (UK). |
14/05/15 [11/05/15] |
Credit Suisse Investments (UK) ("CSIUK") [SSH] | S/U | (31,340) | - | 24,435 | 3.89 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 24435461 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 3.88520000 (Deemed Interest)The change in interest of CSIUK arises by way of: 1) a subsidiary's return of borrow of 31,340,000 AART units Credit Suisse Investment Holdings (UK) is a subsidiary of Credit Suisse Investments (UK). Credit Suisse Securities (Europe) Limited is a subsidiary of Credit Suisse Investment Holdings (UK). |
14/05/15 [11/05/15] |
Credit Suisse Securities (Europe) Limited ("CSSEL") [SSH] | S/U | (31,340) | - | 24,435 | 3.89 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 24435461 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 3.88520000 (Direct Interest); 0.00000000 (Deemed Interest)The change in interest of CSSEL arises by way of: 1) a return of borrow of 31,340,000 AART units Credit Suisse Investment Holdings (UK) is a subsidiary of Credit Suisse Investments (UK). Credit Suisse Securities (Europe) Limited is a subsidiary of Credit Suisse Investment Holdings (UK). |
08/05/15 [05/05/15] |
Credit Suisse AG ("CSAG") [SSH] | S/U | 41,189 | - | 65,715 | 10.45 | Note
Remarks
The change of 41,188,892 units arises by way of: 1) a subsidiary's borrow of 41,214,856 AART units; and 2) a subsidiary's return of 25,964 borrowed AART units Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 65714556 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 10.44850000 (Deemed Interest)The change in interest of CSAG arises by way of: 1) a subsidiary's borrow of 41,214,856 AART units; and 2) a subsidiary's return of 25,964 borrowed AART units Credit Suisse AG is a wholly owned subsidiary of Credit Suisse Group AG. |
08/05/15 [05/05/15] |
Credit Suisse Group AG ("CSGAG") [SSH] | S/U | 41,189 | - | 65,715 | 10.45 | Note
Remarks
The change of 41,188,892 units arises by way of: 1) a subsidiary's borrow of 41,214,856 AART units; and 2) a subsidiary's return of 25,964 borrowed AART units Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 65714556 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 10.44850000 (Deemed Interest)The change in interest of CSGAG arises by way of: 1) a subsidiary's borrow of 41,214,856 AART units; and 2) a subsidiary's return of 25,964 borrowed AART units Credit Suisse AG is a wholly owned subsidiary of Credit Suisse Group AG. |
08/05/15 [05/05/15] |
Credit Suisse Investment Holdings (UK) ("CSIHUK") [SSH] | S/U | 31,536 | - | 55,775 | 8.87 | Note
Remarks
The change of 31,535,800 units arises by way of: 1) a subsidiary's borrow of 31,535,800 AART units Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 55775461 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 8.86820000 (Deemed Interest)The change in interest of CSIHUK arises by way of: 1) a subsidiary's borrow of 31,535,800 AART units Credit Suisse Investment Holdings (UK) is a subsidiary of Credit Suisse Investments (UK). Credit Suisse Securities (Europe) Limited is a subsidiary of Credit Suisse Investment Holdings (UK). |
08/05/15 [05/05/15] |
Credit Suisse Investments (UK) ("CSIUK") [SSH] | S/U | 31,536 | - | 55,775 | 8.87 | Note
Remarks
The change of 31,535,800 units arises by way of: 1) a subsidiary's borrow of 31,535,800 AART units Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 55775461 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 8.86820000 (Deemed Interest)The change in interest of CSIUK arises by way of: 1) a subsidiary's borrow of 31,535,800 AART units Credit Suisse Investment Holdings (UK) is a subsidiary of Credit Suisse Investments (UK). Credit Suisse Securities (Europe) Limited is a subsidiary of Credit Suisse Investment Holdings (UK). |
08/05/15 [05/05/15] |
Credit Suisse Securities (Europe) Limited ("CSSEL") [SSH] | S/U | 31,536 | - | 55,775 | 8.87 | Note
Remarks
The change of 31,535,800 units arises by way of: 1) a subsidiary's borrow of 31,535,800 AART units Immediately after the transaction No. of ordinary voting shares/units held: 55775461 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 8.86820000 (Direct Interest); 0.00000000 (Deemed Interest)The change in interest of CSSEL arises by way of: 1) a borrow of 31,535,800 AART units Credit Suisse Investment Holdings (UK) is a subsidiary of Credit Suisse Investments (UK). Credit Suisse Securities (Europe) Limited is a subsidiary of Credit Suisse Investment Holdings (UK). |
28/04/15 [24/04/15] |
J. P. Morgan Chase & Co. [SSH] | S/U | (156) | 1.520 | 31,336 | 4.98 | Note
Remarks
Disposal of Securities via market transaction Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 31335799 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 4.98000000 (Deemed Interest)J.P. Morgan Chase & Co. is the ultimate holding company. |
24/03/15 [20/03/15] |
J.P. Morgan Chase & Co. [SSH] | S/U | 44 | 1.450 | 31,339 | 5.00 | Note
Remarks
Acquisition of Securities via market transaction Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 31339153 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.00000000 (Deemed Interest)J.P. Morgan Chase & Co. is the ultimate holding company. |
17/03/15 [13/03/15] |
AMP Capital Finance Limited [SSH] | S/U | 752 | - | 31,463 | 5.02 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 31462677 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 5.02000000 (Direct Interest); 0.00000000 (Deemed Interest) |
11/03/15 [06/03/15] |
JPMorgan Chase & Co. [SSH] | S/U | (93) | 1.470 | 31,295 | 5.00 | Note
Remarks
Disposal of Securities via market transaction Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 31295053 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 4.99700000 (Deemed Interest)J.P. Morgan Chase & Co. is the ultimate holding company. |
28/01/15 [23/01/15] |
JF Asset Management Limited [SSH] | S/U | (542) | 1.470 | 31,082 | 4.97 | Note
Remarks
Disposal of Securities via market transaction Immediately after the transaction No. of ordinary voting shares/units held: 31081865 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 4.97000000 (Direct Interest); 0.00000000 (Deemed Interest) |
03/12/14 [28/11/14] |
J.P. Morgan Chase & Co. [SSH] | S/U | (71) | 1.450 | 37,293 | 5.99 | Note
Remarks
Disposal of Securities via market transaction Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 37292753 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.99000000 (Deemed Interest) |
12/11/14 [10/11/14] |
Credit Suisse AG ("CSAG") [SSH] | S/U | (32,024) | - | 23,605 | 3.79 | Note
Remarks
The change of 32,024,000 units arises by way of: 1) a subsidiary's purchase of 1,000 AART units; 2) a subsidiary's sale of 75,000 AART units; and 3) a subsidiary's return of 31,950,000 borrowed AART units Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 23605203 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 3.78860000 (Deemed Interest)The change in interest of CSAG arises by way of: 1) a subsidiary's purchase of 1,000 AART units; 2) a subsidiary's sale of 75,000 AART units; and 3) a subsidiary's return of 31,950,000 borrowed AART units Credit Suisse AG is a wholly owned subsidiary of Credit Suisse Group AG. |
12/11/14 [10/11/14] |
Credit Suisse Group AG ("CSGAG") [SSH] | S/U | (32,024) | - | 23,605 | 3.79 | Note
Remarks
The change of 32,024,000 units arises by way of: 1) a subsidiary's purchase of 1,000 AART units; 2) a subsidiary's sale of 75,000 AART units; and 3) a subsidiary's return of 31,950,000 borrowed AART units Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 23605203 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 3.78860000 (Deemed Interest)The change in interest of CSGAG arises by way of: 1) a subsidiary's purchase of 1,000 AART units; 2) a subsidiary's sale of 75,000 AART units; and 3) a subsidiary's return of 31,950,000 borrowed AART units Credit Suisse AG is a wholly owned subsidiary of Credit Suisse Group AG. |
12/11/14 [10/11/14] |
Credit Suisse Investment Holdings (UK) ("CSIHUK") [SSH] | S/U | (31,973) | - | 23,389 | 3.75 | Note
Remarks
The change of 31,973,000 units arises by way of: 1) a subsidiary's purchase of 1,000 AART units; 2) a subsidiary's sale of 24,000 AART units; and 3) a subsidiary's return of 31,950,000 borrowed AART units Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 23389202 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 3.75390000 (Deemed Interest)The change in interest of CSIHUK arises by way of: 1) a subsidiary's purchase of 1,000 AART units; 2) a subsidiary's sale of 24,000 AART units; and 3) a subsidiary's return of 31,950,000 borrowed AART units Credit Suisse Investment Holdings (UK) is a subsidiary of Credit Suisse Investments (UK). Credit Suisse Securities (Europe) Limited is a subsidiary of Credit Suisse Investment Holdings (UK). |
12/11/14 [10/11/14] |
Credit Suisse Investments (UK) ("CSIUK") [SSH] | S/U | (31,973) | - | 23,389 | 3.75 | Note
Remarks
The change of 31,973,000 units arises by way of: 1) a subsidiary's purchase of 1,000 AART units; 2) a subsidiary's sale of 24,000 AART units; and 3) a subsidiary's return of 31,950,000 borrowed AART units Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 23389202 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 3.75390000 (Deemed Interest)The change in interest of CSIUK arises by way of: 1) a subsidiary's purchase of 1,000 AART units; 2) a subsidiary's sale of 24,000 AART units; and 3) a subsidiary's return of 31,950,000 borrowed AART units Credit Suisse Investment Holdings (UK) is a subsidiary of Credit Suisse Investments (UK). Credit Suisse Securities (Europe) Limited is a subsidiary of Credit Suisse Investment Holdings (UK). |
12/11/14 [10/11/14] |
Credit Suisse Securities (Europe) Limited ("CSSEL") [SSH] | S/U | (31,973) | - | 23,389 | 3.75 | Note
Remarks
The change of 31,973,000 units arises by way of: 1) a subsidiary's purchase of 1,000 AART units; 2) a subsidiary's sale of 24,000 AART units; and 3) a subsidiary's return of 31,950,000 borrowed AART units Immediately after the transaction No. of ordinary voting shares/units held: 23389202 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 3.75390000 (Direct Interest); 0.00000000 (Deemed Interest)The change in interest of CSSEL arises by way of: 1) a purchase of 1,000 AART units; 2) a sale of 24,000 AART units; and 3) a return of 31,950,000 borrowed AART units Credit Suisse Investment Holdings (UK) is a subsidiary of Credit Suisse Investments (UK). Credit Suisse Securities (Europe) Limited is a subsidiary of Credit Suisse Investment Holdings (UK). |
12/11/14 [07/11/14] |
Credit Suisse AG ("CSAG") [SSH] | S/U | 31,952 | - | 55,629 | 8.93 | Note
Remarks
The change of 31,952,000 units arises by way of: 1) a subsidiary's purchase of 2,000 AART units; and 2) a subsidiary's borrow of 31,950,000 AART units Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 55629203 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 8.92850000 (Deemed Interest)The change in interest of CSAG arises by way of: 1) a subsidiary's purchase of 2,000 AART units; and 2) a subsidiary's borrow of 31,950,000 AART units Credit Suisse AG is a wholly owned subsidiary of Credit Suisse Group AG. |
12/11/14 [07/11/14] |
Credit Suisse Group AG ("CSGAG") [SSH] | S/U | 31,952 | - | 55,629 | 8.93 | Note
Remarks
The change of 31,952,000 units arises by way of: 1) a subsidiary's purchase of 2,000 AART units; and 2) a subsidiary's borrow of 31,950,000 AART units Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 55629203 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 8.92850000 (Deemed Interest)The change in interest of CSGAG arises by way of: 1) a subsidiary's purchase of 2,000 AART units; and 2) a subsidiary's borrow of 31,950,000 AART units Credit Suisse AG is a wholly owned subsidiary of Credit Suisse Group AG. |
12/11/14 [07/11/14] |
Credit Suisse Investment Holdings (UK) ("CSIHUK") [SSH] | S/U | 31,952 | - | 55,362 | 8.89 | Note
Remarks
The change of 31,952,000 units arises by way of: 1) a subsidiary's purchase of 2,000 AART units; and 2) a subsidiary's borrow of 31,950,000 AART units Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 55362202 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 8.88560000 (Deemed Interest)The change in interest of CSIHUK arises by way of: 1) a subsidiary's purchase of 2,000 AART units; and 2) a subsidiary's borrow of 31,950,000 AART units Credit Suisse Investment Holdings (UK) is a subsidiary of Credit Suisse Investments (UK). Credit Suisse Securities (Europe) Limited is a subsidiary of Credit Suisse Investment Holdings (UK). |
12/11/14 [07/11/14] |
Credit Suisse Investments (UK) ("CSIUK") [SSH] | S/U | 31,952 | - | 55,362 | 8.89 | Note
Remarks
The change of 31,952,000 units arises by way of: 1) a subsidiary's purchase of 2,000 AART units; and 2) a subsidiary's borrow of 31,950,000 AART units Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 55362202 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 8.88560000 (Deemed Interest)The change in interest of CSIUK arises by way of: 1) a subsidiary's purchase of 2,000 AART units; and 2) a subsidiary's borrow of 31,950,000 AART units Credit Suisse Investment Holdings (UK) is a subsidiary of Credit Suisse Investments (UK). Credit Suisse Securities (Europe) Limited is a subsidiary of Credit Suisse Investment Holdings (UK). |
12/11/14 [07/11/14] |
Credit Suisse Securities (Europe) Limited ("CSSEL") [SSH] | S/U | 31,952 | - | 55,362 | 8.89 | Note
Remarks
The change of 31,952,000 units arises by way of: 1) a subsidiary's purchase of 2,000 AART units; and 2) a subsidiary's borrow of 31,950,000 AART units Immediately after the transaction No. of ordinary voting shares/units held: 55362202 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 8.88560000 (Direct Interest); 0.00000000 (Deemed Interest)The change in interest of CSSEL arises by way of: 1) a purchase of 2,000 AART units; and 2) a borrow of 31,950,000 AART units Credit Suisse Investment Holdings (UK) is a subsidiary of Credit Suisse Investments (UK). Credit Suisse Securities (Europe) Limited is a subsidiary of Credit Suisse Investment Holdings (UK). |
07/07/14 [03/07/14] |
JF Asset Management Limited [SSH] | S/U | (230) | 1.443 | 37,143 | 5.98 | Note
Remarks
Disposal of Securities via market transaction Immediately after the transaction No. of ordinary voting shares/units held: 37142783 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 5.98000000 (Direct Interest); 0.00000000 (Deemed Interest) |
26/05/14 [22/05/14] |
J.P. Morgan Chase & Co. [SSH] | S/U | (193) | 1.428 | 43,335 | 6.98 | Note
Remarks
Disposal of Securities via market transaction Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 43335171 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 6.98000000 (Deemed Interest) |
25/03/14 [25/03/14] |
AMP Capital Investors International Holdings Limited [SSH] | S/U | (1,467) | - | 30,526 | 4.91 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 30525861 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 4.91000000 (Deemed Interest) |
19/02/14 [18/02/14] |
CHAN WAI KHEONG [SSH] | S/U | 55 | - | 26,434 | 5.00 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD 76,725 Immediately after the transaction No. of ordinary voting shares/units held: 6919148 (Direct Interest); 19514384 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 1.30884800 (Direct Interest); 3.69140300 (Deemed Interest)CHAN WAI KHEONG OWNS 6,919,148 DIRECTLY. CHAN WAI KHEONG IS THE SOLE MANAGEMENT SHARE HOLDER OF SPLENDID ASIA MACRO FUND AND ACCORDINGLY IS DEEMED TO BE INTERESTED 19,514,384 UNITS WHICH SPLENDID ASIA MACRO FUND HOLDS. |
28/01/14 [24/01/14] |
J.P. Morgan Chase & Co. [SSH] | S/U | 313 | 1.420 | 37,196 | 7.05 | Note
Remarks
Acquisition of Securities via market transaction Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 37196362 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 7.05000000 (Deemed Interest)J.P. Morgan Chase & Co. is the ultimate holding company |
18/09/13 [13/09/13] |
AMP Capital Investors International Holdings Limited [SSH] | S/U | 1,138 | 1.389 | 26,453 | 5.02 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 26452806 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.02000000 (Deemed Interest) |
18/09/13 [13/09/13] |
AIMS CAPITAL HOLDINGS PTY LTD ("ACHPL") [SSH] | S/U | 1,138 | 1.389 | 37,024 | 7.03 | Note
Remarks
AIMS AMP Capital Industrial REIT ("AIMSAMPIREIT") issued 1,138,100 new units in AIMSAMPIREIT ("Units") to AIMS AMP Capital Property Management Pte Ltd ("AACPM") on 13 September 2013 as payment for marketing services provided by AACPM. The Units were issued at an average price of S$1.3895 per Unit. ACHPL and AGHPL are the holding companies of AACPM and are deemed to have an interest in the Units held by AACPM. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 37024091 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 7.03000000 (Deemed Interest) |
18/09/13 [13/09/13] |
AIMS GROUP HOLDING PTY LTD ("AGHPL") [SSH] | S/U | 1,138 | 1.389 | 37,024 | 7.03 | Note
Remarks
AIMS AMP Capital Industrial REIT ("AIMSAMPIREIT") issued 1,138,100 new units in AIMSAMPIREIT ("Units") to AIMS AMP Capital Property Management Pte Ltd ("AACPM") on 13 September 2013 as payment for marketing services provided by AACPM. The Units were issued at an average price of S$1.3895 per Unit. ACHPL and AGHPL are the holding companies of AACPM and are deemed to have an interest in the Units held by AACPM. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 37024091 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 7.03000000 (Deemed Interest) |
05/09/13 [02/09/13] |
AIMS CAPITAL HOLDINGS PTY LTD ("ACHPL") [SSH] | S/U | (2,268) | - | 35,434 | 6.75 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 35433991 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 6.75000000 (Deemed Interest) |
05/09/13 [02/09/13] |
AIMS GROUP HOLDING PTY LTD ("AGHPL") [SSH] | S/U | (2,268) | - | 35,434 | 6.75 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 35433991 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 6.75000000 (Deemed Interest) |
05/09/13 [02/09/13] |
AMP Capital Investors International Holdings Limited [SSH] | S/U | (2,268) | - | 25,315 | 4.82 | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 25314706 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 4.82000000 (Deemed Interest) |
01/08/13 [30/07/13] |
AMP Capital Investors International Holdings Limited [SSH] | S/U | 1,428 | 1.619 | 27,583 | 5.25 | Note
Remarks
AIMS AMP Capital Industrial REIT ("AIMSAMPIREIT") issued 1,428,430 new units in AIMSAMPIREIT ("Units") to AIMS AMP Capital Industrial REIT Management Limited ("the Manager") on 30 July 2013 as partial payment of the base fee component of the Manager's management fee for the period from 1 January 2013 to 30 June 2013. The Units were issued at an average price of S$1.6186 per Unit. As AMP Capital Investors International Holdings Limited holds 50% in the Manager, it is deemed to have an interest in the Units held by theManager Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 27582706 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.25000000 (Deemed Interest) |
30/07/13 [30/07/13] |
AIMS CAPITAL HOLDINGS PTY LTD ("ACHPL") [SSH] | S/U | 1,428 | - | 37,344 | 7.11 | Note
Remarks
AIMS AMP Capital Industrial REIT ("AIMSAMPIREIT") issued 1,428,430 new units in AIMSAMPIREIT ("Units") to AIMS AMP Capital Industrial REIT Management Limited ("the Manager") on 30 July 2013 as partial payment of the base fee component of the Manager's management fee for the period from 1 January 2013 to 30 June 2013. The Units were issued at an average price of S$1.6186 per Unit. As ACHPL and AGHPL indirectly hold 50% in the Manager, both Companies are deemed to have an interest in the Units held by the Manager. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 37343991 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 7.11000000 (Deemed Interest) |
30/07/13 [30/07/13] |
AIMS GROUP HOLDING PTY LTD ("AGHPL") [SSH] | S/U | 1,428 | - | 37,344 | 7.11 | Note
Remarks
AIMS AMP Capital Industrial REIT ("AIMSAMPIREIT") issued 1,428,430 new units in AIMSAMPIREIT ("Units") to AIMS AMP Capital Industrial REIT Management Limited ("the Manager") on 30 July 2013 as partial payment of the base fee component of the Manager's management fee for the period from 1 January 2013 to 30 June 2013. The Units were issued at an average price of S$1.6186 per Unit. As ACHPL and AGHPL indirectly hold 50% in the Manager, both Companies are deemed to have an interest in the Units held by the Manager. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 37343991 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 7.11000000 (Deemed Interest) |
02/07/13 [18/06/13] |
AMP Capital Holdings Limited [SSH] | S/U | 382 | - | 46,968 | 9.00 | Note
Remarks
Participation by a managed account with a Direct Interest in the REIT in a Dividend Reinvestment Plan (DRP). Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$1,6727 per unit Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 46967973 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.00000000 (Deemed Interest) |
02/07/13 [18/06/13] |
AMP Group Holdings Limited [SSH] | S/U | 382 | - | 46,968 | 9.00 | Note
Remarks
Participation by a managed account with a Direct Interest in the REIT in a Dividend Reinvestment Plan (DRP). Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$1,6727 per unit Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 46967973 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.00000000 (Deemed Interest) |
02/07/13 [18/06/13] |
AMP Holdings Limited [SSH] | S/U | 382 | 1.673 | 46,968 | 9.00 | Note
Remarks
Participation by a managed account with a Direct Interest in the REIT in a Dividend Reinvestment Plan (DRP). Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$1,6727 per unit Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 46967973 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.00000000 (Deemed Interest) |
02/07/13 [18/06/13] |
AMP Limited [SSH] | S/U | 382 | 1.673 | 46,968 | 9.00 | Note
Remarks
Participation by a managed account with a Direct Interest in the REIT in a Dividend Reinvestment Plan (DRP). Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$1,6727 per unit Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 46967973 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.00000000 (Deemed Interest) |
12/06/13 [31/05/13] |
AIMS CAPITAL HOLDINGS PTY LTD ("ACHPL") [SSH] | S/U | 31,491 | - | 33,060 | 6.37 | Note
Remarks
31,490,884 units in AIMS AMP Capital Industrial REIT ("AIMSAMPIREIT") were transferred from Great World Capital Holdings Limited to AIMS Financial Holding Ltd ("AFH"). AFH also holds 50% interest in AIMS AMP Capital Industrial REIT Management Limited which holds a direct interest of 1,569,400 units in AIMSAMPIREIT. As AFH is a wholly-owned subsidiary of AIMS Capital Holdings Pty Ltd, AIMS Group Holding Pty Ltd and AIMS Funds Management Ltd, these companies are deemed to have a total interest of 33,060,284 units in AIMSAMPIREIT. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 33060284 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 6.37000000 (Deemed Interest) |
12/06/13 [31/05/13] |
AIMS FUNDS MANAGEMENT LTD [SSH] | S/U | 31,491 | - | 33,060 | 6.37 | Note
Remarks
31,490,884 units in AIMS AMP Capital Industrial REIT ("AIMSAMPIREIT") were transferred from Great World Capital Holdings Limited to AIMS Financial Holding Ltd ("AFH"). AFH also holds 50% interest in AIMS AMP Capital Industrial REIT Management Limited which holds a direct interest of 1,569,400 units in AIMSAMPIREIT. As AFH is a wholly-owned subsidiary of AIMS Capital Holdings Pty Ltd, AIMS Group Holding Pty Ltd and AIMS Funds Management Ltd, these companies are deemed to have a total interest of 33,060,284 units in AIMSAMPIREIT. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 33060284 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 6.37000000 (Deemed Interest) |
12/06/13 [31/05/13] |
AIMS Group Holding Pty Ltd [SSH] | S/U | 31,491 | - | 33,060 | 6.37 | Note
Remarks
31,490,884 units in AIMS AMP Capital Industrial REIT ("AIMSAMPIREIT") were transferred from Great World Capital Holdings Limited to AIMS Financial Holding Ltd ("AFH"). AFH also holds 50% interest in AIMS AMP Capital Industrial REIT Management Limited which holds a direct interest of 1,569,400 units in AIMSAMPIREIT. As AFH is a wholly-owned subsidiary of AIMS Capital Holdings Pty Ltd, AIMS Group Holding Pty Ltd and AIMS Funds Management Ltd, these companies are deemed to have a total interest of 33,060,284 units in AIMSAMPIREIT. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 33060284 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 6.37000000 (Deemed Interest) |
12/06/13 [31/05/13] |
AIMS FINANCIAL HOLDING LIMITED [SSH] | S/U | 31,491 | - | 33,060 | 6.37 | Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Immediately after the transaction No. of ordinary voting shares/units held: 31490884 (Direct Interest); 1569400 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 6.07000000 (Direct Interest); 0.30000000 (Deemed Interest)31,490,884 units in AIMS AMP Capital Industrial REIT were transferred from Great World Capital Holdings Limited to AIMS Financial Holding Limited. Both companies are 100% held by a same individual shareholder, Mr George Wang. There is no change to Mr George Wang with respect to his interests in the units of AIMS AMP Capital Industrial REIT. |
12/06/13 [31/05/13] |
GREAT WORLD CAPITAL HOLDINGS LIMITED [SSH] | S/U | (31,491) | - | NA | NA | Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)31,490,884 units in AIMS AMP Capital Industrial REIT were transferred from Great World Capital Holdings Limited to AIMS Financial Holding Limited. Both companies are 100% held by a same individual shareholder, Mr George Wang. There is no change to Mr George Wang with respect to his interests in the units of AIMS AMP Capital Industrial REIT. |
06/05/13 [02/05/13] |
J.P. Morgan Chase & Co. [SSH] | S/U | 12,073 | 1.600 | 32,858 | 6.34 | Note
Remarks
Acquisition of Securities via a placement Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 32857501 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 6.34000000 (Deemed Interest)J.P. Morgan Chase & Co. is the ultimate holding company of JF Asset Management Limited and other J.P. Morgan affiliates. |
06/05/13 [02/05/13] |
JF Asset Management Limited [SSH] | S/U | 12,000 | 1.600 | 32,648 | 6.30 | Note
Remarks
Acquisition of Securities via a placement Immediately after the transaction No. of ordinary voting shares/units held: 32647829 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 6.30000000 (Direct Interest); 0.00000000 (Deemed Interest)JF Asset Management Limited is a wholly owned subsidiary of J.P. Morgan Chase & Co. |
16/11/12 [16/11/12] |
AMP Capital Holdings Limited [SSH] | U | (18,846) | - | 45,265 | 10.10 | Note
Remarks
Relevant transactions On 16 November 2012, there was a sale of units representing 9.29% directly held by AMP Capital Investors (Luxembourg No. 4) S.a.r.l. ("ACILS") in the Listed REIT to: (1) Parangool Overseas Limited ("Parangool"), in the proportion of 4.99%, and (2) various institutional investors in off-market transactions, in the proportion of 4.3%. As at 16 November 2012, the Future Directions International Small Companies Fund ("Fund") held 0.10% of the units. Nature of deemed interest ACHL's deemed interest of 10.10% comprise: (i) 5.01% directly held by ACILS - ACHL is the indirect 100% shareholder of ACILS; (ii) 4.99% directly held by Parangool - ACHL is the direct 100% shareholder of AMP Capital Investors Limited ("ACIL"). ACIL is the investment manager of Parangool; and (iii) 0.10% directly held by the Fund - ACHL is the direct 100% shareholder of ACIL which in turn is the responsible entity of the Fund. 1) Percentages are based on existing total issued units, being 448,306,961. |
16/11/12 [16/11/12] |
AMP Capital Investors (Luxembourg No. 4) S.a.r.l. [SSH] | U | (41,648) | - | 22,463 | 5.01 | Note
Remarks
Sale of units directly held by AMP Capital Investors (Luxembourg No. 4) S.a.r.l. in the Listed REIT to: (1) Parangool Overseas Limited and (2) various institutional investors in off-market transactions. 1) Percentages are based on existing total issued units, being 448,306,961. |
16/11/12 [16/11/12] |
AMP Capital Investors International Holdings Limited ("ACIIH") [SSH] | U | (41,648) | - | 22,463 | 5.01 | Note
Remarks
Substantial Shareholder: AMP Capital Investors International Holdings Limited ("ACIIH") Sale of units representing 9.29% directly held by AMP Capital Investors (Luxembourg No. 4) S.a.r.l. ("ACILS") in the Listed REIT to: (1) Parangool Overseas Limited and (2) various institutional investors in off-market transactions. Pursuant to the sale, ACILS has a direct interest of 5.01%. ACIIH is the direct 100% shareholder of ACILS, and therefore it deemed to have an interest in the direct interest held by ACILS, representing 5.01% of the total issued units in the Listed REIT. 1) Percentages are based on existing total issued units, being 448,306,961. |
16/11/12 [16/11/12] |
AMP Capital Investors Limited ("ACIL") [SSH] | U | 22,802 | - | 22,802 | 5.09 | Note
Remarks
On 14 November 2012, Future Directions International Small Companies Fund ("Fund") acquired units representing 0.10% of the total issued units in the Listed REIT. On 16 November 2012, Parangool Pty Limited ("Parangool") acquired units representing 4.99% of the total issued units in the Listed REIT. ACIL is the responsible entity of the Fund and the investment manager of Parangool, and therefore is deemed to have the above-mentioned interest. 1) Percentages are based on existing total issued units, being 448,306,961. |
16/11/12 [16/11/12] |
AMP Group Holdings Limited ("AGHL") [SSH] | U | (18,846) | - | 45,265 | 10.10 | Note
Remarks
Relevant transactions On 16 November 2012, there was a sale of units representing 9.29% directly held by AMP Capital Investors (Luxembourg No. 4) S.a.r.l. ("ACILS") in the Listed REIT to: (1) Parangool Overseas Limited ("Parangool"), in the proportion of 4.99%, and (2) various institutional investors in off-market transactions, in the proportion of 4.3%. As at 16 November 2012, the Future Directions International Small Companies Fund ("Fund") held 0.10% of the units. Nature of deemed interest AGHL's deemed interest of 10.10% comprise: (i) 5.01% directly held by ACILS - AGHL holds 100% of the A Class Shares that carry voting rights in AMP Holdings Limited ("AHL"). AHL holds 85% of the voting shares in AMP Capital Holdings Limited ("ACHL"). ACHL is the indirect 100% shareholder of ACILS; (ii) 4.99% directly held by Parangool - AGHL holds 100% of the A Class Shares that carry voting rights of AHL. AHL holds 85% of the voting shares in ACHL. ACHL is the direct 100% shareholder of AMP Capital Investors Limited ("ACIL"). ACIL is the investment manager of Parangool; (iii) 0.10% directly held by the Fund - AGHL holds 100% of the A Class Shares that carry voting rights of AHL. AHL holds 85% of the voting shares in ACHL. ACHL is the direct 100% shareholder of ACIL. ACIL is the responsible entity of the Fund. 1) Percentages are based on existing total issued units, being 448,306,961. |
16/11/12 [16/11/12] |
AMP Holdings Limited ("AHL") [SSH] | U | (18,846) | - | 45,265 | 10.10 | Note
Remarks
Relevant transactions On 16 November 2012, there was a sale of units representing 9.29% directly held by AMP Capital Investors (Luxembourg No. 4) S.a.r.l. ("ACILS") in the Listed REIT to: (1) Parangool Overseas Limited ("Parangool"), in the proportion of 4.99%, and (2) various institutional investors in off-market transactions, in the proportion of 4.3%. As at 16 November 2012, the Future Directions International Small Companies Fund ("Fund") held 0.10% of the units. Nature of deemed interest AHL's deemed interest of 10.10% comprise: (i) 5.01% directly held by ACILS - AHL holds 85% of the voting shares in AMP Capital Holdings Limited ("ACHL"). ACHL is the indirect 100% shareholder of ACILS; (ii) 4.99% directly held by Parangool - AHL holds 85% of the voting shares in ACHL. ACHL is the direct 100% shareholder of AMP Capital Investors Limited ("ACIL"). ACIL is the investment manager of Parangool; and (iii) 0.10% directly held by the Fund - AHL holds 85% of the voting shares in ACHL. ACHL is the direct 100% shareholder of AMP Capital Investors Limited ("ACIL"). ACIL is the responsible entity of the Fund. 1) Percentages are based on existing total issued units, being 448,306,961. |
16/11/12 [16/11/12] |
AMP Limited [SSH] | U | (18,846) | - | 45,265 | 10.10 | Note
Remarks
Relevant transactions On 16 November 2012, there was a sale of units representing 9.29% directly held by AMP Capital Investors (Luxembourg No. 4) S.a.r.l. ("ACILS") in the Listed REIT to: (1) Parangool Overseas Limited ("Parangool"), in the proportion of 4.99%, and (2) various institutional investors in off-market transactions, in the proportion of 4.3%. As at 16 November 2012, the Future Directions International Small Companies Fund ("Fund") held 0.10% of the units. Nature of deemed interest AMP Limited's deemed interest of 10.10% comprise: (i) 5.01% directly held by ACILS - AMP Limited is the 100% direct shareholder of AMP Group Holdings Limited ("AGHL"). AGHL holds 100% of the A Class Shares that carry voting rights in AMP Holdings Limited ("AHL"). AHL holds 85% of the voting shares in AMP Capital Holdings Limited ("ACHL"). ACHL is the indirect 100% shareholder of ACILS; (ii) 4.99% directly held by Parangool - AMP Limited is the 100% direct shareholder of AGHL. AGHL holds 100% of the A Class Shares that carry voting rights of AHL. AHL holds 85% of the voting shares in ACHL. ACHL is the direct 100% shareholder of AMP Capital Investors Limited ("ACIL"). ACIL is the investment manager of Parangool; (iii) 0.10% directly held by the Fund - AMP Limited is the 100% direct shareholder of AGHL. AGHL holds 100% of the A Class Shares that carry voting rights of AHL. AHL holds 85% of the voting shares in ACHL. ACHL is the direct 100% shareholder of ACIL. ACIL is the responsible entity of the Fund. 1) Percentages are based on existing total issued units, being 448,306,961. |
12/11/12 [08/11/12] |
Great World Capital Holdings Limited ("GWC") [SSH] | U | 468 | 1.410 | 31,491 | 7.02 | Note
Remarks
On 8 November 2012, the Manager of AIMS AMP Capital Industrial REIT ("AIMSAMPIREIT") transferred 467,959 units in AIMSAMPIREIT ("Units") at a price of S$1.41 per Unit to GWC as partial payment by the Manager to the shareholders of the Manager of the final dividends for the financial year ended 30 June 2012. (1) References to "shares" are to be read as references to units in AIMS AMP Capital Industrial REIT. (2) Total number of units used in the computation of percentage interest after change is 448,306,961. |
27/01/12 [26/01/12] |
Universities Superannuation Scheme Limited [SSH] | U | (800) | - | 35,353 | 7.96 | Note
Remarks
Sale of shares |
29/07/11 [27/07/11] |
AMP Capital Holdings Limited [SSH] | U | (13,333) | - | 325,379 | 14.74 | Note
Remarks
AMP Capital Holdings Limited has a deemed interest in the shares in the listed issuer held by AMP Capital Investors (Luxembourg No. 4) S.a.r.l. ("AMP Lux"). Pursuant to the terms of the deed of release in relation to the statutory assignment over units of the listed issuer on 15 October 2010, AMP Lux re-assigned 13,333,333 units to AIMS Securities Holdings Pty Limited on 26 July 2011. 1. The percentage interest is based on 2,207,064,174 issued units in the listed issuer immediately prior to the above-mentioned series of transactions and rounded to 2 decimal places. 2. The percentage interest is based on 2,207,064,174 issued units in the listed issuer after the completion of the above-mentioned series of transactions and rounded to 2 decimal places. 3. In this announcement, references to "shares" and "shareholder" are to be read as references to "units" and "unitholder" respectively. |
29/07/11 [27/07/11] |
AMP Capital Investors (Luxembourg No. 4) S.a.r.l. [SSH] | U | (13,333) | - | 318,214 | 14.42 | Note
Remarks
The decrease in AMP Capital Investors (Luxembourg No. 4) S.a.r.l.'s interest in the shares in the listed issuer is due to the re-assignment of 13,333,333 units on 26 July 2011 by AMP Capital Investors (Luxembourg No. 4) S.a.r.l. to AIMS Securities Holdings Pty Limited pursuant to the terms of the deed of release in relation to the statutory assignment over units of the listed issuer on 15 October 2010. 1. The percentage interest is based on 2,207,064,174 issued units in the listed issuer immediately prior to the above-mentioned transaction and rounded to 2 decimal places. 2. The percentage interest is based on 2,207,064,174 issued units in the listed issuer after the completion of the above-mentioned transaction and rounded to 2 decimal places. 3. In this announcement, references to "shares" and "shareholder" are to be read as references to "units" and "unitholder" respectively. |
29/07/11 [27/07/11] |
AMP Capital Investors International Holdings Ltd [SSH] | U | (13,333) | - | 325,379 | 14.74 | Note
Remarks
Substantial Shareholder: AMP Capital Investors International Holdings Limited AMP Capital Investors International Holdings Limited has a deemed interest in the shares in the listed issuer held by AMP Capital Investors (Luxembourg No. 4) S.a.r.l. ("AMP Lux"). Pursuant to the terms of the deed of release in relation to the statutory assignment over units of the listed issuer on 15 October 2010, AMP Lux re-assigned 13,333,333 units to AIMS Securities Holdings Pty Limited on 26 July 2011. 1. The percentage interest is based on 2,207,064,174 issued units in the listed issuer immediately prior to the above-mentioned series of transactions and rounded to 2 decimal places. 2. The percentage interest is based on 2,207,064,174 issued units in the listed issuer after the completion of the above-mentioned series of transactions and rounded to 2 decimal places. 3. In this announcement, references to "shares" and "shareholder" are to be read as references to "units" and "unitholder" respectively |
29/07/11 [27/07/11] |
AMP Group Holdings Limited ACN 079 804 676 [SSH] | U | (13,333) | - | 325,379 | 14.74 | Note
Remarks
AMP Group Holdings Limited has a deemed interest in the shares in the listed issuer held by AMP Capital Investors (Luxembourg No. 4) S.a.r.l. ("AMP Lux"). Pursuant to the terms of the deed of release in relation to the statutory assignment over units of the listed issuer on 15 October 2010, AMP Lux re-assigned 13,333,333 units to AIMS Securities Holdings Pty Limited on 26 July 2011. 1. The percentage interest is based on 2,207,064,174 issued units in the listed issuer immediately prior to the above-mentioned series of transactions and rounded to 2 decimal places. 2. The percentage interest is based on 2,207,064,174 issued units in the listed issuer after the completion of the above-mentioned series of transactions and rounded to 2 decimal places. 3. In this announcement, references to "shares" and "shareholder" are to be read as references to "units" and "unitholder" respectively. |
29/07/11 [27/07/11] |
AMP Holdings Limited ACN 079 958 062 [SSH] | U | (13,333) | - | 325,379 | 14.74 | Note
Remarks
AMP Holdings Limited has a deemed interest in the shares in the listed issuer held by AMP Capital Investors (Luxembourg No. 4) S.a.r.l. ("AMP Lux"). Pursuant to the terms of the deed of release in relation to the statutory assignment over units of the listed issuer on 15 October 2010, AMP Lux re-assigned 13,333,333 units to AIMS Securities Holdings Pty Limited on 26 July 2011. 1. The percentage interest is based on 2,207,064,174 issued units in the listed issuer immediately prior to the above-mentioned series of transactions and rounded to 2 decimal places. 2. The percentage interest is based on 2,207,064,174 issued units in the listed issuer after the completion of the above-mentioned series of transactions and rounded to 2 decimal places. 3. In this announcement, references to "shares" and "shareholder" are to be read as references to "units" and "unitholder" respectively. |
29/07/11 [27/07/11] |
AMP Limited ACN 079 354 519 [SSH] | U | (13,333) | - | 325,379 | 14.74 | Note
Remarks
AMP Limited has a deemed interest in the shares in the listed issuer held by AMP Capital Investors (Luxembourg No. 4) S.a.r.l. ("AMP Lux"). Pursuant to the terms of the deed of release in relation to the statutory assignment over units of the listed issuer on 15 October 2010, AMP Lux re-assigned 13,333,333 units to AIMS Securities Holdings Pty Limited on 26 July 2011. 1. The percentage interest is based on 2,207,064,174 issued units in the listed issuer immediately prior to the above-mentioned series of transactions and rounded to 2 decimal places. 2. The percentage interest is based on 2,207,064,174 issued units in the listed issuer after the completion of the above-mentioned series of transactions and rounded to 2 decimal places. 3. In this announcement, references to "shares" and "shareholder" are to be read as references to "units" and "unitholder" respectively. |
17/03/11 [17/03/11] |
DRAGON PACIFIC ASSETS LIMITED [SSH] | U | 7,317 | - | 264,500 | 11.98 | Note
Remarks
ACQUISITION FOR INVESTMENT PURPOSES |
16/03/11 [16/03/11] |
DRAGON PACIFIC ASSETS LIMITED [SSH] | U | 5,274 | - | 257,183 | 11.65 | Note
Remarks
ACQUISITION FOR INVESTMENT PURPOSES |
25/02/11 [19/10/10] |
AMP Capital Holdings Limited [SSH] | U | 20,498 | - | 338,713 | 17.05 | Note
Remarks
AMP Capital Holdings Limited has a deemed interest in the shares in the listed issuer held by AMP Capital Investors (Luxembourg No. 4) S.a.r.l. ("AMP Lux"). Pursuant to the terms of a statutory assignment over units of the listed issuer entered into by AMP Lux and other parties, AIMS Securities Holdings Pty Limited assigned and charged an aggregate of 13,333,333 units of the listed issuer to AMP Lux. The 13,333,333 units are registered in the name of AMP Lux. AMP Capital Holdings Limited also has a deemed interest in the shares in the listed issuer held by AIMS AMP Capital Industrial REIT Management Limited (the "REIT Manager"). The REIT Manager received 7,165,109 new units of the listed issuer for payment by the listed issuer of an acquisition fee of S$1.6 million to the REIT Manager in respect of the listed issuer's acquisition of a property situated at 27 Penjuru Lane. These 7,165,109 units are registered in the name of the REIT Manager. 1. The percentage interest is based on 1,979,909,158 issued units in the listed issuer immediately prior to the above-mentioned series of transactions and rounded to 2 decimal places. 2. The percentage interest is based on 1,987,074,267 issued units in the listed issuer after the completion of the above-mentioned series of transactions and rounded to 2 decimal places. 3. In this announcement, references to "shares" and "shareholder" are to be read as references to "units" and "unitholder" respectively. |
25/02/11 [19/10/10] |
AMP Capital Investors International Holdings Ltd [SSH] | U | 20,498 | - | 338,713 | 17.05 | Note
Remarks
Substantial Shareholder: AMP Capital Investors International Holdings Limited AMP Capital Investors International Holdings Limited has a deemed interest in the shares in the listed issuer held by AMP Capital Investors (Luxembourg No. 4) S.a.r.l. ("AMP Lux"). Pursuant to the terms of a statutory assignment over units of the listed issuer entered into by AMP Lux and other parties, AIMS Securities Holdings Pty Limited assigned and charged an aggregate of 13,333,333 units of the listed issuer to AMP Lux. The 13,333,333 units are registered in the name of AMP Lux. AMP Capital Investors International Holdings Limited also has a deemed interest in the shares in the listed issuer held by AIMS AMP Capital Industrial REIT Management Limited (the "REIT Manager"). The REIT Manager received 7,165,109 new units of the listed issuer for payment by the listed issuer of an acquisition fee of S$1.6 million to the REIT Manager in respect of the listed issuer's acquisition of a property situated at 27 Penjuru Lane. These 7,165,109 units are registered in the name of the REIT Manager. 1. The percentage interest is based on 1,979,909,158 issued units in the listed issuer immediately prior to the above-mentioned series of transactions and rounded to 2 decimal places. 2. The percentage interest is based on 1,987,074,267 issued units in the listed issuer after the completion of the above-mentioned series of transactions and rounded to 2 decimal places. 3. In this announcement, references to "shares" and "shareholder" are to be read as references to "units" and "unitholder" respectively. |
25/02/11 [19/10/10] |
AMP Group Holdings Limited ACN 079 804 676 [SSH] | U | 20,498 | - | 338,713 | 17.05 | Note
Remarks
AMP Group Holdings Limited has a deemed interest in the shares in the listed issuer held by AMP Capital Investors (Luxembourg No. 4) S.a.r.l. ("AMP Lux"). Pursuant to the terms of a statutory assignment over units of the listed issuer entered into by AMP Lux and other parties, AIMS Securities Holdings Pty Limited assigned and charged an aggregate of 13,333,333 units of the listed issuer to AMP Lux. The 13,333,333 units are registered in the name of AMP Lux. AMP Group Holdings Limited also has a deemed interest in the shares in the listed issuer held by AIMS AMP Capital Industrial REIT Management Limited (the "REIT Manager"). The REIT Manager received 7,165,109 new units of the listed issuer for payment by the listed issuer of an acquisition fee of S$1.6 million to the REIT Manager in respect of the listed issuer's acquisition of a property situated at 27 Penjuru Lane. These 7,165,109 units are registered in the name of the REIT Manager. 1. The percentage interest is based on 1,979,909,158 issued units in the listed issuer immediately prior to the above-mentioned series of transactions and rounded to 2 decimal places. 2. The percentage interest is based on 1,987,074,267 issued units in the listed issuer after the completion of the above-mentioned series of transactions and rounded to 2 decimal places. 3. In this announcement, references to "shares" and "shareholder" are to be read as references to "units" and "unitholder" respectively. |
25/02/11 [19/10/10] |
AMP Holdings Limited ACN 079 958 062 [SSH] | U | 20,498 | - | 338,713 | 17.05 | Note
Remarks
AMP Holdings Limited has a deemed interest in the shares in the listed issuer held by AMP Capital Investors (Luxembourg No. 4) S.a.r.l. ("AMP Lux"). Pursuant to the terms of a statutory assignment over units of the listed issuer entered into by AMP Lux and other parties, AIMS Securities Holdings Pty Limited assigned and charged an aggregate of 13,333,333 units of the listed issuer to AMP Lux. The 13,333,333 units are registered in the name of AMP Lux. AMP Holdings Limited also has a deemed interest in the shares in the listed issuer held by AIMS AMP Capital Industrial REIT Management Limited (the "REIT Manager"). The REIT Manager received 7,165,109 new units of the listed issuer for payment by the listed issuer of an acquisition fee of S$1.6 million to the REIT Manager in respect of the listed issuer's acquisition of a property situated at 27 Penjuru Lane. These 7,165,109 units are registered in the name of the REIT Manager. 1. The percentage interest is based on 1,979,909,158 issued units in the listed issuer immediately prior to the above-mentioned series of transactions and rounded to 2 decimal places. 2. The percentage interest is based on 1,987,074,267 issued units in the listed issuer after the completion of the above-mentioned series of transactions and rounded to 2 decimal places. 3. In this announcement, references to "shares" and "shareholder" are to be read as references to "units" and "unitholder" respectively. |
25/02/11 [19/10/10] |
AMP Limited ACN 079 354 519 [SSH] | U | 20,498 | - | 338,713 | 17.05 | Note
Remarks
AMP Limited has a deemed interest in the shares in the listed issuer held by AMP Capital Investors (Luxembourg No. 4) S.a.r.l. ("AMP Lux"). Pursuant to the terms of a statutory assignment over units of the listed issuer entered into by AMP Lux and other parties, AIMS Securities Holdings Pty Limited assigned and charged an aggregate of 13,333,333 units of the listed issuer to AMP Lux. The 13,333,333 units are registered in the name of AMP Lux. AMP Limited also has a deemed interest in the shares in the listed issuer held by AIMS AMP Capital Industrial REIT Management Limited (the "REIT Manager"). The REIT Manager received 7,165,109 new units of the listed issuer for payment by the listed issuer of an acquisition fee of S$1.6 million to the REIT Manager in respect of the listed issuer's acquisition of a property situated at 27 Penjuru Lane. These 7,165,109 units are registered in the name of the REIT Manager. 1. The percentage interest is based on 1,979,909,158 issued units in the listed issuer immediately prior to the above-mentioned series of transactions and rounded to 2 decimal places. 2. The percentage interest is based on 1,987,074,267 issued units in the listed issuer after the completion of the above-mentioned series of transactions and rounded to 2 decimal places. 3. In this announcement, references to "shares" and "shareholder" are to be read as references to "units" and "unitholder" respectively. |
06/08/10 [06/08/10] |
DRAGON PACIFIC ASSETS LIMITED [SSH] | U | 990 | - | 168,000 | 11.46 | Note
Remarks
Acquisition for investment purposes. |
05/08/10 [05/08/10] |
DRAGON PACIFIC ASSETS LIMITED [SSH] | U | 61,332 | - | 167,010 | 11.39 | Note
Remarks
Acquisition for investment purposes. |
03/08/10 [03/08/10] |
DRAGON PACIFIC ASSETS LIMITED [SSH] | U | 66,693 | 0.225 | 105,678 | 7.21 | Note
Remarks
Acquisition for investment purposes. |
07/06/10 [03/06/10] |
APG Algemene Pensioen Groep N.V. [SSH] | U | 5,467 | - | 136,502 | 9.31 | -
Remarks
|
03/06/10 [27/05/10] |
APG Algemene Pensioen Groep N.V. [SSH] | U | 2,336 | - | 117,643 | 8.02 | -
Remarks
|
04/02/10 [04/02/10] |
APG Algemene Pensioen Groep N.V. [SSH] | U | 107,143 | 0.160 | 107,143 | 7.31 | Note
Remarks
The pensioen fund ABP (Stichting Pensioenfonds ABP) separated its pension fund from its investment and administrative organsization in 2008. For the investment and administrative organisation a new legal entity, APG Algemene Pensioen N.V. ('APG") was established, eventually 98% owned by ABP and effectively only managing ABP's assets. APG established a multi-client structure to offer other Dutch pension funds ("Clients") the opportunity to benefit from the investment management expertise APG has developed in performing its services, as well as to diversify their portfolio of assets and benefit from economies of scale by pooling their assets with other Clients in several new investment pools. According to the EU Transparency Directive with regard to the notification of substantial shareholding, APG as an asset manager - within the new multi-client structure - has an obligation to report substantial shareholdings as agent / attorney-in-fact for all its Clients on an aggregated bases. Effectively, as from today onwards, assets of ABP and other Clients are managed by APG in this new structure. Notifications of substantial shareholding are therefore made by and on behalf of APG. Future notifications will also be based on the aggregated portfolio of assets managed by APG. |
12/01/10 [28/12/09] |
Stichting Pensioenfonds Abp [SSH] | U | 71,429 | 0.160 | 107,143 | 7.32 | -
Remarks
|
24/12/09 [24/12/09] |
GEORGE WANG [SSH] | U | 72,725 | - | 109,088 | 7.45 | Note
Remarks
In a fully underwritten and renounceable rights issue of 975,627,332 new units, on a basis of two rights units for every one existing unit held by unitholders at an issue price of S$0.159 per rights unit, to raise gross proceeds of S$155.1 million. Great World Capital Holdings Ltd ("GWCH") increased its unitholding via subscription for 72,725,046 units. GWCH is 100% owned by Mr George Wang. Mr George Wang is deemed to have a direct interest in units held by GWCH. |
24/12/09 [24/12/09] |
Great World Capital Holdings Limited ("Gwch") [SSH] | U | 72,725 | - | 98,301 | 6.72 | Note
Remarks
In a fully underwritten and renounceable rights issue of 975,627,332 new units, on a basis of two rights units for every one existing unit held by unitholders at an issue price of S$0.159 per rights unit, to raise gross proceeds of S$155.1 million. GWCH increased its unitholding via subscription for 72,725,046 units. |
24/12/09 [24/12/09] |
Universities Superannuation Scheme Limited [SSH] | U | 80,574 | - | 120,861 | 8.30 | -
Remarks
|
02/12/09 [24/11/09] |
Stichting Pensioenfonds Abp [SSH] | U | 35,714 | 0.280 | 35,714 | 7.32 | Note
Remarks
Acquisition of shares. This announcement superceds the announcement No. 00014 made on 1 December 2009. |
01/12/09 [24/12/09] |
Stichting Pensioenfonds Abp [SSH] | U | 35,714 | 0.280 | 35,714 | 7.32 | Note
Remarks
Acquisition of shares. |
30/11/09 [24/11/09] |
Cambridge Industrial Trust Management Limited [SSH] | U | (12,690) | - | 13,310 | 2.73 | Note
Remarks
Sales in open market and issue of new units. |
30/11/09 [24/11/09] |
Creim Limited [SSH] | U | (12,690) | - | 13,310 | 2.73 | Note
Remarks
Sales in open market and issue of new units. |
30/11/09 [24/11/09] |
Mitsui & Co., Ltd [SSH] | U | (12,690) | - | 13,310 | 2.73 | Note
Remarks
Sales in open market & issue of new units. |
30/11/09 [24/11/09] |
Nabinvest Capital Partners Pty Limited [SSH] | U | (12,690) | - | 13,310 | 2.73 | Note
Remarks
Sales in open market and issue of new units. |
30/11/09 [24/11/09] |
RBC Dexia Trust Services Singapore Ltd [SSH] | U | (12,690) | - | 13,310 | 2.73 | Note
Remarks
Substantial Shareholder: RBC Dexia Trust Services Singapore Ltd (in its capacity as trustee of Cambridge Industrial Trust) Sales in open market & issue of new units. On 24 November 2009, MacarthurCook Industrial REIT issued 78,571,429 Units and 142,857,143 Units to AMP Capital Investors (Luxembourg) No. 4 S.a.r.l. and the Cornerstone investors, respectively. Following the issue of the Placement Units, the total number of units in issue is 487,813,666. |
27/11/09 [26/11/09] |
Universities Superannuation Scheme Limited [SSH] | U | 18,287 | 0.280 | 40,287 | 8.30 | Note
Remarks
Placing. |
26/11/09 [24/11/09] |
AMP Capital Holdings Limited [SSH] | U | 78,571 | 0.280 | 78,571 | 16.11 | Note
Remarks
Placement of 78,571,429 units ("Placement Units") in the listed issuer to AMP Capital Investors (Luxembourg No. 4) S.a.r.l., a wholly owned subsidiary of AMP Capital Investors International Holdings Limited which in turn is a wholly owned subsidiary of AMP Capital Holdings Limited, on 24 Novemebr 2009 pursuant to a placement agreement dated 5 November 2009 entered into between MacarthurCook Investment Managers (Asia) Limited, MacarthurCook Limited and AMP Capital Investors (Luxembourg No.4) S.a.r.l. The Placement Units are registered in the name of BNP Paribas Securities Services Singapore Branch as depositary agent. |
26/11/09 [24/11/09] |
AMP Capital Investors (Luxembourg No. 4) S.a.r.l. [SSH] | U | 78,571 | 0.280 | 78,571 | 16.11 | Note
Remarks
Placement of 78,571,429 units (the "Placement Units") in the listed issuer to AMP Capital Investors (Luxembourg No. 4) S.a.r.l. on 24 November 2009 pursuant to a placement agreement dated 5 November 2009 entered into between MacarthurCook Investment Managers (Asia) Limited, MacarthurCook Limited and AMP Capital Investors (Luxembourg No. 4) S.a.r.l.. The Placement Units are registered in the name of BNP Paribas Securities Services Singapore Branch as depository agent. |
26/11/09 [24/11/09] |
AMP Capital Investors International Holdings Ltd [SSH] | U | 78,571 | 0.280 | 78,571 | 16.11 | Note
Remarks
Substantial Shareholder: AMP Capital Investors International Holdings Limited Placement of 78,571,429 units the ("Placement Units") in the listed issuer to AMP Capital Investors (Luxembourg No. 4) S.a.r.l., a wholly owned subsidiary of AMP Capital Investors International Holdings Limited, on 24 November 2009 pursuant to a placement agreement dated 5 November 2009 entered into between MacarthurCook Investment Managers (Asia) Limited, MacarthurCook Limited and AMP Capital Investors (Luxembourg No. 4) S.a.r.l. The Placement Units are registered in the name of BNP Paribas Securities Services Singapore Branch as depository. |
26/11/09 [24/11/09] |
AMP Group Holdings Limited [SSH] | U | 78,571 | 0.280 | 78,571 | 16.11 | Note
Remarks
Placement of 78,571,429 units (the "Placement Units") in the listed issuer to AMP Capital Investors (Luxembourg No.4) S.a.r.l., a wholly owned subsidiary of AMP Capital Investors International Holdings Limited, on 24 November 2009 pursuant to a placement agreement dated 5 November 2009 entered into between MacarthurCook Investment Managers (Asia) Limited, MacarthurCook Limited and AMP Capital Investors (Luxembourg No. 4) S.a.r.l. The Placement Units are registered in the name of BNP Paribas Securities Services Singapore Branch as depository agent. |
26/11/09 [24/11/09] |
AMP Holdings Limited [SSH] | U | 78,571 | 0.280 | 78,571 | 16.11 | Note
Remarks
Placement of 78,571,429 units (the "Placement Units") in the listed issuer to AMP Capital Investors (Luxembourg No. 4) S.a.r.l., a wholly owned subsidiary of AMP Capital Investors International Holdings Limited, on 24 November 2009 pursuant to a placement agreement dated 5 November 2009 entered into between MacarthurCook Investment Managers (Asia) Limited, MacarthurCook Limited and AMP Capital Investors (Luxembourg No. 4) S.a.r.l.. The Placement Units are registered in the name of BNP Paribas Securities Services Singapore Branch as depository agent. |
26/11/09 [24/11/09] |
AMP Limited [SSH] | U | 78,571 | 0.280 | 78,571 | 16.11 | Note
Remarks
Placement of 78,571,429 units (the "Placement Units") in the listed issuer to AMP Capital Investors (Luxembourg No. 4) S.a.r.l. a wholly owned subsidiary of AMP Capital Investors International Holdings Limited, on 24 November 2009 pursuant to a placement agreement dated 5 November 2009 entered into between MacarthurCook Investment Managers (Asia) Limited, MacarhturCook Limited and AMP Capital Investors (Luxembourg No. 4) S.a.r.l. The Placement Units are registered in the name of BNP Paribas Securities Services Singapore Branch as depository agent. |
24/11/09 [24/11/09] |
Great World Capital Holdings Limited ("Gwch") [SSH] | U | 9,821 | - | 25,576 | 5.24 | Note
Remarks
The issue of 9,821,429 Cornerstone Investment Units to GWCH by MacarthurCook Industrial REIT ("MI-REIT") pursuant to the AIMS Investment (as part of the Cornerstone Investments), as defined in the Circular to Unitholders of MI-REIT dated 6 November 2009. |
24/11/09 [09/11/09] |
Cambridge Industrial Trust Management Limited [SSH] | U | 4,000 | - | 26,000 | 9.76 | Note
Remarks
Substantial Shareholder: Cambridge Industrial Trust Management Limited (in its capacity as Manager of Cambridge Industrial Trust) |
24/11/09 [09/11/09] |
Creim Limited [SSH] | U | 4,000 | - | 26,000 | 9.76 | -
Remarks
|
24/11/09 [09/11/09] |
Mitsui & Co., Ltd [SSH] | U | 4,000 | - | 26,000 | 9.76 | -
Remarks
|
24/11/09 [09/11/09] |
Nabinvest Capital Partners Pty Limited [SSH] | U | 4,000 | - | 26,000 | 9.76 | -
Remarks
|
24/11/09 [06/11/09] |
Cambridge Industrial Trust Management Limited [SSH] | U | 22,000 | 0.400 | 22,000 | 8.26 | Note
Remarks
Series of transactions |
24/11/09 [06/11/09] |
Creim Limited [SSH] | U | 22,000 | 0.400 | 22,000 | 8.26 | Note
Remarks
Series of transactions |
24/11/09 [06/11/09] |
Mitsui & Co., Ltd [SSH] | U | 22,000 | 0.400 | 22,000 | 8.26 | Note
Remarks
Series of transactions. |
24/11/09 [06/11/09] |
Nabinvest Capital Partners Pty Limited [SSH] | U | 22,000 | 0.400 | 22,000 | 8.26 | Note
Remarks
Series of transactions |
17/11/09 [17/11/09] |
Great World Capital Holdings Limited ("Gwch") [SSH] | U | 3,500 | 0.402 | 15,755 | 5.91 | Note
Remarks
On market transactions by GWCH. |
17/11/09 [16/11/09] |
AIMS Securities Holdings Pty Ltd [SSH] | U | (8,957) | - | 10,786 | 4.05 | Note
Remarks
AIMS Securities is deemed to have an indirect interest in units held directly or indirectly by MacarthurCook Fund Management Limited ("MCKFM") because it is the penultimate holding company of MCKFM. MCKFM, the responsible entity for the MacarthurCook Property Securities Fund ("MPS"), sold MPS' 8,957,000 MI-REIT units or 3.36% of the total MI-REIT units in issue to Great World Capital Holdings Ltd ("GWCH"), a company 100% owned by Mr George Wang. Mr George Wang is deemed to have a direct interest in units held by GWCH. On 16 November 2009, Mr George Wang through GWCH bought 8,957,000 MI-REIT units from MacarthurCook Property Securities Fund ("MPS"), which he has indirect interest. On the same day, GWCH also bought 3,298,000 MI-REIT units from the market. Following the above transactions, Mr George Wang has deemed interest in 23,041,094 MI-REIT units, or 8.65% of the total MI-REIT units in issue, through GWCH and MacarthurCook Limited ("MCK"). MCK is ultimately 100% owned by Mr George Wang. |
17/11/09 [16/11/09] |
Aims Capital Holdings Ltd ('Aims Capital") [SSH] | U | (8,957) | - | 10,786 | 4.05 | Note
Remarks
AIMS Capital is deemed to have an indirect interest in units held directly or indirectly by MacarthurCook Fund Management Limited ("MCKFM") because it is the ultimate holding company of MCKFM. MCKFM, the responsible entity for the MacarthurCook Property Securities Fund ("MPS"), sold MPS' 8,957,000 MI-REIT units or 3.36% of the total MI-REIT units in issue, to Great World Capital Holdings Ltd ('GWCH"), a company 100% owned by Mr George Wang. Mr George Wang is deemed to have a direct interest in units held by GWCH. On 16 November 2009, Mr George Wang through GWCH bought 8,957,000 MI-REIT units from MacarthurCook Property Securities Fund ("MPS"), which he has indirect interest. On the same day, GWCH also bought 3,298,000 MI-REIT units from the market. Following the above transactions, Mr George Wang has deemed interest in 23,041,094 MI-REIT units, or 8.65% of the total MI-REIT units in issue, through GWCH and MacarthurCook Limited ("MCK"). MCK is ultimately 100% owned by Mr George Wang. |
17/11/09 [16/11/09] |
Macarthurcook Limited [SSH] | U | (8,957) | - | 10,786 | 4.05 | Note
Remarks
Substantial Shareholder: MacarthurCook Limited has a 100% direct interest in MacarthurCook Fund Management Limited ("MCKFM") which is the responsible entity for the MacarthurCook Property Securities Fund ("MPS"). On market transaction by MCKFM as responsible entity for MPS. |
10/11/09 [09/11/09] |
RBC Dexia Trust Services Singapore Ltd [SSH] | U | 4,000 | - | 26,000 | 9.76 | Note
Remarks
Substantial Shareholder: RBC Dexia Trust Services Singapore Ltd (in its capacity as trustee of Cambridge Industrial Trust) |
10/11/09 [06/11/09] |
RBC Dexia Trust Services Singapore Ltd [SSH] | U | 22,000 | 0.400 | 22,000 | 8.26 | Note
Remarks
Substantial Shareholder: RBC Dexia Trust Services Singapore Ltd (in its capacity as trustee of Cambridge Industrial Trust) Off-market purchase. |
09/11/09 [06/11/09] |
AIMS Securities Holdings Pty Ltd [SSH] | U | (22,000) | - | 19,743 | 7.41 | Note
Remarks
AIMS Securities is deemed to have an indirect interest in units held directly or indirectly by MacarthurCook Fund Management Limited ("MCKFM") because it is the penultimate holding company of MCKFM, the responsible entity for the MacarthurCook Industrial Property Fund ("MIF"). MIF sold 100% of its interest in MI-REIT via an on market transaction. |
09/11/09 [06/11/09] |
Aims Capital Holdings Ltd ("Aims Capital") [SSH] | U | (22,000) | - | 19,743 | 7.41 | Note
Remarks
AIMS Capital is deemed to have an indirect interest in units held directly or indirectly by MacarthurCook Fund Management Limited ("MCKFM") because it is the ultimate holding company of MCKFM, the responsible entity for the MacarthurCook Industrial Property Fund ("MIF"). MIF sold 100% of its interest in MI-REIT via an on market transaction. |
09/11/09 [06/11/09] |
MacarthurCook Fund Management Limited [SSH] | U | (22,000) | - | 11,957 | 4.49 | Note
Remarks
Substantial Shareholder: MacarthurCook Fund Management Limited (MCKFM) as Responsible Entity for the MacarthurCook Industrial Property Fund MCKFM as Responsible Entity for MIF has sold 100% of the MIF holding in the MacarthurCook Industrial REIT. |
09/11/09 [06/11/09] |
Macarthurcook Limited [SSH] | U | (22,000) | - | 19,743 | 7.41 | Note
Remarks
MCK is deemed to have an indirect interest in the units held by MacarthurCook Fund Management Limited ("MCKFM") because MCK has a direct interest of 100% in MCKFM. MCKFM as responsible entity for the MacarthurCook Industrial Property Fund ("MIF") held MI-REIT units, which were transferred on market. |
15/07/09 [14/07/09] |
AIMS Securities Holdings Pty Ltd [SSH] | U | 41,743 | AUD 0.430 | 41,743 | 15.67 | Note
Remarks
AIMS Securities Holdings Pty Ltd (AIMS) has acquired 68.48% of MacarthurCook Limited (MCK) through an off market takeover bid. MCK has a 100% direct interest in MacarthurCook Fund Management Limited ("MCKFM") and holds a 92.5% direct interest in MacarthurCook Investment Managers (Asia) Limited (MCKIM (Asia)), which is the manager of MI-REIT. AIMS has control over the majority of the voting shares in MCK and MCKFM and MCKIM (Asia) as subsidiaries of MCK. |
18/06/09 [15/06/09] |
Macarthurcook Limited [SSH] | U | (700) | - | 42,212 | 15.85 | Note
Remarks
MacarthurCook Limited ("MCK") is deemed to have an indirect interest in the units held by MacarthurCook Investment Managers (Asia) Limited ("MCKIM(Asia)") because it has a direct interest of 92.5% in MCKIM (Asia). MCKIM(Asia) has conducted a series of on market transactions reducing its holding in units in MI-REIT to 5,255,094. As a result of these transactions, MCK is deemed to have an aggregate of 42,212,094 units of 15.85% of issued units in MI-REIT. |
01/06/09 [26/05/09] |
Macarthurcook Limited [SSH] | U | 4,669 | - | 42,912 | 16.11 | Note
Remarks
MacarthurCook Limited (""MCK"") is deemed to have an indirect interest in the units held by MacarthurCook Fund Management Limited (MCKFM) because MCK has direct interest of 100% in MCKFM. MacarthurCook Investment Managers (Asia) Limited (""MCKIM (Asia)"") is the manager for MI-REIT. MCK is deemed to have an indirect interest in the units held by MCKIM (Asia) because it has a direct interest of 92.5% in MCKIM (Asia). MCKIM (Asia) as manager of MI-REIT was issued 4,669.249 new units in MI-REIT as payment for the performance component of its management fee for the year ended 31 March 2009. As a result of these transactions, MCK is deemed to have an aggregate of 42,912,094 units or 16.11% of issued units in MI-REIT. |
01/06/09 [26/05/09] |
Macarthurcook Limited [SSH] | U | 4,669 | - | 42,912 | 16.11 | Note
Remarks
MacarthurCook Limited (""MCK"") is deemed to have an indirect interest in the units held by MacarthurCook Fund Management Limited (""MCKFM) because MCK has a direct interest of 100% in MCKFM. MacarthurCook Investment Managers (Asia) Limited (""MCKIM (Asia)"") is the manager for MI-REIT. MCK is deemed to have an indirect interest in the units held by MCKIM (Asia) because it has a direct interest of 92.5% in MCKIM (Asia). MCKIM (Asia) as manager of MI-REIT was issued 4,669,249 new units in MI-REIT as payment for the performance component of its management fee for the year ended 31 March 2009. As a result of these transactions, MCK is deemed to have an aggregate of 42,912,094 units or 16.11% of issued units in MI-REIT. This announcement supercedes announcement Number 37 at 11.50am today. |
16/03/09 [11/03/09] |
Macarthurcook Limited [SSH] | U | (1,285) | - | 38,958 | 14.88 | Note
Remarks
MacarthurCook Fund Management Limited ('MCKFM') is the responsible entity for the MacarthurCook Asian Real Estate Securities Fund ('MSA'). MacarthurCook Investment Managers (Asia) Limited ('MCKIM Asia') is the manager for MI-REIT. MacarthurCook Limited ('MCK') is deemed to have an indirect interest in the units held by MCKFM because MCK has a direct interest of 100% in MCKFM. MCK is deemed to have an indirect interest in the units held by MCKFM (Asia) because it has a direct interest of 92.5% in MCKFM (Asia). MSA is being wound up and is disposing of its assets, including its holding in MI-REIT. MSA has decreased its percentage unitholding in MI-REIT through a series of on market transactions. As a result of these transactions, MCK is deemed to have an aggregate of 38,957,845 units or 14.89% of issued units in MI-REIT. MSA is being wound up and is disposing of its assets, including its holding in MI-REIT. MSA has decreased its percentage unitholding in MI-REIT through a series of on market transactions. As a result of these transactions, MCK is deemed to have an aggregate of 38,957,845 units or 14 |
26/12/08 [23/12/08] |
Great Eastern Holdings Limited ("GEH") [SSH] | U | (1,707) | - | 12,381 | 4.74 | Note
Remarks
GEH's subsidiary, Lion Global Investors Limited ("Lion Global") manages discretionary fund management accounts and has a deemed interest in these units that it has the discretion to exercise voting rights. As a result of sale of units in MI-REIT for these accounts on 23 December 2008, the aggregate holding of these accounts in MI-REIT was reduced to 12,381,000 units or 4.74%. Accordingly, Lion Global and also GEH ceased to be a substantial unitholder of MI-REIT. |
26/12/08 [23/12/08] |
Lion Global Investors Limited [SSH] | U | (1,707) | - | 12,381 | 4.74 | Note
Remarks
Lion Global Investors Limited manages discretionary fund management accounts and invests in units of MacarthurCook Industrial REIT for these accounts. There were sales of units and the aggregate holding of the accounts which give Lion Global Investors Limited the discretion to exercise voting rights has been reduced from 14,088,000 units (5.39%) to 12,381,000 units (4.74%) as at 23 December 2008. Lion Global Investors Limited's deemed interest is below 5% and a cessation of substantial shareholding is reported. |
26/12/08 [23/12/08] |
Oversea-Chinese Banking Corporation Limited [SSH] | U | (1,707) | - | 12,381 | 4.74 | Note
Remarks
OCBC's subsidiary, Lion Global Investors Limited (previously known as Lion Capital Management Limited) ("Lion Global") manages discretionary fund management accounts and invests in units ("units") of MI-REIT from these accounts. There were sales of units and the aggregate holding of the accounts which give Lion Global the discretion to exercise voting rights has been reduced from 14,088,000 units (5.39%) to 12,381,000 units (4.74%) as at 23 December 2008. As a result, Lion Global and OCBC ceased to be a substantial unitholder of MI-REIT. |
26/12/08 [19/12/08] |
Great Eastern Holdings Limited ("GEH") [SSH] | U | (4,137) | - | 14,088 | 5.39 | Note
Remarks
GEH's subsidiary, Lion Global Investors Limited ("Lion Global") manages discretionary fund management accounts and invests in units of MI-REIT for these accounts. As at 19 December 2008, the aggregate holding of these accounts in MI-REIT had been reduced to 14,088,000 units. Lion Global was given the discretion to exercise voting rights in respect of the 14,088,000 units in MI-REIT, hence having a deemed interest in these units. Lion Global being a subsidiary of GEH, GEH has a deemed interest in 14,088,000 units (5.39%) of MI-REIT. |
26/12/08 [19/12/08] |
Lion Global Investors Limited [SSH] | U | (4,137) | - | 14,088 | 5.39 | Note
Remarks
Lion Global Investors Limtied manages discretionay fund management accounts and invests in units of Macarthurcook Industrial REIT for these accounts. There were sales of units and the aggregate holding of the accounts which give Lion Global Investors Limited the discretion to exercise voting rights has been reduced from 18,225,000 units to 14,088,000 units as at 19 December 2008. Lion Global Investors Limited is deemed to be interested in 14,088,000 units (5.39% deemed interest) in the capital of MacarthurCook Industrial REIT. |
26/12/08 [19/12/08] |
Oversea-Chinese Banking Corporation Limited [SSH] | U | (4,137) | - | 14,088 | 5.39 | Note
Remarks
OCBC's subsidiary, Lion Global Investors Limited (previously known as Lion Capital Management Limited ("Lion Global") manages discretionary fund management accounts and invests in units ("units") of MI-REIT from these accounts. There were sales of units and the aggregate holding of the accounts which give Lion Global the discretion to exercise voting rights has been reduced from 18,225,000 units to 14,088,000 units as at 19 December 2008. Lion Global is deemed to be interested in 14,088,000 units (5.39% deemed interest) in the capital of MI-REIT and hence has a deemed interest in these units. Accordingly, OCBC has a deemed interest in these units. |
17/12/08 [15/12/08] |
UBS AG [SSH] | U | (1,077) | - | 12,969 | 4.96 | Note
Remarks
Decrease in positions held on behalf of prime brokerage clients. |
16/12/08 [11/12/08] |
UBS AG [SSH] | U | (730) | - | 15,046 | 5.76 | Note
Remarks
The change is a result of the following: Decrease in positions held on behalf of prime brokerage clients. |
25/11/08 [19/11/08] |
David N Kowitz [SSH] | U | (500) | - | 12,574 | 4.81 | Note
Remarks
Sale of 0.19% of MacarthurCook Industrial REIT's units, resulting in an aggregate interest of 4.81% held by Indus Asia Pacific Master Fund, Ltd and Indus Pacific Smaller Companies Master Fund, Ltd, which are managed by Indus Capital Partners, LLC. David N. Kowitz owns more than 20% of the voting interest of Indus Capital Partners LLC. A series of transactions. |
25/11/08 [19/11/08] |
Sheldon F Kasowitz [SSH] | U | (500) | - | 12,574 | 4.81 | Note
Remarks
Sale of 0.19% of MacarthurCook Industrial REIT's units, resulting in an aggregate interest of 4.81% held by Indus Asia Pacific Master Fund, Ltd and Indus Pacific Smaller Companies Master Fund, Ltd, which are managed by Indus Capital Parters, LLC. Sheldon F. Kasowitz owns more than 20% of the voting interest of Indus Capital Partners, LLC. A series of transactions. |
17/11/08 [11/11/08] |
UBS AG [SSH] | U | (173) | - | 18,122 | 6.94 | Note
Remarks
The change is a result of the following: Decrease in positions held on behalf of prime brokerage clients. A series of transactions. |
11/11/08 [07/11/08] |
Great Eastern Holdings Ltd [SSH] | U | (839) | - | 18,225 | 6.98 | Note
Remarks
GEH's subsidiary, Lion Global Investors Limited ("Lion Global") manages discretionary fund management accounts and invests in units of MI-REIT for these accounts. As at 7 November 2008, the aggregate holding of these accounts in MI-REIT has been reduced to 18,225,000 units. Lion Global was given the disrection to exercise voting rights in respect of the 18,225,000 units in MI-REIT, hence having a deemed interest in these units. Lion Global being a subsidiary of GEH, GEH has a deemed interest in 18,225,000 units (6.98%) of MI-REIT. The change in the percentage level is the result of a series of transactions. |
10/11/08 [07/11/08] |
Lion Global Investors Ltd [SSH] | U | (839) | - | 18,225 | 6.98 | Note
Remarks
Lion Global Investors Limited manages discretionary fund management accounts and invests in units of MacarthurCook Industrial REIT for these accounts. There were sales of units and the aggregate holding of the accounts which give Lion Global Investors Limited the discretion to exercise voting rights has been reduced from 19,064,000 units to 18,225,000 units as at 7 November 2008. Lion Global Investors Limited is deemed to be interested in 18,225,000 units (6.98% deemed interest) in the capital of MacarthurCook Industrial REIT. The change in the percentage level is the result of a series of transactions. |
27/10/08 [24/10/08] |
MacarthurCook Ltd [SSH] | U | 1,243 | - | 39,716 | 15.21 | Note
Remarks
MacarthurCook Fund Management Limited ("MCKFM") is the responsible entity for the MacarthurCook Property Securities Fund ("MPS"). MacarthurCook Investment Managers (Asia) Limited ("MCKFM Asia") is the manager for MI-REIT. MacarthurCook Limited ("MCK") is deemed to have an indirect interest in the units held by MCKFM because MCK has a direct interest of 100% in MCKFM. MCK is deemed to have an indirect interest in the units held by MCKIM Asia because it has a direct interest of 92.5% MCKIM Asia. MPS increased its percentage unitholding in MI-REIT through a series of on market transactions. As a result of these transactions, MCK is deemed to have an aggregate of 39,716,282 units or 15.21% of issued units in MI-REIT. |
21/10/08 [20/10/08] |
MacarthurCook Fund Management Limited [SSH] | U | (2,000) | - | 24,000 | 8.42 | Note
Remarks
MacarthurCook Fund Management Limited ("MCKFM") is the responsible entity for the MacarthurCook Industrial Property Fund ("MIF"). MIF sold off market 4,000,000 units in MI-REIT in accordance with the investment strategy for MIF as disclosed in the MIF Product Disclosure Statement issued 16 October 2007. As a result of this sale, MCKFM (as responsible entity for MIF) is deemed to have an aggregate interest of 22,000,000 or 8.42% of issued units. |
21/10/08 [20/10/08] |
MacarthurCook Fund Management Limited [SSH] | U | 7,714 | - | 7,714 | 2.95 | Note
Remarks
MacarthurCook Fund Management Limited ("MCKFM") is the responsible entity for the MacarthurCook Property Securities Fund ("MPS"). MPS acquired off market 4,000,000 units in MI-REIT. In addition, MPS increased the percentage level through a series of on market acquisitions. As a results of these transactions, MCKFM (as responsible entity for MPS) is deemed to have an aggregate interest of 7,714,000 units or 2.95% of issued units in MI-REIT. |
21/10/08 [20/10/08] |
MacarthurCook Ltd [SSH] | U | 3,714 | - | 38,473 | 14.73 | Note
Remarks
MacarthurCook Fund Management Limited ("MCKFM") is the responsible entity for the MacarthurCook Industrial Property Fund ("MIF") and the MacarthurCook Property Securities Fund ("MPS"). MacarthurCook Investment Managers (Asia) Limited ("MCKIM Asia") is the manager for MI-REIT. MacarthurCook Limited ("MCK") is deemed to have an indirect interest in the units held by MCKFM because MCK has a direct interest of 100% in MCKFM. MCK is deemed to have an indirect interest in the units held by MCKIM Asia because it has a direct interest of 92.5% in MCKIM Asia. MIF sold off market and MPS acquired off market 4,000,000 units in MI-REIT. In addition, MPS increased its percentage unitholding through a series of on market transactions. As a result of these transactions, MCK is deemed to have an aggregate interest of 38,473,282 units or 14.73% of issued units in MI-REIT. |
28/08/08 [25/08/08] |
UBS AG [SSH] | U | (114) | - | 20,792 | 7.96 | Note
Remarks
Decrease in positions held on behalf of prime brokerage clients. |
22/08/08 [20/08/08] |
Great Eastern Holdings Ltd [SSH] | U | 936 | - | 19,064 | 7.30 | Note
Remarks
GEH's subsidiary, Lion Global Investors Limited ("Lion Global") (formerly known as Lion Capital Management Limited) manages discretionary fund management accounts and invests in units of MI-REIT for these accounts. On 20 August 2008, the aggregate holding of these accounts amounted to 19,064,000 units in MI-REIT. Lion Global has discretion to exercise voting rights in respect of the 19,064,000 units in MI-REIT; hence has a deemed interest in these units. As Lion Global is a susidiary of GEH, GEH has a deemed interest in these units. |
21/08/08 [20/08/08] |
Lion Global Investors Ltd [SSH] | U | 936 | - | 19,064 | 7.30 | Note
Remarks
Lion Global Investors Limited manages discretionary fund management accounts and invests in units of MacarthurCook Industrial REIT for these accounts. There were purchases of units and the aggregate holding of the accounts which give Lion Global Investors Limited the discretion to exercise voting rights has been increased from 18,128,000 units to 19,064,000 units as at 20 August 2008. Lion Global Investors Limited is deemed to be interested in 19,064,000 units in the capital of MacarthurCook Industrial REIT. |
19/08/08 [15/08/08] |
OCBC Ltd [SSH] | U | (2,697) | - | 18,128 | 6.94 | Note
Remarks
OCBC's subsidiary, Lion Global Investors Limited (previously known as Lion Capital Management Limited) ("Lion Global") manages discretionary fund management accounts and invests in units ("units") of MI-REIT from these accounts. In the week ended 15 August 2008, there were sales of units and the aggregate holding of the accounts which give Lion Global the discretion to exercise voting rights has been reduced from 20,825,000 units to 18,128,000 units as at 15 August 2008. Lion Global is deemed to be interested in 18,128,000 units in the capital of MI-REIT and hence has a deemed interest in these units. Accordingly, OCBC has a deemed interest in these units. |
18/08/08 [15/08/08] |
Lion Global Investors Ltd [SSH] | U | (2,697) | - | 18,128 | 6.94 | Note
Remarks
Lion Global Investors Limited (previously known as Lion Capital Management Limited) manages discretionary fund management accounts and invests in units of MacarthurCook Industrial REIT for these accounts. In the week ended 15 August 2008, there were sales of units and the aggregate holding of the accounts which give Lion Global Investors Limited the discretion to exercise voting rights has been reduced from 20,825,000 units to 18,128,000 units as at 15 August 2008. Lion Global Investors Limited is deemed to be interested in 18,128,000 units in the capital of MacarthurCook Industrial REIT. |
13/08/08 [11/08/08] |
UBS AG [SSH] | U | (172) | - | 23,384 | 8.95 | Note
Remarks
The change is a result of the following - Decrease in positions held on behalf of prime brokerage clients. |
05/08/08 [01/08/08] |
Great Eastern Holdings Ltd [SSH] | U | (1,449) | - | 20,825 | 7.97 | Note
Remarks
GEH's subsidiary, Lion Global Investors Limited ("Lion Global") (formerly known as Lion Capital Management Limited) manages discretionary fund management accounts and invests in units of MI-REIT for these accounts. On 1 August 2008, the aggregate holding of these accounts amounted to 20,825,000 units in MI-REIT. Lion Global has discretion to exercise voting rights in respect of the 20,825,000 units in MI-REIT; hence has a deemed interest in these units. As Lion Global is a subsidiary of GEH, GEH also has a deemed interest in these units. |
04/08/08 [01/08/08] |
Lion Global Investors Ltd [SSH] | U | (1,449) | - | 20,825 | 7.97 | Note
Remarks
Lion Global Investors Limited (previously known as Lion Capital Management Limited) manages discretionary fund management accounts and invests in units of MacarthurCook Industrial REIT for these accounts. In the week ended 1 August 2008, there were sales of units and the aggregate holding of the accounts, which give Lion Global Investors Limited the discretion to exercise voting rights has been reduced from 22,274,000 units (reported on 13 February 2008) to 20,825,000 units as at 1 August 2008. Lion Global Investors Limited is deemed to be interested in 22,274,000 units in the capital of MacarthurCook Industrial REIT. |
18/07/08 [16/07/08] |
UBS AG [SSH] | U | (2,165) | - | 24,789 | 9.51 | Note
Remarks
Decrease in positions held by UBS Global Asset Management. |
17/07/08 [15/07/08] |
UBS AG [SSH] | U | 2,145 | - | 26,934 | 10.34 | Note
Remarks
Increase in positions held by UBS Global Asset Management. |
04/07/08 [02/07/08] |
UBS AG [SSH] | U | (1,182) | - | 25,149 | 9.64 | Note
Remarks
Decrease in UBS proprietary positions. |
22/05/08 [20/05/08] |
UBS AG [SSH] | U | (546) | - | 31,249 | 11.99 | Note
Remarks
The change is a result of the following: (1) decrease in UBS proprietary positions, (2) decrease in units in MI-REIT received as collateral which carry voting rights. |
07/05/08 [02/05/08] |
UBS AG [SSH] | U | (824) | - | 33,546 | 12.86 | Note
Remarks
The change is a result of the following: (1) decrease in UBS proprietary positions, partially offset by; (2) increase in units in MI-REIT received as collateral which carry voting rights. |
02/05/08 [29/04/08] |
UBS AG [SSH] | U | 808 | - | 34,398 | 13.19 | Note
Remarks
The change is a result of the following: (1) increase in positions held on behalf of prime brokerage clients; (2) increase in units in MI-REIT received as collateral which carry voting rights. |
29/04/08 [25/04/08] |
UBS AG [SSH] | U | (1,924) | - | 33,751 | 12.94 | Note
Remarks
The change is a result of the following: (1) decrease in positions held of prime brokerage clients; (2) decrease in discretionary positions held on behalf of UBS Global Asset Management's clients; (3) decrease in units in MI-REIT received as collateral which carry voting rights; and (4) decrease in UBS proprietary positions. |
25/04/08 [24/04/08] |
UBS AG [SSH] | U | 831 | - | 35,675 | 13.68 | Note
Remarks
(1) decrease in positions held on behalf of prime brokerage clients. (2) decrease in discretionary positions held on behalf of UBS Global Asset Management's clients. (3) decrease in units in MI-REIT received as collateral which carry voting rights. |
25/04/08 [24/04/08] |
UBS AG [SSH] | U | (831) | - | 35,675 | 13.68 | Note
Remarks
(1) decrease in positions held on behalf of prime brokerage clients. (2) decrease in discretionary positions held on behalf of UBS Global Asset Management's clients. (3) decrease in units in MI-REIT received as collateral which carry voting rights. |
18/04/08 [17/04/08] |
UBS AG [SSH] | U | (1,014) | - | 38,521 | 14.77 | Note
Remarks
The change is a result of the following: (1) decrease in UBS proprietary positions; (2) decrease in positions held on behalf of prime brokerage clients; (3) decrease in discretionary positions held on behalf of UBS Global Asset Management's clients; and (4) decrease in borrowed units in MacarthurCook Industrial REIT which carry voting rights. |
04/04/08 [03/04/08] |
UBS AG [SSH] | U | 1,236 | - | 41,615 | 15.96 | Note
Remarks
The change is a result of the following: (1) decrease in positions held on behalf of prime brokerage clients; (2) decrease in discretionary positions held on behalf of UBS Global Asset Management's clients; and (3) decrease in UBS proprietary positions. |
25/03/08 [20/03/08] |
UBS AG [SSH] | U | (2,283) | - | 43,678 | 16.75 | Note
Remarks
The change is a result of the following: (1) decrease in positions held on behalf of prime brokerage clients; (2) decrease in discretionary positions held on behalf of UBS Global Asset Management's clients; (3) decrease in units in MI-REIT pledged with UBS as collateral; partially offset by (4) increase in UBS proprietary positions. |
19/03/08 [18/03/08] |
MacarthurCook Fund Management Limited [SSH] | U | 3,307 | - | 28,000 | 10.74 | Note
Remarks
MacarthurCook Fund Management Limited ("MCKFM") is the responsible entity for the MacarthurCook Industrial Property Fund ("MIF"). MIF purchased on market on 18 March 2008, 2,071,000 units in MI-REIT in accordance with the investment strategy for MIF as disclosed in the MIF Product Disclosure Statement issued 16 October 2007. As a result of this acquisition, MCFKFM is deemed to have an aggregate interest of 28,000,000 units or 10.74% of issued share capital. |
19/03/08 [18/03/08] |
MacarthurCook Ltd [SSH] | U | 980 | - | 33,233 | 13.16 | Note
Remarks
MacarthurCook Fund Management Limited ("MCKFM") is the responsible entity for the MacarthurCook Industrial Property Fund ("MIF"). MacarthurCook Limited ("MCK") is deemed to have an indirect interest in the units held by MCKFM because MCK has a direct interest of 100% in MCKFM. MIF purchased on market on 18 March 2008, 2,071,000 units in MI-REIT in accordance with the investment strategy for MIF as disclosed in the MIF Product Disclosure Statement issued 16 October 2007. As a result of this acquisition, MCK is deemed to have an aggregate interest of 34,323,751 units or 13.16% of issued share capital. |
18/03/08 [17/03/08] |
MacarthurCook Ltd [SSH] | U | 1,236 | - | 32,253 | 12.37 | Note
Remarks
MacarthurCook Fund Management Limited ("MCKFM") is the responsible entity for the MacarthurCook Industrial Property Fund ("MIF"). MacarthurCook Limited ("MCK") is deemed to have an indirect interest in the units held by MCKFM because MCK has a direct interest of 100% in MCKFM. MIF purchased on market on 17 March 2008, 1,236,000 units in MI-REIT in accordance with the investment strategy for MIF as disclosed in the MIF Product Disclosure Statement issued 16 October 2007. As a result of this acquisition, MCK is deemed to have an aggregate interest of 32,252,751 units or 12.37% of issued share capital. |
18/03/08 [17/03/08] |
UBS AG [SSH] | U | 6,235 | - | 46,512 | 17.84 | Note
Remarks
The change is a result of the following: (1) increase in positions held on behalf of prime brokerage clients; partially offset by (2) decrease in discretionary positions held on behalf of UBS Global Asset Management's clients; and (3) decrease in UBS proprietary positions. |
17/03/08 [14/03/08] |
MacarthurCook Fund Management Limited [SSH] | U | 5,983 | - | 24,693 | 9.47 | Note
Remarks
MacarthurCook Fund Management Limited ("MCKFM") is the responsible entity for the MacarthurCook Industrial Property Fund ("MIF"). MIF purchased on market on 14 March 2008, 5,983,000 units in MI-REIT in accordance with the investment strategy for MIF as disclosed in the MIF Product Disclosure Statement issued 16 October 2007. As a result of this acquisition, MCKFM is deemed to have an aggregate interest of 24,693,000 units or 9.47% of issued share capital. |
17/03/08 [14/03/08] |
MacarthurCook Ltd [SSH] | U | 6,621 | - | 31,017 | 11.90 | -
Remarks
|
14/03/08 [13/03/08] |
MacarthurCook Fund Management Limited [SSH] | U | 2,671 | - | 18,710 | 7.18 | Note
Remarks
MacarthurCook Fund Management Limited ("MCKFM") is the responsible entity for the MacarthurCook Property Fund ("MIF"). MIF purchased on market on 13 March 2008, 638,000 units in MI-REIT in accordance with the investment strategy for MIF as disclosed in the MIF Product Disclosure Statement issued 16 October 2007. As a result of this acquisition, MCKFM is deemed to have an aggregate interest 18,710,000 units or 7.18% of issued share capital. |
13/03/08 [12/03/08] |
MacarthurCook Ltd [SSH] | U | 2,033 | - | 24,396 | 9.36 | Note
Remarks
MacarthurCook Fund Management Limited ("MCKFM") is the responsible entity for the MacarthurCook Industrial Property Fund ("MIF"). MacarthurCook Limitd ("MCK") ids deemed to have an indirect interest in the units held by MCKFM because MCK has a direct interest of 100% in MCKFM. MIF purchased on market on 12 March 2008, 1,135,000 units in MI-REIT in accordance with the investment strategy for MIF as disclosed in the MIF Product Disclosure Statement issued 16 October 2007. As a result of this acquisition, MCK is deemed to have an aggregate interest of 24, 395, 751 units or 9.36% of issued share capital. |
12/03/08 [11/03/08] |
UBS AG [SSH] | U | (617) | - | 41,688 | 15.99 | Note
Remarks
The change is a result of the following: (1) decrease in UBS proprietary positions; (2) decrease in positions held on behalf of prime brokerage clients; partially offset by (3) increase in units in MI-REIT pledged with UBS as collateral. |
11/03/08 [07/03/08] |
MacarthurCook Fund Management Limited [SSH] | U | 2,727 | - | 16,039 | 6.15 | Note
Remarks
MacarthurCook Fund Management Limited ("MCKFM") is the responsible entity for the MacarthurCook Industrial Property Fund ("MIF"). MIF purchased on market on 7 March 2008, 2,727,000 units in MI-REIT in accordance with the investment strategy for MIF as disclosed in the MIF Product Disclosure Statement issued 16 October 2007. As a result of this acquisition, MCKFM is deemed to have an aggregate interest of 16,039,000 units or 6.15% of issued share capital. |
10/03/08 [07/03/08] |
UBS AG [SSH] | U | (1,111) | - | 43,805 | 16.81 | Note
Remarks
The change is a result of the following: (1) decrease in UBS proprietary positions; (2) decrease in positions held on behalf of prime brokerage clients; and (3) decrease in units in MI-REIT pledged with UBS as collateral. |
10/03/08 [06/03/08] |
MacarthurCook Fund Management Limited [SSH] | U | 498 | 1.000 | 13,312 | 5.11 | Note
Remarks
A) MacarthurCook Fund Management Limited ("MCKFM"), as the responsibility entity for the MacarthurCook Asian Real Estate Securities Fund ("MSA"), has an existing direct interest in MI-REIT of 2,000,000 units. B) MCKFM, as the responsible entity for the MacarthurCook Industrial Property Fund ("MIF"), has an existing direct interest in MI-REIT of 10,814,000 units, purchased on market between 18 February - 5 March 2008 in accordance with the investment strategy for MIF as disclosed in the MIF Product Disclosure Statement issued 16 October 2007. MIF acquired a further 498,000 units on 6 March 2008. As a result of this acquisition MCKFM is deemed to have an aggregate interest of 13,312,000 units, or 5.11% of issued share capital. |
04/03/08 [03/03/08] |
MacarthurCook Ltd [SSH] | U | 2,405 | - | 18,520 | 7.10 | Note
Remarks
MacarthurCook Fund Management Limited ("MCKFM") is the responsible entity for the MacarthurCook Industrial Property Fund ("MIF"). MacarthurCook Limited ("MCK") is deemed to have an indirect itnerest in the units held by MCKFM because MCK has a direct interest of 100% in MCKFM. MIF purchased on market on 3 March 2008, 437,000 units in MI-REIT in accordance with the investment strategy for MIF as disclosed in the MIF Product Disclosure Statement issued 16 October 2007. As a result of this acquisition, MCK is deemed to have an aggregate interest of 437,000 units or 7.10% of issued share capital. |
29/02/08 [28/02/08] |
UBS AG [SSH] | U | (1,667) | - | 46,512 | 17.84 | Note
Remarks
The change is a result of the following: (1) decrease in UBS proprietary positions; (2) decrease in positions held on behalf of prime brokerage clients; partially offset by (3) increase in units in MI-REIT pledged with UBS as collateral. |
27/02/08 [21/02/08] |
MacarthurCook Ltd [SSH] | U | 4,622 | 0.980 | 14,221 | 5.46 | Note
Remarks
A) MacarthurCook Limited ("MCK") has an existing direct interest in 6,000,000 units in MI-REIT. B) MacarthurCook Fund Management Limited ("MCKFM") as the responsible entity for the MacarthurCook Asian Real Estate Securities Fund ("MSA"), has an existing direct interest in MI-REIT of 2,000,000 units. MCKFM is deemed to have an indirect interest in the Units held by MCKFM because MCK has a direct interest of 100% in MCKFM. C) MacarthurCook Investment Managers (Asia) Limited ("MCKIM"), which is manager of MI-REIT, has an existing direct interest in MI-REIT of 323,751 units. MCK is deemed to have an indirect interest in the Units held by MCKIM because MCK has a direct interest of 92.5% in MCKIM. D) MCKFM, as the responsible entity for the MacarthurCook Industrial Property Fund ("MIF"), has an existing direct interest in MI-REIT of 1,275,000 units, purchased on market between 18-20 February 2008 in accordance with the investment strategy for MIF as disclosed in the MIF Product Disclosure Statement issued 16 October 2007. MIF acquired a further 4,622,000 units on 21 February 2008. As a result of this acquisition, MCK is deemed to have an aggregate interest of 14,220,751 units, or 5.46% of issued share capital. |
25/02/08 [22/02/08] |
UBS AG [SSH] | U | (1,432) | - | 49,101 | 18.83 | Note
Remarks
The change is a result of the following: (1) decrease in UBS proprietary positions; (2) decrease in positions held on behalf of prime brokerage clients; partially offset by (3) increase in units in MI-REIT pledged with UBS as collateral. |
14/02/08 [12/02/08] |
Great Eastern Holdings Ltd [SSH] | U | (1,362) | - | 22,274 | 8.54 | Note
Remarks
GEH's subsidiary, Lion Capital Management Limited ("Lion Capital") manages discretionary fund management accounts and invests in units ("units") of MI-REIT for these accounts. On 12 February 2008, the aggregate holding of these accounts amounted to 22,274,000 units of MI-REIT. Lion Capital has the discretion to exercise voting rights in respect of the 22,274,000 units in the capital of MI-REIT and hence has a deemed interest in these units. Accordingly, GEH has a deemed interest in these units. |
13/02/08 [12/02/08] |
Lion Capital Management Ltd [SSH] | U | (1,362) | - | 22,274 | 8.54 | Note
Remarks
Lion Capital Management Limited manages discretionary fund management accounts and invests in units of MacarthurCook Industrial REIT for these accounts. On 12 February 2008, the aggregate holding of the accounts which give Lion Capital Management Limited the discretion to exercise voting rights has been reduced from 23,636,000 units to 22,274,000 units. Lion Capital Management is deemed to be interested in 22,274,000 units in the capital of MacarthurCook Industrial REIT. |
13/02/08 [12/02/08] |
UBS AG [SSH] | U | (2,103) | - | 50,474 | 19.36 | Note
Remarks
1) Decrease in UBS proprietary positions. 2) Decrease in positions held on behalf of prime brokerage clients. 3) Decrease in units in MI-REIT pledged with UBS as collateral. |
13/02/08 [11/02/08] |
UBS AG [SSH] | U | 1,000 | - | 52,578 | 20.16 | Note
Remarks
Increase in UBS proprietary positions. |
05/02/08 [01/02/08] |
Great Eastern Holdings Ltd [SSH] | U | 2,796 | - | 23,636 | 9.06 | Note
Remarks
GEH's subsidiary, Lion Capital Management Limited ("Lion Capital") manages discretionary fund management accounts and had purchased units ("units") of MI-REIT for these accounts. On 1 February 2008, the aggregate holding of these accounts amounted to 23,636,000 units of MI-REIT. Lion Capital has the discretion to exercise voting rights in respect of the 23,636,000 units in the capital of MI-REIT and hence has a deemed interest in these units. Accordingly, GEH has a deemed interest in these units. |
04/02/08 [01/02/08] |
Lion Capital Management Ltd [SSH] | U | 2,796 | - | 23,636 | 9.06 | Note
Remarks
Lion Capital Management Limited manages discretionary fund management accounts and purchases units of MacarthurCook Industrial REIT for these accounts. On 1 February 2007, the aggregate holding of these accounts amounts to 23,636,000 units. Lion Capital Management Limited has the discretion to exercise voting rights in respect of the 23,636,000 units in the capital of MacarthurCook Industrial REIT and is deemed to be interest in the units. |
28/01/08 [24/01/08] |
UBS AG [SSH] | U | 2,308 | - | 51,115 | 19.62 | Note
Remarks
(1) Decrease in positions held on behalf of prime brokerage clients. (2) Decrease in UBS proprietary positions. |
28/01/08 [23/01/08] |
UBS AG [SSH] | U | 2,858 | - | 53,423 | 20.51 | Note
Remarks
Increase in UBS proprietary positions. |
03/01/08 [28/12/07] |
UBS AG [SSH] | U | (660) | - | 69,838 | 26.81 | Note
Remarks
The change is a result of the following: (1) Decrease in discretionary positions held on behalf of clients of UBS Global Asset Management; (2) Decrease in positions held on behalf of prime brokerage clients; (3) Decrease in UBS proprietary positions. |
03/01/08 [27/12/07] |
UBS AG [SSH] | U | (336) | - | 51,943 | 19.94 | Note
Remarks
(1) Decrease in discretionary positions held on behalf of clients of UBS Global Asset Management. (2) Decreaswe in UBS proprietary positions. |
27/12/07 [26/12/07] |
UBS AG [SSH] | U | 1,272 | - | 52,279 | 20.07 | Note
Remarks
Increase in UBS proprietary positions. |
04/12/07 [30/11/07] |
UBS AG [SSH] | U | (567) | - | 51,937 | 19.94 | Note
Remarks
Decrease in UBS proprietary positions. |
16/11/07 [15/11/07] |
UBS AG [SSH] | U | (1,985) | - | 52,937 | 20.32 | Note
Remarks
Decrease in UBS proprietary positions, and positions held on behalf of prime brokerage clients. |
15/11/07 [14/11/07] |
UBS AG [SSH] | U | 611 | - | 54,922 | 21.09 | Note
Remarks
Increase in UBS proprietary positions. |
13/11/07 [12/11/07] |
UBS AG [SSH] | U | (160) | - | 54,255 | 20.83 | Note
Remarks
Decrease in UBS proprietary positions, and positions held on behalf of prime brokerage clients. |
13/11/07 [09/11/07] |
UBS AG [SSH] | U | 334 | - | 54,985 | 21.11 | Note
Remarks
Increase in proprietary positions. |
09/11/07 [06/11/07] |
UBS AG [SSH] | U | (336) | - | 54,685 | 20.99 | Note
Remarks
Decrease in proprietary positions. |
26/10/07 [25/10/07] |
Great Eastern Holdings Ltd [SSH] | U | 2,027 | - | 20,840 | 8.00 | Note
Remarks
GEH's subsidiary, Lion Capital Management Limited ("Lion Capital") manages discreionary fund management accounts and had purchased units ("units") of MI-REIT for these accounts. On 25 October 2007, the aggregate holding of these accounts amounted to 20,840,000 units of MI-REIT. Lion Capital has the discetion to exercise voting rights in respect of the 20,840,000 units in the capital of MI-REIT and hence has a deemed interest in these units. Accordingly, GEH has deemed interest in these units. |
23/10/07 [19/10/07] |
UBS AG [SSH] | U | (1,540) | - | 56,473 | 21.68 | Note
Remarks
Decrease in proprietary positions, and positions held on behalf of prime brokerage clients. |
23/10/07 [17/10/07] |
Great Eastern Holdings Ltd [SSH] | U | 735 | - | 18,813 | 7.22 | Note
Remarks
GEH's subsidiary, Lion Capital Management Limited ("Lion Capital") manages discretionary fund management accounts and had purchased units ("units") of MI-REIT for these accounts. On 17 October 2007, the aggregate holding of these accounts amounted to 18,813,000 units of MI-REIT. Lion Capital has the discretion to exercise voting rights in respect of the 18,813,000 units in the capital of MI-REIT and hence has a deemed interest in these units. Accordingly, GEH has a deemed interest in these units. |
18/10/07 [17/10/07] |
Lion Capital Management Ltd [SSH] | U | 735 | - | 18,813 | 7.22 | Note
Remarks
Lion Capital Management Limited manages discretionary fund management accounts and purchases units of MacarthurCook Industrial REIT for these accounts. On 17 October 2007, the aggregate holding of these accounts amounts to 18,813,000 units. Lion Capital Management Limited has the discretion to exercise voting rights in respect of the 18,813,000 units in the capital of MacarthurCook Industrial REIT and is deemed to be interested in the units. |
14/09/07 [10/09/07] |
OCBC Ltd [SSH] | U | (2,345) | - | 18,078 | 6.94 | Note
Remarks
OCBC's subsidiary, Lion Capital Management Limited ("Lion Capital") manages discretionary fund management accounts and had sold units ("units") of MI-REIT from these accounts. On 10 September 2007, the aggregate holding of these accounts amounted to 18,078,000 units of MI-REIT. Lion Capital has the discretion to exercise voting rights in respect of the 18,078,000 units in the capital of MI-REIT and hence has a deemed interest in these units. Accordingly, OCBC has a deemed interest in these units. |
12/09/07 [10/09/07] |
Great Eastern Holdings Ltd [SSH] | U | (2,345) | - | 18,078 | 6.94 | Note
Remarks
GEH's subsidiary, Lion Capital Management Limited ("Lion Capital") manages discretionary fund management accounts and had sold units ("units") of MI-REIT from these accounts. On 10 September 2007, the aggregate holding of these accounts amounted to 18,078,000 units of MI-REIT. Lion Capital has the discretion to exercise voting rights in respect of the 18,078,000 units in the capital of MI-REIT and hence has a deemed interest in these units. Accordingly, GEH has a deemed interest in these units. |
11/09/07 [10/09/07] |
Lion Capital Management Ltd [SSH] | U | (2,345) | - | 18,078 | 6.94 | Note
Remarks
Lion Capital Management Limited manages discretionary fund management accounts and purchases units of MacarthurCook Industrial REIT for these accounts. On 10 September 2007, the aggregate holding of these accounts amounts to 18,078,000 units. Lion Capital Management Limited has the discretion to exercise voting rights in respect of the 18,078,000 units in the capital of MacarthurCook Industrial REIT and is deemed to be interested in the units. |
10/09/07 [07/09/07] |
UBS AG [SSH] | U | 2,807 | - | 58,930 | 22.62 | Note
Remarks
Increase in proprietary positions, and positions held on behalf of prime brokerage clients. |
06/09/07 [04/09/07] |
Great Eastern Holdings Limited [SSH] | U | (2,995) | - | 20,423 | 7.84 | Note
Remarks
GEH's subsidiary, Lion Capital Management Limited ("Lion Capital") manages discretionary fund management accounts and had sold units ("units") of MI-REIT from these accounts. On 4 September 2007, the aggregate holding of these accounts amounted to 20,423,000 units of MI-REIT. Lion Capital has the discretion to exercise voting rights in respect of the 20,423,000 units in the capital of MI-REIT and hence has a deemed interest in these units. Accordingly, GEH has deemed interest in these units. |
06/09/07 [04/09/07] |
Lion Capital Management Limited [SSH] | U | (2,995) | - | 20,423 | 7.84 | Note
Remarks
Lion Capital Management Limited manages discretionary fund management accounts and purchases units of MacarthurCook Industrial REIT for these accounts. On 4 September 2007, the aggregate holding of these accounts amounts to 20,423,000 units. Lion Capital Management Limited has the discretion to exercise voting rights in respect of the 20,423,000 units in the capital of MacarthurCook Industrial REIT and is deemed to be interested in the units |
06/09/07 [04/09/07] |
UBS AG [SSH] | U | 1,834 | - | 55,631 | 21.35 | Note
Remarks
Increase in proprietary positions, and positions held on behalf of prime brokerage clients. |
29/08/07 [28/08/07] |
UBS AG [SSH] | U | 527 | - | 52,589 | 20.19 | Note
Remarks
Increase in proprietary positions. |
28/08/07 [24/08/07] |
UBS AG [SSH] | U | (168) | - | 52,008 | 19.96 | Note
Remarks
Decrease in proprietary positions. |
28/08/07 [23/08/07] |
UBS AG [SSH] | U | 721 | - | 52,176 | 20.03 | Note
Remarks
Increase in proprietary positions. |
24/08/07 [22/08/07] |
Great Eastern Holdings Ltd [SSH] | U | (724) | - | 23,418 | 8.99 | Note
Remarks
GEH's subsidiary, Lion Capital Management Limited ("Lion Capital") manages discretionary fund management accounts and has sold units ("units") of MI-REIT from these accounts. On 22 August 2007, the aggregate holding of these accounts amounted to 23,418,000 units of MI-REIT. Lion Capital has the discretion to exercise voting rights in respect of the 23,418,000 units in the capital of MI-REIT and hence has a deemed interest in these units. Accordingly, GEH has a deemed interest in these units. |
23/08/07 [22/08/07] |
Lion Capital Management Ltd [SSH] | U | (724) | - | 23,418 | 8.99 | Note
Remarks
Lion Capital Management Limited manages discretionary fund management accounts and purchases units of MacarthurCook Industrial REIT for these accounts. On 22 August 2007, the aggregate holding of these accounts amounts to 23,418,000 units. Lion Capital Management Limited has the discretion to exercise voting rights in respect of the 23,418,000 units in the capital of MacarthurCook Industrial REIT and is deemed to be interested in the units. |
15/08/07 [14/08/07] |
UBS AG [SSH] | U | 76 | - | 49,495 | 19.00 | Note
Remarks
Increase in proprietary positions. |
14/08/07 [10/08/07] |
UBS AG [SSH] | U | (375) | - | 49,332 | 18.94 | Note
Remarks
Decrease in proprietary positions, partially offset by increase in positions held on behalf of prime brokerage clients. |
13/08/07 [08/08/07] |
UBS AG [SSH] | U | 439 | - | 49,507 | 19.00 | Note
Remarks
Increase in proprietary positions. |
07/08/07 [06/08/07] |
UBS AG [SSH] | U | (735) | - | 49,029 | 18.82 | Note
Remarks
Decrease in positions held by UBS Global Asset Management on behalf of its discretionary clients. |
03/08/07 [02/08/07] |
UBS AG [SSH] | U | 1,060 | - | 50,344 | 19.32 | Note
Remarks
(1) Increase in positions held by UBS Global Asset Management on behalf of its discretionary clients. (2) Increase in positions held on behalf of prime brokerage clients. |
01/08/07 [31/07/07] |
UBS AG [SSH] | U | (1,773) | - | 49,276 | 18.92 | Note
Remarks
(1) Decrease in positions held by UBS Global Asset Management on behalf of its discretionary clients. (2) Increase in positions held on behalf of prime brokerage clients. (3) Increase in UBS proprietary position. |
31/07/07 [30/07/07] |
UBS AG [SSH] | U | 2,300 | - | 51,049 | 19.60 | Note
Remarks
(1) Increase in positions held by UBS Global Asset Management on behalf of its discretionary clients. (2) Increase in positions held on behalf of prime brokerage clients. (3) Increase in UBS proprietary positions. |
31/07/07 [27/07/07] |
UBS AG [SSH] | U | 8,833 | - | 48,749 | 18.72 | Note
Remarks
Increase in positions held by UBS Global Asset Management on behalf of its discretionary clients, and increase in positions held on behalf of prime brokerage clients. This is partially offset by decrease in UBS proprietary positions. |
18/07/07 [17/07/07] |
UBS AG [SSH] | U | 200 | - | 39,136 | 15.03 | Note
Remarks
Increase in positions held by UBS Global Asset Management on behalf of its discretionary clients. This is partially offset by decrease in UBS proprietary positions, and positions held on behalf of various prime brokerage clients. |
16/07/07 [13/07/07] |
UBS AG [SSH] | U | (457) | - | 38,936 | 14.95 | Note
Remarks
Decrease in proprietary positions, and positions held on behalf of various prime brokerage clients. |
10/07/07 [06/07/07] |
UBS AG [SSH] | U | 1,573 | - | 40,407 | 15.51 | Note
Remarks
Increase in proprietary positions. |
06/07/07 [29/06/07] |
UBS AG [SSH] | U | 1,650 | - | 37,664 | 14.46 | Note
Remarks
Increase in proprietary positions, and positions held on behalf of various prime brokerage clients. |
03/07/07 [29/06/07] |
OCBC Ltd [SSH] | U | 3,250 | - | 24,142 | 9.27 | Note
Remarks
OCBC's subsidiary, Lion Capital Management Limited ("Lion Capital") manages discretionary fund management accounts and purchases units of MI-REIT for these accounts. On 29 June 2007, the aggregate holding of these accounts amounts to 24,142,000 units. Lion Capital has the discretion to excercise voting rights in respect of the 24,142,000 units in the capital of MI-REIT and is deemed to be interested in the units. As Lion Capital is a subsidiary of OCBC therefore OCBC is also deemed to be interested in the units. |
02/07/07 [29/06/07] |
Lion Capital Management Limited [SSH] | U | 3,250 | - | 24,142 | 9.27 | Note
Remarks
Lion Capital Management Limited manages discretionary fund management accounts and purchases units of MacarthurCook Industrial REIT for these accounts. On 29 June 2007, the aggregate holding of these accounts amounts to 24,142,000 units. Lion Capital Management Limited has the discretion to excercise voting rights in respect of the 24,142,000 units in the capital of MacarthurCook Industrial REIT and is deemed to be interested in the units. |
01/06/07 [29/05/07] |
OCBC Ltd [SSH] | U | 2,266 | - | 20,892 | 8.02 | Note
Remarks
OCBC's subsidiary, Lion Capital Management Limited ("Lion Capital") manages discretionary fund management accounts and purchases units of MacarthurCook Industrial REIT for these accounts. On 29 May 2007, the aggregate holding of these accounts amounts to 20,892,000 units. Lion Capital has the discretion to exercise voting rights in respect of the 20,892,000 units in the capital of MacarthurCook Industrial REIT and is deemed to be interested in the units. As Lion Capital is a subsidiary of OCBC therefore OCBC is also deemed to be interested in the units. |
01/06/07 [24/05/07] |
UBS AG [SSH] | U | 320 | - | 35,270 | 13.54 | Note
Remarks
Increase in proprietary positions held in name of UBS AG London Branch. |
01/06/07 [26/04/07] |
UBS AG [SSH] | U | 4,500 | - | 34,950 | 13.42 | Note
Remarks
Increase in positions held on behalf of various prime brokerage clients. |
30/05/07 [29/05/07] |
Lion Capital Management Limited [SSH] | U | 2,266 | - | 20,892 | 8.02 | Note
Remarks
Lion Capital Management Limited manages discretionary fund management accounts and purchases units of Macarthurcook Industrial REIT for these accounts. On 29 may 2007, the aggregate holding of these accounts amounts to 20,892,000 units. Lion Capital Management Limited has the discretion to excercise voting rights in respect of the 20,892,000 units in the capital of MacarthurCook Industrial REIT and is deemed to be interest in the units. |
17/05/07 [09/05/07] |
Prudential Asset Management (Singapore) Limited [SSH] | U | (3,144) | 1.170 | 12,856 | 4.94 | Note
Remarks
Open market sale. |
04/05/07 [02/05/07] |
OCBC Ltd [SSH] | U | 4,049 | - | 18,626 | 7.15 | Note
Remarks
OCBC's subsidiary, Lion Capital Management Limited ("Lion Capital") manages discretionary funds management accounts and purchases units of MacarthurCook Industrial REIT for these accounts. On 2 May 2007, the aggregate holding of these accounts amounts to 18,626,000 units. Lion Capital has the discretion to excercise voting rights in respect of the 18,626,000 units in the capital of MacarthurCook Industrial REIT and is deemed to be interested in the units. As Lion Capital is a subsidiary of OCBC therefore OCBC is also deemed to be interested in the units. |
04/05/07 [19/04/07] |
USS Ltd [SSH] | U | 7,000 | 1.200 | 22,000 | 8.45 | Note
Remarks
Market purchase of 7,000,000. |
03/05/07 [02/05/07] |
Lion Capital Management Ltd [SSH] | U | 4,049 | - | 18,626 | 7.15 | Note
Remarks
Lion Capital Management Limited manages discretionary fund management accounts and purchases units of MacarthurCook Industrial REIT for these accounts. On 2 May 2007, the aggregate holding of these accounts amounts to 18,626,000 units. Lion Capital Management Limited has the discretion to excercise voting rights in repect of the 18,626,000 units in the capital of MacarthurCook Industrial REIT and is deemed to be interested in the units. |
26/04/07 [19/04/07] |
David N. Kowitz [SSH] | U | 2,000 | 1.160 | 15,000 | 5.76 | Note
Remarks
Acquisition of 0.77% of MacarthurCook Industrial REIT's units amounting to an aggregate interest of 5.76% by Indus Asia Pacific Master Fund, Ltd and Indus Pacific Smaller Companies Master Fund, Ltd which are managed by Indus Capital Partners, LLC. David N. Kowitz owns more than 20% of the voting interest of Indus Capital Partners, LLC. |
26/04/07 [19/04/07] |
Sheldon F Kasowitz [SSH] | U | 2,000 | 1.160 | 15,000 | 5.76 | Note
Remarks
Acquisition of 0.77% of MacarthurCook Industrial REIT's units amounting to an aggregate interest of 5.76% by Indus Asia Pacific Master Fund, Ltd and Indus Pacific Smaller Companies Master Fund, Ltd which are managed by Indus Capital Partners, LLC. Sheldon F. Kasowitz owns more than 20% of the voting interest of Indus Capital Partners, LLC. |
24/04/07 [19/04/07] |
Indus Asia Pacific Master Fund [SSH] | U | 2,000 | 1.160 | 15,000 | 5.76 | Note
Remarks
Acquisition of 0.77% of MI-REIT's units amounting to an aggregate interest of 5.76% by Indus Asia Pacific Master Fund, Ltd and Indus Pacific Smaller Companies Master Fund, Ltd which are managed by Indus Capital Partners, LLC. |
24/04/07 [19/04/07] |
OCBC Ltd [SSH] | U | 14,577 | 1.200 | 14,577 | 5.60 | Note
Remarks
OCBC's subsidiary, Lion Capital Management Limited ("Lion Capital") manages discretionary fund management accounts and purchases units of MI-REIT for these accounts via the Initial Public Offer. On 19 April 2007, the aggregate holding of these accounts amounts to 14,577,000 units. Lion Capital has the discretion to excercise voting rights in respect of the 14,577,000 units in the capital of MI-REIT and is deemed to be interested in the units. As Lion Capital is a subsidiary of OCBC therefore OCBC is deemed to be interested in the units. |
23/04/07 [19/04/07] |
Lion Capital Management Ltd [SSH] | U | 14,577 | 1.200 | 14,577 | 5.60 | Note
Remarks
Lion Capital Management Limited manages discretionary fund management accounts and purchases units of MI REIT for these accounts via the Initial Public Offer. On 19 April 2007, the aggregate holding of these accounts amounts to 14,577,000 units. |
23/04/07 [19/04/07] |
UBS AG [SSH] | U | 30,450 | 1.190 | 30,450 | 11.69 | Note
Remarks
1. UBS AG acquired 1,300,000 shares in MI REIT through open market purchase. 2. UBS AG holds 15,150,000 shares in MI REIT on behalf of various prime brokerage clients. 3. Part of the deemed interests in the shares of MI REIT arise from UBS AG's direct and indirect shareholdings in UBS GAM which acquired interests of 14,000,000 shares in MI REIT on behalf of its discretionary clients. |
* | DIR - Director (include Directors of related companies) SSH - Substantial Shareholder COY - Company Share Buyback TMRP - Trustee-Manager/Responsible Person |
** | S - Shares W - Warrants U - Units R - Rights |
*** | Direct & Deemed Interests |
Notes
- Only trades by directors, substantial shareholders and company share buy back are included in Insider Trades.